Arkadios Wealth Advisors

SEC CIK: 0001800798
Latest filing: Aug 10, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 24, 2024. Long positions only; changes compare share counts with Q3 2023.

Positions: 732; +23 vs. Q3 2023
Portfolio value: $1.18B; +$128.8M (+12.2%) vs. Q3 2023
Filed: Jan 24, 2024; SEC

Holdings of Arkadios Wealth Advisors in Q4 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Farfetch Ltd30744W107	ORD SH CL A	11,039	$246	<0.1%	+11,039	New	–
Kensington Capital AcquisitiG5251K129	*W EXP 99/99/999	10,000	$1.00K	<0.1%	00.0%	Unchanged	–
NAKNorthern Dynasty Minerals Ltd	COM NEW	10,000	$3.23K	<0.1%	00.0%	Unchanged	History
SENSSenseonics Holdings, Inc.	COM	10,148	$5.79K	<0.1%	00.0%	Unchanged	History
ACBAurora Cannabis Inc	COM	13,913	$6.63K	<0.1%	−500−3.5%	Reduced	History
Companhia Brasileira de Dist20440T300	SPONSORED ADR	10,000	$8.00K	<0.1%	+10,000	New	–
HYLNHyliion Holdings Corp.	COMMON STOCK	10,023	$8.16K	<0.1%	+10,023	New	History
Spirit Airls Inc848577AB8	NOTE 1.000% 5/1	12,000	$8.32K	<0.1%	00.0%	Unchanged	–
Marriott Vacations Worldwide Corp57164YAD9	NOTE 1/1	10,000	$8.78K	<0.1%	00.0%	Unchanged	–
Perficient Inc71375UAF8	NOTE 0.125%11/1	11,000	$9.11K	<0.1%	00.0%	Unchanged	–
INOInovio Pharmaceuticals, Inc.	COM NEW	18,500	$9.44K	<0.1%	−400−2.1%	Reduced	History
NICE Ltd.653656AB4	NOTE 9/1	10,000	$9.46K	<0.1%	00.0%	Unchanged	–
Exact Sciences Corp30063PAB1	NOTE 0.375% 3/1	10,000	$9.68K	<0.1%	00.0%	Unchanged	–
CONMED Corp207410AH4	NOTE 2.250% 6/1	10,000	$9.99K	<0.1%	00.0%	Unchanged	–
Post Hldgs Inc737446AT1	NOTE 2.500% 8/1	10,000	$10.1K	<0.1%	00.0%	Unchanged	–
Liberty Media Corp531229AQ5	NOTE 2.250% 8/1	10,000	$10.1K	<0.1%	00.0%	Unchanged	–
Etsy Inc29786AAL0	NOTE 0.125% 9/0	12,000	$10.2K	<0.1%	00.0%	Unchanged	–
Ironwood Pharmaceuticals Inc46333XAF5	NOTE 0.750% 6/1	11,000	$11.5K	<0.1%	00.0%	Unchanged	–
Imax Corp45245EAJ8	NOTE 0.500% 4/0	13,000	$11.5K	<0.1%	00.0%	Unchanged	–
Live Nation Entertainment IN538034AU3	NOTE 2.000% 2/1	11,000	$11.6K	<0.1%	00.0%	Unchanged	–
Rapid7, Inc.753422AF1	NOTE 0.250% 3/1	13,000	$11.7K	<0.1%	00.0%	Unchanged	–
Euronet Worldwide, Inc.298736AL3	NOTE 0.750% 3/1	13,000	$12.2K	<0.1%	00.0%	Unchanged	–
Akamai Technologies Inc00971TAL5	NOTE 0.375% 9/0	11,000	$12.2K	<0.1%	00.0%	Unchanged	–
Box Inc10316TAB0	NOTE 1/1	11,000	$12.3K	<0.1%	00.0%	Unchanged	–
Macom Tech Solutions Hldgs I55405YAB6	NOTE 0.250% 3/1	10,000	$12.3K	<0.1%	00.0%	Unchanged	–
Herbalife Ltd.42703MAD5	NOTE 2.625% 3/1	13,000	$12.8K	<0.1%	00.0%	Unchanged	–
NRG Energy, Inc.629377CG5	DBCV 2.750% 6/0	10,000	$12.8K	<0.1%	00.0%	Unchanged	–
TripAdvisor, Inc.896945AD4	NOTE 0.250% 4/0	15,000	$13.1K	<0.1%	00.0%	Unchanged	–
Ziff Davis, Inc.48123VAE2	NOTE 1.750%11/0	14,000	$13.2K	<0.1%	+14,000	New	–
ATERAterian, Inc.	Equity	40,503	$14.1K	<0.1%	−34,756−46.2%	Reduced	History
Patk703343AG8	12/01/2028	13,000	$14.8K	<0.1%	00.0%	Unchanged	–
NCL Corp Ltd62886HBD2	NOTE 1.125% 2/1	17,000	$15.5K	<0.1%	00.0%	Unchanged	–
Envestnet, Inc.29404KAE6	NOTE 0.750% 8/1	19,000	$17.7K	<0.1%	00.0%	Unchanged	–
Pennymac Corp70932AAD5	NOTE 5.500%11/0	20,000	$19.4K	<0.1%	+20,000	New	–
Altair Engr Inc021369AC7	NOTE 1.750% 6/1	16,000	$20.7K	<0.1%	00.0%	Unchanged	–
REIRing Energy, Inc.	COM	14,189	$20.7K	<0.1%	+339+2.4%	Added	History
LUMNLumen Technologies, Inc.	Stock	11,615	$21.3K	<0.1%	−3,038−20.7%	Reduced	History
Cyberark Software Ltd23248VAB1	NOTE 11/1	17,000	$24.1K	<0.1%	00.0%	Unchanged	–
BKKTBakkt, Inc.	COM CL A	15,816	$35.3K	<0.1%	+416+2.7%	Added	History
CHPTChargePoint Holdings, Inc.	COM CL A	15,493	$36.3K	<0.1%	−18,515−54.4%	Reduced	History
CMCTCreative Media & Community Trust Corp	COM NEW	10,499	$38.7K	<0.1%	+10,499	New	History
CLNEClean Energy Fuels Corp.	COM	10,504	$40.2K	<0.1%	+504+5.0%	Added	History
NOKNokia Corp	SPONSORED ADR	13,478	$46.1K	<0.1%	−7,447−35.6%	Reduced	History
MVISMicrovision, Inc.	COM NEW	17,800	$47.3K	<0.1%	−1,000−5.3%	Reduced	History
OPENOpendoor Technologies Inc.	COM	11,155	$50.0K	<0.1%	+11,155	New	History
NCMINational CineMedia, Inc.	COM NEW	12,102	$50.1K	<0.1%	−1,680−12.2%	Reduced	History
ADMAAdma Biologics, Inc.	COM	11,260	$50.9K	<0.1%	00.0%	Unchanged	History
PHKPIMCO High Income Fund	COM SHS	10,350	$51.6K	<0.1%	00.0%	Unchanged	History
SBSWSibanye Stillwater Ltd	SPONSORED ADR	10,000	$54.3K	<0.1%	00.0%	Unchanged	History
NGLNGL Energy Partners LP	COM UNIT REPST	10,656	$59.4K	<0.1%	00.0%	Unchanged	History
OXLCOxford Lane Capital Corp.	COM	12,423	$61.4K	<0.1%	+1,608+14.9%	Added	History
MFVMFS Special Value Trust	SH BEN INT	15,571	$63.7K	<0.1%	00.0%	Unchanged	History
CIMChimera Investment Corp	COM NEW	15,027	$75.0K	<0.1%	+654+4.6%	Added	History
CTXRCitius Pharmaceuticals, Inc.	COM NEW	100,000	$75.7K	<0.1%	00.0%	Unchanged	History
BRSPBrightSpire Capital, Inc.	COM CL A	10,384	$77.3K	<0.1%	+10,384	New	History
FIGSFIGS, Inc.	CL A	12,000	$83.4K	<0.1%	−3,469−22.4%	Reduced	History
PLUGPlug Power Inc	Stock	18,700	$84.2K	<0.1%	+4,700+33.6%	Added	History
SHCRSharecare, Inc.	COM CL A	80,000	$86.4K	<0.1%	00.0%	Unchanged	History
UNITUniti Group Inc.	COM	14,955	$86.4K	<0.1%	+117+0.8%	Added	History
MRCCMonroe Capital Corp	COM	12,579	$88.9K	<0.1%	00.0%	Unchanged	History
MCRMFS Charter Income Trust	SH BEN INT	14,545	$94.0K	<0.1%	00.0%	Unchanged	History
PSLVSprott Physical Silver Trust	PHYSICAL SILVER	11,873	$95.9K	<0.1%	00.0%	Unchanged	History
NMZNuveen Municipal High Income Opportunity Fund	COM	10,110	$99.9K	<0.1%	−13,261−56.7%	Reduced	History
ERCAllspring Multi-Sector Income Fund	COM	10,924	$103.1K	<0.1%	−132−1.2%	Reduced	History
CRONCronos Group Inc.	COM	50,190	$104.9K	<0.1%	−5,000−9.1%	Reduced	History
BLNKBlink Charging Co.	COM	34,195	$115.9K	<0.1%	+34,195	New	History
Amplify ETF Tr032108847	CEF HIGH INCOME	10,185	$118.3K	<0.1%	+10,185	New	–
BGSB&G Foods, Inc.	COM	11,450	$120.2K	<0.1%	00.0%	Unchanged	History
ARIApollo Commercial Real Estate Finance, Inc.	COM	10,513	$123.4K	<0.1%	−2,028−16.2%	Reduced	History
MFAMfa Financial, Inc.	COM	11,068	$124.7K	<0.1%	00.0%	Unchanged	History
ASXASE Technology Holding Co., Ltd.	SPONSORED ADS	13,349	$125.6K	<0.1%	−410−3.0%	Reduced	History
Invesco Exch Traded FD Tr II46138E511	PFD ETF	11,185	$128.3K	<0.1%	+11,185	New	–
PSECProspect Capital Corp	COM	23,574	$141.2K	<0.1%	−103,732−81.5%	Reduced	History
TLRYTilray Brands, Inc.	COM CL 2	64,877	$149.2K	<0.1%	−860−1.3%	Reduced	History
PHYSSprott Physical Gold Trust	PHYSICAL GOLD TR	10,500	$167.3K	<0.1%	00.0%	Unchanged	History
BBDCBarings BDC, Inc.	COM	20,125	$172.7K	<0.1%	+311+1.6%	Added	History
Invesco Exchange Traded FD T46137V621	FINL PFD ETF	12,176	$177.5K	<0.1%	−3,076−20.2%	Reduced	–
SBRASabra Health Care REIT, Inc.	REIT	13,291	$189.7K	<0.1%	−846−6.0%	Reduced	History
RIOTRiot Platforms, Inc.	COM	12,585	$194.7K	<0.1%	−1,838−12.7%	Reduced	History
PFLTPennantPark Floating Rate Capital Ltd.	COM	16,232	$196.4K	<0.1%	00.0%	Unchanged	History
UWMCUWM Holdings Corp	COM CL A	27,641	$197.6K	<0.1%	−1,400−4.8%	Reduced	History
OCCIOFS Credit Company, Inc.	COM	31,039	$200.5K	<0.1%	−457−1.5%	Reduced	History
VRTVertiv Holdings Co	COM CL A	4,191	$201.3K	<0.1%	+4,191	New	History
TSCOTractor Supply Co	COM	937	$201.4K	<0.1%	+937	New	History
Schwab U.S. Large-Cap Value ETF808524409	ETF	2,877	$201.7K	<0.1%	−713−19.9%	Reduced	–
TEAMAtlassian Corp	CL A	848	$201.7K	<0.1%	+848	New	History
First Tr Exchange Traded FD33738R720	NASDQ ARTFCIAL	4,459	$203.0K	<0.1%	+4,459	New	–
iShares Tr464287739	U.S. REAL ES ETF	2,224	$203.3K	<0.1%	+2,224	New	–
EMREmerson Electric Co	Stock	2,098	$204.2K	<0.1%	−36−1.7%	Reduced	History
WDWalker & Dunlop, Inc.	COM	1,845	$204.9K	<0.1%	+1,845	New	History
Schwab U.S. Broad Market ETF808524102	ETF	3,682	$205.0K	<0.1%	+3,682	New	–
IHDVoya Emerging Markets High Dividend Equity Fund	COM	38,770	$205.1K	<0.1%	−94,848−71.0%	Reduced	History
EOGEOG Resources Inc	Stock	1,714	$207.3K	<0.1%	+42+2.5%	Added	History
LPLALPL Financial Holdings Inc.	COM	912	$207.6K	<0.1%	−21−2.3%	Reduced	History
iShares Tr464288604	MRGSTR SM CP GR	4,746	$208.8K	<0.1%	−567−10.7%	Reduced	–
GRMNGarmin Ltd	SHS	1,631	$209.6K	<0.1%	+1,631	New	History
SPDR Index Shs FDS78463X756	ST MARKE CAP ETF	3,721	$210.1K	<0.1%	+3,721	New	–
QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	9,132	$211.4K	<0.1%	00.0%	Unchanged	History
AJGArthur J. Gallagher & Co.	COM	951	$213.9K	<0.1%	+951	New	History
iShares Inc46434G764	MSCI EMRG CHN	3,867	$214.3K	<0.1%	+3,867	New	–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q4 2023
Security	Class	Puts	Calls
MRNAModerna, Inc.	Stock	–	$726
PFEPfizer Inc	Stock	–	$720
CTXRCitius Pharmaceuticals, Inc.	COM NEW	–	$314
AAPLApple Inc.	Stock	$39	–
GOOGAlphabet Inc.	Stock	$28	–
PLUGPlug Power Inc	Stock	–	$22
GOOGLAlphabet Inc.	Stock	$14	–

Sold out since Q3 2023 (47)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q3 2023
Security	Class	Shares in Q3 2023	Value in Q3 2023	% of portfolio in Q3 2023	History
GPCGenuine Parts Co	Stock	5,722	$826.2K	0.1%	History
SPDR Series Trust78464A664	ST LON TREAS ETF	30,483	$797.1K	0.1%	–
iShares Tr464287622	RUS 1000 ETF	2,425	$569.7K	0.1%	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	10,392	$514.3K	<0.1%	–
RBB FD Inc74933W452	F/M US TREASURY	8,321	$416.6K	<0.1%	–
iShares Tips Bond ETF464287176	ETF	3,469	$359.8K	<0.1%	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	6,897	$347.1K	<0.1%	–
EQIXEquinix Inc	COM	460	$333.9K	<0.1%	History
First Tr Exchng Traded FD VI33740F730	FT VEST US EQT	9,430	$319.5K	<0.1%	–
SPDR Series Trust78468R556	SP O&G EXPL PRO	2,070	$306.2K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	13,831	$293.6K	<0.1%	–
PSAPublic Storage	COM	1,004	$264.5K	<0.1%	History
SPGSimon Property Group Inc.	REIT	2,375	$256.5K	<0.1%	History
DVNDevon Energy Corp	Stock	5,139	$245.1K	<0.1%	History
iShares Tr464287754	US INDUSTRIALS	2,417	$243.9K	<0.1%	–
TRTNTriton International Ltd	CL A	3,041	$241.9K	<0.1%	History
ProShares Tr74347B425	SHORT S&P 500 NE	16,718	$241.9K	<0.1%	–
DEODiageo PLC	SPON ADR NEW	1,588	$236.9K	<0.1%	History
TTDTrade Desk, Inc.	Stock	2,972	$232.3K	<0.1%	History
ULUnilever PLC	SPON ADR NEW	4,495	$222.0K	<0.1%	History
ATVIActivision Blizzard, Inc.	COM	2,363	$221.3K	<0.1%	History
RIORio Tinto PLC	ADR	3,449	$219.5K	<0.1%	History
Innovator ETFs Tr45782C136	DOUBLE STACKR 9	7,590	$217.1K	<0.1%	–
Innovator ETFs Trust45783Y723	POWER BUFFER SET	8,130	$216.7K	<0.1%	–
Schwab International Equity ETF808524805	ETF	6,090	$206.8K	<0.1%	–
VTRVentas, Inc.	REIT	4,878	$205.5K	<0.1%	History
LDOSLeidos Holdings, Inc.	COM	2,230	$205.5K	<0.1%	History
LEGLeggett & Platt Inc	Stock	8,057	$204.7K	<0.1%	History
TMUST-Mobile US, Inc.	Stock	1,457	$204.1K	<0.1%	History
First Tr Exchange Traded FD33738R100	MULTI ASSET DI	10,958	$159.9K	<0.1%	–
NEANuveen AMT-Free Quality Municipal Income Fund	COM	16,206	$156.9K	<0.1%	History
TBPHTheravance Biopharma, Inc.	COM	17,500	$151.0K	<0.1%	History
NIONIO Inc.	ADR	11,325	$102.4K	<0.1%	History
LYGLloyds Banking Group plc	SPONSORED ADR	21,075	$44.9K	<0.1%	History
Biomarin Pharmaceutical Inc09061GAH4	NOTE 0.599% 8/0	24,000	$23.3K	<0.1%	–
Dexcom Inc252131AK3	NOTE 0.250%11/1	24,000	$22.6K	<0.1%	–
Integra Lifesciences Hldgs C457985AM1	NOTE 0.500% 8/1	24,000	$21.9K	<0.1%	–
Microchip Technology Inc595017AU8	NOTE 0.125%11/1	20,000	$21.0K	<0.1%	–
Verint Systems Inc92343XAC4	NOTE 0.250% 4/1	24,000	$20.5K	<0.1%	–
Splunk Inc848637AD6	NOTE 1.125% 9/1	19,000	$20.4K	<0.1%	–
Square Inc852234AF0	NOTE 0.125% 3/0	15,000	$13.9K	<0.1%	–
Stride, Inc.86333MAA6	NOTE 1.125% 9/0	13,000	$13.7K	<0.1%	–
Zillow Group, Inc.98954MAH4	NOTE 2.750% 5/1	11,000	$11.3K	<0.1%	–
Southwest Airls Co844741BG2	NOTE 1.250% 5/0	11,000	$10.9K	<0.1%	–
Ford MTR Co Del345370CZ1	NOTE 3/1	11,000	$10.8K	<0.1%	–
SDCSmileDirectClub, Inc.	CL A COM	26,000	$10.8K	<0.1%	History
PRTYParty City Holdco Inc.	COM	10,200	$30	<0.1%	History