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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 2, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
601
+42 vs. Q4 2022
Portfolio value
$839.8M
+$85.4M (+11.3%) vs. Q4 2022
Filed
May 2, 2023
SEC
Holdings of Arkadios Wealth Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,000$2.39K<0.1%00.0%UnchangedHistory
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$2.50K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM10,148$7.21K<0.1%00.0%UnchangedHistory
NCMINational CineMedia, Inc.COM75,620$9.99K<0.1%+75,620NewHistory
REIRing Energy, Inc.COM11,850$22.5K<0.1%+11,850NewHistory
NGLNGL Energy Partners LPCOM UNIT REPST10,656$30.9K<0.1%00.0%UnchangedHistory
ATERAterian, Inc.Equity39,368$33.9K<0.1%+39,368NewHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR13,308$39.1K<0.1%−1,672−11.2%Reduced–
LYGLloyds Banking Group plcSPONSORED ADR23,904$55.5K<0.1%−4,713−16.5%ReducedHistory
LOGCContextLogic Holdings Inc.CL A NEW133,247$59.4K<0.1%+133,247NewHistory
MCRMFS Charter Income TrustSH BEN INT14,545$91.5K<0.1%−1,300−8.2%ReducedHistory
NOKNokia CorpSPONSORED ADR19,542$96.0K<0.1%−2,683−12.1%ReducedHistory
MRCCMonroe Capital CorpCOM12,579$96.2K<0.1%−3,677−22.6%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS12,093$96.4K<0.1%−590−4.7%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM11,056$101.2K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM11,787$101.3K<0.1%−2,493−17.5%ReducedHistory
PHKPIMCO High Income FundCOM SHS21,657$103.3K<0.1%−5,208−19.4%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER12,748$106.3K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,662$108.2K<0.1%+10,662NewHistory
ARIApollo Commercial Real Estate Finance, Inc.COM12,027$112.0K<0.1%−2,730−18.5%ReducedHistory
MFAMfa Financial, Inc.COM11,486$113.9K<0.1%−3,207−21.8%ReducedHistory
OFSOFS Capital CorpCOM12,133$124.8K<0.1%+12,133NewHistory
BBDCBarings BDC, Inc.COM16,413$130.3K<0.1%−7,281−30.7%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,500$162.3K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 266,426$168.1K<0.1%+24,160+57.2%AddedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM16,232$172.2K<0.1%00.0%UnchangedHistory
ProShares Tr74347B714SHORT QQQ NEW15,007$182.8K<0.1%+15,007New–
RTLNecessity Retail REIT, Inc.COM CLASS A29,423$184.8K<0.1%+7,795+36.0%AddedHistory
ENBEnbridge IncStock5,246$200.1K<0.1%+5,246NewHistory
iShares Tr464287622RUS 1000 ETF889$200.2K<0.1%−66−6.9%Reduced–
Innovator ETFs Trust45783Y731BUFF STEP UP ETF7,904$200.8K<0.1%−1,600−16.8%Reduced–
BBYBest Buy Co IncStock2,566$200.8K<0.1%−2,533−49.7%ReducedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,504$202.7K<0.1%−1,796−33.9%Reduced–
LHLabcorp Holdings Inc.COM NEW885$203.0K<0.1%+885NewHistory
AMNAmn Healthcare Services IncCOM2,449$203.2K<0.1%−131−5.1%ReducedHistory
BNYBank of New York Mellon CorpStock4,509$204.9K<0.1%+4,509NewHistory
iShares Tr464288687PFD AND INCM SEC6,592$205.8K<0.1%−190−2.8%Reduced–
MGAMagna International IncCOM3,844$205.9K<0.1%−70−1.8%ReducedHistory
iShares Inc464286525MSCI GBL MIN VOL2,131$206.1K<0.1%−285−11.8%Reduced–
iShares Tr464288885EAFE GRWTH ETF2,210$207.0K<0.1%+2,210New–
PRUPrudential Financial IncStock2,515$208.1K<0.1%+203+8.8%AddedHistory
ESEversource EnergyStock2,659$208.1K<0.1%+10+0.4%AddedHistory
ASMLASML Holding NVADR308$209.7K<0.1%+308NewHistory
WDWalker & Dunlop, Inc.COM2,763$210.5K<0.1%−121−4.2%ReducedHistory
Ready Capital Corp75574U2007% CN SR NT 20238,442$210.8K<0.1%+8,442New–
iShares Tr4642886613 7 YR TREAS BD1,792$210.8K<0.1%+1,792New–
iShares Tr464288638ISHS 5-10YR INVT4,117$211.1K<0.1%+4,117New–
HASHasbro, Inc.COM3,948$212.0K<0.1%+243+6.6%AddedHistory
Vanguard Utilities ETF92204A876ETF1,439$212.3K<0.1%+1,439New–
WisdomTree Tr97717W570US MIDCAP FUND4,281$212.9K<0.1%−198−4.4%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,576$213.0K<0.1%+4,576New–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,830$214.0K<0.1%−46−2.5%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF10,294$214.1K<0.1%+169+1.7%Added–
MUMicron Technology IncStock3,559$214.8K<0.1%+3,559NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,690$215.8K<0.1%+2,690New–
First Tr Exchange-Traded Alp33734K109COM SHS2,715$218.5K<0.1%−126−4.4%Reduced–
Innovator ETFs Tr45782C136DOUBLE STACKR 98,125$218.6K<0.1%−295−3.5%Reduced–
iShares Tr464288604MRGSTR SM CP GR5,614$218.9K<0.1%−496−8.1%Reduced–
VanEck ETF Trust92189F411BDC INCOME ETF14,812$219.7K<0.1%−680−4.4%Reduced–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,058$221.0K<0.1%+18+0.4%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF3,289$221.3K<0.1%−50−1.5%Reduced–
APTVAptiv PLCSHS1,978$221.9K<0.1%−236−10.7%ReducedHistory
MARMarriott International IncStock1,337$222.1K<0.1%−63−4.5%ReducedHistory
ULTAUlta Beauty, Inc.Stock409$223.2K<0.1%+409NewHistory
IBPInstalled Building Products, Inc.COM1,957$223.2K<0.1%+1,957NewHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,947$223.9K<0.1%+4+0.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF1,812$224.8K<0.1%+1,812New–
VLOValero Energy CorpStock1,611$224.8K<0.1%−170−9.5%ReducedHistory
IBNIcici Bank LtdADR10,446$225.4K<0.1%−709−6.4%ReducedHistory
UFPIUfp Industries IncCOM2,844$226.0K<0.1%+11+0.4%AddedHistory
First Tr Exchange Traded FD33738R845NASDQ OIL GAS8,389$226.3K<0.1%+1,035+14.1%Added–
EPDEnterprise Products Partners L.P.Stock8,766$227.0K<0.1%−68−0.8%ReducedHistory
iShares Tr464287150CORE S&P TTL STK2,512$227.4K<0.1%−19−0.8%Reduced–
TSNTyson Foods, Inc.Stock3,834$227.5K<0.1%−60−1.5%ReducedHistory
CLColgate Palmolive CoStock3,031$227.8K<0.1%+3,031NewHistory
BRBRBellring Brands, Inc.Stock6,712$228.2K<0.1%+6,712NewHistory
MTHMeritage Homes CORPCOM1,969$229.9K<0.1%+1,969NewHistory
DOVDOVER CorpCOM1,518$230.7K<0.1%+2+0.1%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM29,558$230.8K<0.1%+30+0.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB11,393$231.1K<0.1%+11,393New–
MCHPMicrochip Technology IncStock2,774$232.4K<0.1%−112−3.9%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB11,300$232.7K<0.1%+11,300New–
ProShares Bitcoin ETF74347G440ETF13,297$233.0K<0.1%+13,297New–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB12,184$233.4K<0.1%+12,184New–
PNNTPennantpark Investment CorpCOM44,239$233.6K<0.1%+364+0.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,080$233.6K<0.1%+1+0.1%Added–
TMUST-Mobile US, Inc.Stock1,623$235.1K<0.1%+52+3.3%AddedHistory
VanEck Semiconductor ETF92189F676ETF893$235.1K<0.1%+893New–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB12,202$235.6K<0.1%+12,202New–
WisdomTree Tr97717W588US LARGECAP FUND5,391$235.7K<0.1%+241+4.7%Added–
NXPINXP Semiconductors N.V.COM1,266$236.1K<0.1%+1,266NewHistory
LHXL3HARRIS Technologies, Inc.Stock1,207$236.9K<0.1%+163+15.6%AddedHistory
AIC3.ai, Inc.Stock7,083$237.8K<0.1%+7,083NewHistory
IVTInvenTrust Properties Corp.COM NEW10,161$237.8K<0.1%−979−8.8%ReducedHistory
KKRKKR & Co. Inc.COM4,533$238.1K<0.1%−246−5.1%ReducedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL7,363$240.5K<0.1%−500−6.4%Reduced–
OXYOccidental Petroleum CorpStock3,868$241.5K<0.1%+213+5.8%AddedHistory
PKGPackaging Corp of AmericaStock1,741$241.7K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM3,148$242.2K<0.1%+3,148NewHistory
Innovator ETFs Trust45783Y723POWER BUFFER SET9,330$242.3K<0.1%+9,330New–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q1 2023
SecurityClassPutsCalls
PFEPfizer IncStock–$1.63K
MRNAModerna, Inc.Stock–$768
AIC3.ai, Inc.Stock–$168

Sold out since Q4 2022 (33)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
LHCGLHC Group, IncCOM3,403$550.2K0.1%History
iShares Select U.S. REIT ETF464287564ETF9,702$532.1K0.1%–
Innovator ETFs Trust45783Y103US EQUITY ACCELE18,141$436.5K0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX25,117$429.2K0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT19,760$401.4K0.1%–
TPRTapestry, Inc.COM10,015$381.4K0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF6,108$358.8K<0.1%–
PLNTPlanet Fitness, Inc.CL A4,363$343.8K<0.1%History
iShares Russell Top 200 Growth ETF464289438ETF2,552$307.6K<0.1%–
iShares Tr464287788U.S. FINLS ETF3,805$287.1K<0.1%–
NVSNovartis AGADR3,075$279.0K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA3,097$262.5K<0.1%–
CCitigroup IncStock5,767$260.9K<0.1%History
Ssga Active ETF Tr78467V103ST STR REAL ETF9,381$258.3K<0.1%–
AREAlexandria Real Estate Equities, Inc.COM1,730$252.0K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF2,003$249.9K<0.1%–
PNCPNC Financial Services Group, Inc.Stock1,516$239.4K<0.1%History
First Tr Exchange-Traded FD33738D309SENIOR LN FD5,272$235.1K<0.1%–
CPCanadian Pacific Kansas City LtdCOM3,016$224.9K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,006$224.3K<0.1%–
LINLinde PLCSHS643$209.7K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,979$206.6K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD7,569$201.2K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS10,499$198.6K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,997$184.7K<0.1%–
U.S. Global Jets ETF26922A842ETF10,741$183.5K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF5,752$164.9K<0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF11,623$129.9K<0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR10,385$109.6K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST14,478$61.7K<0.1%–
CGCCanopy Growth CorpCOM22,493$52.0K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.0220,166$51.6K<0.1%–
LOGCContextLogic Inc.COM CL A96,290$47.0K<0.1%History