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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,948
−74 vs. Q2 2021
Portfolio value
$693.6M
−$127.3M (−15.5%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABUSArbutus Biopharma CorpCOM1,000$4.00K<0.1%+1,000NewHistory
CRNCCerence Inc.COM51$4.00K<0.1%00.0%UnchangedHistory
First BK Williamstown New Je31931U102COM285$4.00K<0.1%+285New–
GDOTGreen Dot CorpCL A83$4.00K<0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A25$4.00K<0.1%00.0%UnchangedHistory
Amryt Pharma PLC03217L106SPONSORED ADS396$4.00K<0.1%+396New–
DBVTDBV Technologies S.A.SPONSORED ADR1,000$4.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137Y609S&P 500A EQL117$4.00K<0.1%00.0%Unchanged–
NSLNuveen Senior Income FundCOM715$4.00K<0.1%−322−31.1%ReducedHistory
QDELQuidelOrtho CorpCOM33$4.00K<0.1%00.0%UnchangedHistory
SGENSeagen Inc.COM25$4.00K<0.1%00.0%UnchangedHistory
TELFYTelefonica S ASPONSORED ADR1,000$4.00K<0.1%00.0%UnchangedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM437$4.00K<0.1%−1,252−74.1%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW600$4.00K<0.1%00.0%UnchangedHistory
XLNXXilinx IncCOM32$4.00K<0.1%−30−48.4%ReducedHistory
LAZLazard, Inc.SHS A109$4.00K<0.1%00.0%UnchangedHistory
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS250$4.00K<0.1%00.0%UnchangedHistory
Sapiens Intl Corp N VG7T16G103SHS150$4.00K<0.1%00.0%Unchanged–
Advisorshares Tr00768Y388RESTAURANT ETF200$4.00K<0.1%+200New–
DBRGDigitalBridge Group, Inc.CL A COM708$4.00K<0.1%+82+13.1%AddedHistory
Tidal ETF Tr886364728SONICSHARES AIR1,000$4.00K<0.1%+1,000New–
iShares Future AI & Tech ETF46435U556ETF135$5.00K<0.1%00.0%Unchanged–
SYNASYNAPTICS IncStock29$5.00K<0.1%00.0%UnchangedHistory
FDSFactset Research Systems IncStock13$5.00K<0.1%−26−66.7%ReducedHistory
JWNNordstrom IncStock195$5.00K<0.1%+55+39.3%AddedHistory
MKCMcCormick & Co IncStock74$5.00K<0.1%−2−2.6%ReducedHistory
Global X FDS37954Y830GLOBAL X COPPER153$5.00K<0.1%+1+0.7%Added–
TTCToro CoCOM53$5.00K<0.1%−160−75.1%ReducedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM357$5.00K<0.1%−170−32.3%ReducedHistory
CPBCAMPBELL'S CoCOM131$5.00K<0.1%+1+0.8%AddedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM317$5.00K<0.1%−926−74.5%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET125$5.00K<0.1%+50+66.7%Added–
BGRBlackRock Energy & Resources TrustCOM604$5.00K<0.1%−1,638−73.1%ReducedHistory
ZDZiff Davis, Inc.COM40$5.00K<0.1%00.0%UnchangedHistory
STNStantec IncCOM111$5.00K<0.1%00.0%UnchangedHistory
JBHTHunt J B Transport Services IncCOM35$5.00K<0.1%00.0%UnchangedHistory
ISDPGIM High Yield Bond Fund, Inc.COM333$5.00K<0.1%−158−32.2%ReducedHistory
WDAYWorkday, Inc.CL A21$5.00K<0.1%−5−19.2%ReducedHistory
WSMWilliams Sonoma IncCOM33$5.00K<0.1%00.0%UnchangedHistory
AXTAAxalta Coating Systems Ltd.COM203$5.00K<0.1%−109−34.9%ReducedHistory
SKTTanger Inc.COM339$5.00K<0.1%+3+0.9%AddedHistory
MFCManulife Financial CorpCOM265$5.00K<0.1%00.0%UnchangedHistory
FNFabrinetSHS58$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF223$5.00K<0.1%00.0%Unchanged–
CNKCinemark Holdings, Inc.COM300$5.00K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM102$5.00K<0.1%+1+1.0%AddedHistory
UFPIUfp Industries IncCOM88$5.00K<0.1%−165−65.2%ReducedHistory
iShares Tr46434V886HDG MSCI JAPAN143$5.00K<0.1%00.0%Unchanged–
JPCNuveen Preferred & Income Opportunities FundCOM577$5.00K<0.1%−4,353−88.3%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS100$5.00K<0.1%+100NewHistory
BCEBce IncCOM NEW102$5.00K<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM150$5.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF107$5.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL177$5.00K<0.1%00.0%Unchanged–
NNDMNano Dimension Ltd.SPONSORD ADS NEW1,000$5.00K<0.1%00.0%UnchangedHistory
MEIMethode Electronics IncCOM128$5.00K<0.1%00.0%UnchangedHistory
MITKMitek Systems IncCOM NEW310$5.00K<0.1%00.0%UnchangedHistory
PERIPerion Network Ltd.SHS NEW300$5.00K<0.1%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM21$5.00K<0.1%+21NewHistory
TIGRUP Fintech Holding LtdSPONSORED ADS500$5.00K<0.1%+500NewHistory
ATRSAntares Pharma, Inc.COM1,500$5.00K<0.1%00.0%UnchangedHistory
BLEBlackRock Municipal Income Trust IICOM379$5.00K<0.1%+4+1.1%AddedHistory
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B5,399$5.00K<0.1%+2,675+98.2%AddedHistory
Flexshares Tr33939L852QLT DIVDYN IDX100$5.00K<0.1%00.0%Unchanged–
JJacobs Solutions Inc.COM42$5.00K<0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM100$5.00K<0.1%00.0%UnchangedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM455$5.00K<0.1%−1,340−74.7%ReducedHistory
WisdomTree Tr97717X719CHINADIV EX FI94$5.00K<0.1%−12−11.3%Reduced–
WWEWorld Wrestling Entertainment, LLCCL A101$5.00K<0.1%−50−33.1%ReducedHistory
TEAMAtlassian CorpCL A13$5.00K<0.1%−2−13.3%ReducedHistory
MAPSWM Technology, Inc.COM400$5.00K<0.1%00.0%UnchangedHistory
VFCV F CorpStock95$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464287184CHINA LG-CAP ETF155$6.00K<0.1%−252−61.9%Reduced–
AZOAutoZone IncCOM4$6.00K<0.1%00.0%UnchangedHistory
TDSTelephone & Data Systems IncCOM NEW338$6.00K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS773$6.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V324S&P500 EQL IND33$6.00K<0.1%00.0%Unchanged–
GGGGraco IncCOM90$6.00K<0.1%−175−66.0%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM500$6.00K<0.1%00.0%UnchangedHistory
TXTTextron IncCOM100$6.00K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN640$6.00K<0.1%−5,032−88.7%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM40$6.00K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS350$6.00K<0.1%−20−5.4%ReducedHistory
EVREvercore Inc.CLASS A49$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464287713US TELECOM ETF200$6.00K<0.1%+85+73.9%Added–
Victory Portfolios II92647N873VCSHS US SMCP HG111$6.00K<0.1%00.0%Unchanged–
iShares Tr46429B408MSCI PHILIPS ETF209$6.00K<0.1%00.0%Unchanged–
ANDEAndersons, Inc.COM200$6.00K<0.1%00.0%UnchangedHistory
TRIPTripAdvisor, Inc.COM200$6.00K<0.1%+200NewHistory
SRPTSarepta Therapeutics, Inc.COM75$6.00K<0.1%00.0%UnchangedHistory
FFAFirst Trust Enhanced Equity Income FundCOM328$6.00K<0.1%−908−73.5%ReducedHistory
EXPEagle Materials IncCOM48$6.00K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM94$6.00K<0.1%00.0%UnchangedHistory
BMEBlackRock Health Sciences TrustCOM137$6.00K<0.1%−361−72.5%ReducedHistory
CRHCRH Public Ltd CoADR135$6.00K<0.1%00.0%UnchangedHistory
DFSDiscover Financial ServicesCOM53$6.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D705EIP CARBON IMP302$6.00K<0.1%+1+0.3%Added–
GWBGreat Western Bancorp, Inc.COM183$6.00K<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM237$6.00K<0.1%−800−77.1%ReducedHistory
KSUKansas City SouthernCOM NEW25$6.00K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (194)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 194 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ACELAccel Entertainment, Inc.COM CL A1208,101$2.47M0.3%History
IEXIdex CorpCOM4,081$898.0K0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,368$435.0K0.1%History
Global X FDS37954Y772LNTY THMTC ETF12,828$391.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND1,301$301.0K<0.1%–
iShares Tr464288356CALIF MUN BD ETF4,202$263.0K<0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF10,000$207.0K<0.1%–
Global X FDS37954Y814FINTECH ETF4,003$190.0K<0.1%–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM8,402$174.0K<0.1%History
ProShares Tr74347R842PSHS ULTRUSS20002,080$124.0K<0.1%–
TECHBIO-TECHNE CorpCOM214$96.0K<0.1%History
CBRECbre Group, Inc.CL A1,100$94.0K<0.1%History
OCGNOcugen, Inc.COM11,250$90.0K<0.1%History
RDNTRadNet, Inc.COM2,500$84.0K<0.1%History
OMEROmeros CorpCOM5,600$83.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF1,000$82.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI3,790$68.0K<0.1%–
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM6,233$58.0K<0.1%History
CGCarlyle Group Inc.COM1,062$49.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE1,400$48.0K<0.1%–
AAAUGoldman Sachs Physical Gold ETFETF2,650$46.0K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY1,500$43.0K<0.1%–
iShares Tr464289859CORE 80 20 ETF600$42.0K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF910$42.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS4,426$42.0K<0.1%–
Puxin Ltd ADS67065F107ADR24,000$42.0K<0.1%–
ASHAshland Inc.COM428$37.0K<0.1%History
KLACKLA CorpCOM NEW113$36.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM1,206$35.0K<0.1%History
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP319$34.0K<0.1%–
Churchill Capital Corp IV171439102CL A1,190$34.0K<0.1%–
INCYIncyte CorpCOM394$33.0K<0.1%History
MXIMMaxim Integrated Products IncCOM311$32.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A3,000$32.0K<0.1%–
iShares Tr464288638ISHS 5-10YR INVT518$31.0K<0.1%–
iShares Inc464286350MSCI AGR PRO ETF803$31.0K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 1500164$30.0K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM1,971$30.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM180$30.0K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART496$30.0K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,000$28.0K<0.1%History
HSYHershey CoCOM154$26.0K<0.1%History
KMXCarMax IncCOM209$26.0K<0.1%History
EBSEmergent BioSolutions Inc.COM428$26.0K<0.1%History
TALTAL Education GroupSPONSORED ADS1,000$25.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF334$24.0K<0.1%–
CRONCronos Group Inc.COM2,900$24.0K<0.1%History
Holicity Inc435063102COM CL A2,000$24.0K<0.1%–
Property Solutions Acquisiti74348Q108COM1,500$23.0K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW420$22.0K<0.1%–
MNDTMandiant, Inc.COM1,100$22.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A500$22.0K<0.1%History
TUTelus CorpCOM967$21.0K<0.1%History
MIDDMIDDLEBY CorpCOM120$20.0K<0.1%History
SIISprott Inc.COM NEW504$19.0K<0.1%History
MLMMartin Marietta Materials IncCOM55$19.0K<0.1%History
ANSSAnsys IncCOM55$19.0K<0.1%History
HAHawaiian Holdings IncCOM800$19.0K<0.1%History
STORStore Capital LLCCOM570$19.0K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM305$18.0K<0.1%–
SNAPSnap IncStock264$17.0K<0.1%History
NMRNomura Holdings IncSPONSORED ADR3,345$17.0K<0.1%History
COOCooper Companies, Inc.COM NEW44$17.0K<0.1%History
Osprey Technlgy Aquistion Co68839R104COM CL A1,800$17.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A526$16.0K<0.1%History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT921$16.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR623$16.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF175$15.0K<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD284$15.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF275$15.0K<0.1%–
Global X FDS37950E101FTSE NORDIC REG497$15.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A200$15.0K<0.1%History
PRIPrimerica, Inc.Stock92$14.0K<0.1%History
CHDChurch & Dwight Co IncCOM173$14.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF218$14.0K<0.1%–
DXDynex Capital IncCOM759$14.0K<0.1%History
ProShares Tr74347B508DJ BRKFLD GLB304$14.0K<0.1%–
Apex Technology Acquisition03768F102COM CL A1,211$14.0K<0.1%–
INSGInseego Corp.COM1,481$14.0K<0.1%History
Signature BK New York N Y82669G104COM60$14.0K<0.1%–
MANHManhattan Associates IncStock90$13.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF200$13.0K<0.1%–
GOLFAcushnet Holdings Corp.COM269$13.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS842$13.0K<0.1%History
TDYTeledyne Technologies IncCOM32$13.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM118$13.0K<0.1%History
NDSNNordson CorpCOM60$13.0K<0.1%History
IMGNImmunoGen, Inc.COM2,105$13.0K<0.1%History
ProShares Tr74347G705ULTRA ENERGY167$12.0K<0.1%–
FHBFirst Hawaiian, Inc.COM452$12.0K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT510$12.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH160$12.0K<0.1%–
iShares Tr464288612INTRM GOV CR ETF100$11.0K<0.1%–
LSTRLandstar System IncCOM74$11.0K<0.1%History
AZPNASPENTECH CorpCOM83$11.0K<0.1%History
FSRFisker Inc.CL A COM STK600$11.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR300$11.0K<0.1%–
NXRTNexPoint Residential Trust, Inc.COM200$10.0K<0.1%History
PAGPPlains GP Holdings LPLTD PARTNR INT A850$10.0K<0.1%History
WTSWatts Water Technologies IncCL A75$10.0K<0.1%History