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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,948
−74 vs. Q2 2021
Portfolio value
$693.6M
−$127.3M (−15.5%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADNTAdient plcStock46$1.00K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock63$1.00K<0.1%00.0%UnchangedHistory
WUWestern Union COStock92$1.00K<0.1%+92NewHistory
NNNNNN REIT, Inc.REIT35$1.00K<0.1%00.0%UnchangedHistory
CMPCompass Minerals International IncStock24$1.00K<0.1%−88−78.6%ReducedHistory
EMEEMCOR Group, Inc.Stock11$1.00K<0.1%−122−91.7%ReducedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF161$1.00K<0.1%−1,207−88.2%ReducedHistory
LTCLTC Properties IncREIT59$1.00K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock3$1.00K<0.1%00.0%UnchangedHistory
FNFFidelity National Financial, Inc.COM SHS23$1.00K<0.1%00.0%UnchangedHistory
JBLUJetBlue Airways CorpCOM100$1.00K<0.1%+100NewHistory
First Tr Exchng Traded FD VI33740F771FT VEST US42$1.00K<0.1%00.0%Unchanged–
IIMInvesco Value Municipal Income TrustCOM116$1.00K<0.1%−209−64.3%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM15$1.00K<0.1%−694−97.9%ReducedHistory
iShares Inc464286756MSCI SWEDEN ETF38$1.00K<0.1%00.0%Unchanged–
AMKRAmkor Technology, Inc.COM73$1.00K<0.1%00.0%UnchangedHistory
iShares Inc464286178US INTL HGH YLD38$1.00K<0.1%+38New–
iShares Tr464288430ASIA 50 ETF19$1.00K<0.1%00.0%Unchanged–
AMCXAMC Global Media Inc.CL A27$1.00K<0.1%00.0%UnchangedHistory
IPGPIpg Photonics CorpCOM10$1.00K<0.1%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN89$1.00K<0.1%+89NewHistory
iShares Tr464288711GLOB UTILITS ETF25$1.00K<0.1%+25New–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME41$1.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL19$1.00K<0.1%−49−72.1%Reduced–
BRXBrixmor Property Group Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
SPSCSPS Commerce IncCOM8$1.00K<0.1%00.0%UnchangedHistory
DBXDropbox, Inc.CL A38$1.00K<0.1%00.0%UnchangedHistory
BKHBlack Hills CorpCOM28$1.00K<0.1%00.0%UnchangedHistory
LCIILci IndustriesCOM9$1.00K<0.1%00.0%UnchangedHistory
IMAXImax CorpCOM84$1.00K<0.1%−540−86.5%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM62$1.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN10$1.00K<0.1%00.0%Unchanged–
MATMattel IncCOM100$1.00K<0.1%00.0%UnchangedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM121$1.00K<0.1%−60−33.1%ReducedHistory
BLBlackline, Inc.COM9$1.00K<0.1%−3−25.0%ReducedHistory
WisdomTree Tr97717W703INTL EQUITY FD30$1.00K<0.1%00.0%Unchanged–
HQYHealthequity, Inc.COM25$1.00K<0.1%−370−93.7%ReducedHistory
ALKAlaska Air Group, Inc.COM18$1.00K<0.1%−54−75.0%ReducedHistory
iShares U S ETF Tr46431W606IT RT HDG HGYL14$1.00K<0.1%+14New–
PAGPenske Automotive Group, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
LKFTLakefront Biotherapeutics NVSPON ADR29$1.00K<0.1%−192−86.9%ReducedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A149$1.00K<0.1%−1,009−87.1%ReducedHistory
SSentinelOne, Inc.CL A35$1.00K<0.1%+35NewHistory
UHTUniversal Health Realty Income TrustSH BEN INT33$1.00K<0.1%00.0%UnchangedHistory
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM48$1.00K<0.1%−369−88.5%ReducedHistory
EVBGEverbridge, Inc.COM8$1.00K<0.1%00.0%UnchangedHistory
FTFranklin Universal TrustSH BEN INT246$1.00K<0.1%−1,826−88.1%ReducedHistory
Global X FDS37954Y863GLOBAL X GOLD EX40$1.00K<0.1%00.0%Unchanged–
HFCHollyFrontier CorpCOM41$1.00K<0.1%00.0%UnchangedHistory
WULFTerawulf Inc.COM65$1.00K<0.1%+65NewHistory
IVRInvesco Mortgage Capital Inc.COM549$1.00K<0.1%00.0%UnchangedHistory
VBFInvesco Bond FundCOM64$1.00K<0.1%−486−88.4%ReducedHistory
iShares Inc464286145MSCI FRONTIER41$1.00K<0.1%+41New–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP32$1.00K<0.1%−1,931−98.4%ReducedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM100$1.00K<0.1%00.0%UnchangedHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM113$1.00K<0.1%+4+3.7%AddedHistory
PKOPIMCO Income Opportunity FundCOM80$1.00K<0.1%−595−88.1%ReducedHistory
ProShares Tr74347X294HD REPLICATION33$1.00K<0.1%00.0%Unchanged–
QVCGAOld QVC Group, Inc.COM SER A150$1.00K<0.1%00.0%UnchangedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP14$1.00K<0.1%−365−96.3%Reduced–
PIXYShiftPixy, Inc.COM NEW1,000$1.00K<0.1%00.0%UnchangedHistory
SICPSilvergate Capital CorpCL A15$1.00K<0.1%00.0%UnchangedHistory
TSITCW Strategic Income Fund IncCOM269$1.00K<0.1%−1,474−84.6%ReducedHistory
THQabrdn Healthcare Opportunities FundSHS48$1.00K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR75$1.00K<0.1%00.0%UnchangedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM91$1.00K<0.1%−681−88.2%ReducedHistory
SGOLabrdn Gold ETF TrustETF126$2.00K<0.1%00.0%UnchangedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF30$2.00K<0.1%−3,210−99.1%Reduced–
VNTVontier CorpStock87$2.00K<0.1%00.0%UnchangedHistory
RCReady Capital CorpCOM200$2.00K<0.1%+200NewHistory
iShares Inc464286665MSCI PAC JP ETF48$2.00K<0.1%+48New–
TXG10x Genomics, Inc.CL A COM20$2.00K<0.1%+20NewHistory
DBLDoubleLine Opportunistic Credit FundCOM101$2.00K<0.1%−483−82.7%ReducedHistory
FIVNFive9, Inc.COM15$2.00K<0.1%00.0%UnchangedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT190$2.00K<0.1%−1,433−88.3%ReducedHistory
OSKOshkosh CorpCOM27$2.00K<0.1%−28−50.9%ReducedHistory
HEQJohn Hancock Diversified Income FundCOM238$2.00K<0.1%−645−73.0%ReducedHistory
TDGTransDigm Group INCCOM4$2.00K<0.1%−5−55.6%ReducedHistory
DLYDoubleLine Yield Opportunities FundCOM109$2.00K<0.1%−38−25.9%ReducedHistory
LOBLive Oak Bancshares, Inc.COM43$2.00K<0.1%+43NewHistory
MMUWestern Asset Managed Municipals Fund Inc.COM186$2.00K<0.1%−85−31.4%ReducedHistory
FDUSFidus Investment CorpCOM149$2.00K<0.1%00.0%UnchangedHistory
NBBNuveen Taxable Municipal Income FundCOM130$2.00K<0.1%−959−88.1%ReducedHistory
PCTYPaylocity Holding CorpCOM9$2.00K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM221$2.00K<0.1%−107−32.6%ReducedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT463$2.00K<0.1%−1,316−74.0%ReducedHistory
BARGraniteShares Gold TrustSHS BEN INT122$2.00K<0.1%00.0%UnchangedHistory
PRGOPERRIGO Co plcSHS54$2.00K<0.1%00.0%UnchangedHistory
RNGRingCentral, Inc.CL A13$2.00K<0.1%−24−64.9%ReducedHistory
iShares Tr46428865310-20 YR TRS ETF15$2.00K<0.1%+10+200.0%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP19$2.00K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF160$2.00K<0.1%+5+3.2%Added–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM83$2.00K<0.1%−624−88.3%ReducedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS124$2.00K<0.1%00.0%UnchangedHistory
HPIJohn Hancock Preferred Income FundSH BEN INT136$2.00K<0.1%−854−86.3%ReducedHistory
NMCONuveen Municipal Credit Opportunities FundCOM134$2.00K<0.1%−57−29.8%ReducedHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS84$2.00K<0.1%−628−88.2%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF55$2.00K<0.1%−1,034−94.9%Reduced–
NICENICE Ltd.SPONSORED ADR10$2.00K<0.1%00.0%UnchangedHistory
LLoews CorpCOM47$2.00K<0.1%−6−11.3%ReducedHistory

Sold out since Q2 2021 (194)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 194 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ACELAccel Entertainment, Inc.COM CL A1208,101$2.47M0.3%History
IEXIdex CorpCOM4,081$898.0K0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,368$435.0K0.1%History
Global X FDS37954Y772LNTY THMTC ETF12,828$391.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND1,301$301.0K<0.1%–
iShares Tr464288356CALIF MUN BD ETF4,202$263.0K<0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF10,000$207.0K<0.1%–
Global X FDS37954Y814FINTECH ETF4,003$190.0K<0.1%–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM8,402$174.0K<0.1%History
ProShares Tr74347R842PSHS ULTRUSS20002,080$124.0K<0.1%–
TECHBIO-TECHNE CorpCOM214$96.0K<0.1%History
CBRECbre Group, Inc.CL A1,100$94.0K<0.1%History
OCGNOcugen, Inc.COM11,250$90.0K<0.1%History
RDNTRadNet, Inc.COM2,500$84.0K<0.1%History
OMEROmeros CorpCOM5,600$83.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF1,000$82.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI3,790$68.0K<0.1%–
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM6,233$58.0K<0.1%History
CGCarlyle Group Inc.COM1,062$49.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE1,400$48.0K<0.1%–
AAAUGoldman Sachs Physical Gold ETFETF2,650$46.0K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY1,500$43.0K<0.1%–
iShares Tr464289859CORE 80 20 ETF600$42.0K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF910$42.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS4,426$42.0K<0.1%–
Puxin Ltd ADS67065F107ADR24,000$42.0K<0.1%–
ASHAshland Inc.COM428$37.0K<0.1%History
KLACKLA CorpCOM NEW113$36.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM1,206$35.0K<0.1%History
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP319$34.0K<0.1%–
Churchill Capital Corp IV171439102CL A1,190$34.0K<0.1%–
INCYIncyte CorpCOM394$33.0K<0.1%History
MXIMMaxim Integrated Products IncCOM311$32.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A3,000$32.0K<0.1%–
iShares Tr464288638ISHS 5-10YR INVT518$31.0K<0.1%–
iShares Inc464286350MSCI AGR PRO ETF803$31.0K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 1500164$30.0K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM1,971$30.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM180$30.0K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART496$30.0K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,000$28.0K<0.1%History
HSYHershey CoCOM154$26.0K<0.1%History
KMXCarMax IncCOM209$26.0K<0.1%History
EBSEmergent BioSolutions Inc.COM428$26.0K<0.1%History
TALTAL Education GroupSPONSORED ADS1,000$25.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF334$24.0K<0.1%–
CRONCronos Group Inc.COM2,900$24.0K<0.1%History
Holicity Inc435063102COM CL A2,000$24.0K<0.1%–
Property Solutions Acquisiti74348Q108COM1,500$23.0K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW420$22.0K<0.1%–
MNDTMandiant, Inc.COM1,100$22.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A500$22.0K<0.1%History
TUTelus CorpCOM967$21.0K<0.1%History
MIDDMIDDLEBY CorpCOM120$20.0K<0.1%History
SIISprott Inc.COM NEW504$19.0K<0.1%History
MLMMartin Marietta Materials IncCOM55$19.0K<0.1%History
ANSSAnsys IncCOM55$19.0K<0.1%History
HAHawaiian Holdings IncCOM800$19.0K<0.1%History
STORStore Capital LLCCOM570$19.0K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM305$18.0K<0.1%–
SNAPSnap IncStock264$17.0K<0.1%History
NMRNomura Holdings IncSPONSORED ADR3,345$17.0K<0.1%History
COOCooper Companies, Inc.COM NEW44$17.0K<0.1%History
Osprey Technlgy Aquistion Co68839R104COM CL A1,800$17.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A526$16.0K<0.1%History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT921$16.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR623$16.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF175$15.0K<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD284$15.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF275$15.0K<0.1%–
Global X FDS37950E101FTSE NORDIC REG497$15.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A200$15.0K<0.1%History
PRIPrimerica, Inc.Stock92$14.0K<0.1%History
CHDChurch & Dwight Co IncCOM173$14.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF218$14.0K<0.1%–
DXDynex Capital IncCOM759$14.0K<0.1%History
ProShares Tr74347B508DJ BRKFLD GLB304$14.0K<0.1%–
Apex Technology Acquisition03768F102COM CL A1,211$14.0K<0.1%–
INSGInseego Corp.COM1,481$14.0K<0.1%History
Signature BK New York N Y82669G104COM60$14.0K<0.1%–
MANHManhattan Associates IncStock90$13.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF200$13.0K<0.1%–
GOLFAcushnet Holdings Corp.COM269$13.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS842$13.0K<0.1%History
TDYTeledyne Technologies IncCOM32$13.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM118$13.0K<0.1%History
NDSNNordson CorpCOM60$13.0K<0.1%History
IMGNImmunoGen, Inc.COM2,105$13.0K<0.1%History
ProShares Tr74347G705ULTRA ENERGY167$12.0K<0.1%–
FHBFirst Hawaiian, Inc.COM452$12.0K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT510$12.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH160$12.0K<0.1%–
iShares Tr464288612INTRM GOV CR ETF100$11.0K<0.1%–
LSTRLandstar System IncCOM74$11.0K<0.1%History
AZPNASPENTECH CorpCOM83$11.0K<0.1%History
FSRFisker Inc.CL A COM STK600$11.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR300$11.0K<0.1%–
NXRTNexPoint Residential Trust, Inc.COM200$10.0K<0.1%History
PAGPPlains GP Holdings LPLTD PARTNR INT A850$10.0K<0.1%History
WTSWatts Water Technologies IncCL A75$10.0K<0.1%History