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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 28, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,022
+294 vs. Q1 2021
Portfolio value
$820.9M
+$213.8M (+35.2%) vs. Q1 2021
Filed
Jul 28, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BCEBce IncCOM NEW102$5.00K<0.1%−271−72.7%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF107$5.00K<0.1%+1+0.9%Added–
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL177$5.00K<0.1%00.0%Unchanged–
CRNCCerence Inc.COM51$5.00K<0.1%+51NewHistory
MITKMitek Systems IncCOM NEW310$5.00K<0.1%+310NewHistory
VXXBarclays Bank PLCETF193$5.00K<0.1%−95−32.9%ReducedConverted for a 1-for-4 splitHistory
BLEBlackRock Municipal Income Trust IICOM375$5.00K<0.1%+375NewHistory
MYDBlackRock Muniyield Fund, Inc.COM370$5.00K<0.1%+370NewHistory
CMAComerica IncCOM77$5.00K<0.1%+77NewHistory
DBVTDBV Technologies S.A.SPONSORED ADR1,000$5.00K<0.1%00.0%UnchangedHistory
Flexshares Tr33939L852QLT DIVDYN IDX100$5.00K<0.1%+100New–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB243$5.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB243$5.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB247$5.00K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB248$5.00K<0.1%00.0%Unchanged–
JJacobs Solutions Inc.COM42$5.00K<0.1%+36+600.0%AddedHistory
USDPUSD Partners LPCOM UT REP LTD750$5.00K<0.1%+750NewHistory
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS250$5.00K<0.1%+250NewHistory
iShares Future AI & Tech ETF46435U556ETF135$6.00K<0.1%00.0%Unchanged–
NFGNational Fuel Gas CoStock120$6.00K<0.1%+120NewHistory
MKCMcCormick & Co IncStock76$6.00K<0.1%−1−1.3%ReducedHistory
CMPCompass Minerals International IncStock112$6.00K<0.1%+38+51.4%AddedHistory
AIGAmerican International Group, Inc.Stock142$6.00K<0.1%+120+545.5%AddedHistory
MMYTMakeMyTrip LtdStock223$6.00K<0.1%+151+209.7%AddedHistory
iShares MSCI India ETF46429B598ETF140$6.00K<0.1%+140New–
AAAlcoa CorpStock165$6.00K<0.1%+165NewHistory
JLSNuveen Mortgage & Income FundCOM325$6.00K<0.1%+261+407.8%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS773$6.00K<0.1%+773NewHistory
Invesco Exchange Traded FD T46137V324S&P500 EQL IND33$6.00K<0.1%00.0%Unchanged–
XPXP Inc.CL A143$6.00K<0.1%+143NewHistory
EVVEaton Vance Ltd Duration Income FundCOM500$6.00K<0.1%+500NewHistory
OSKOshkosh CorpCOM55$6.00K<0.1%+40+266.7%AddedHistory
TXTTextron IncCOM100$6.00K<0.1%+100NewHistory
RLIRli CorpCOM61$6.00K<0.1%+61NewHistory
WDAYWorkday, Inc.CL A26$6.00K<0.1%−7−21.2%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM40$6.00K<0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM441$6.00K<0.1%+441NewHistory
SKTTanger Inc.COM336$6.00K<0.1%+4+1.2%AddedHistory
PSMTPricesmart IncCOM70$6.00K<0.1%+70NewHistory
EVREvercore Inc.CLASS A49$6.00K<0.1%+11+28.9%AddedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF200$6.00K<0.1%00.0%Unchanged–
Victory Portfolios II92647N873VCSHS US SMCP HG111$6.00K<0.1%00.0%Unchanged–
iShares Tr464289529INDIA 50 ETF142$6.00K<0.1%00.0%Unchanged–
CNKCinemark Holdings, Inc.COM300$6.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B408MSCI PHILIPS ETF209$6.00K<0.1%+2+1.0%Added–
DNNDenison Mines Corp.COM5,300$6.00K<0.1%00.0%UnchangedHistory
ANDEAndersons, Inc.COM200$6.00K<0.1%+200NewHistory
SLGNSilgan Holdings IncCOM160$6.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R770ST STR R1K YLD69$6.00K<0.1%00.0%Unchanged–
JFRNuveen Floating Rate Income FundCOM618$6.00K<0.1%+618NewHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM507$6.00K<0.1%+507NewHistory
AVTAvnet IncCOM150$6.00K<0.1%+150NewHistory
NADNuveen Quality Municipal Income FundCOM420$6.00K<0.1%+420NewHistory
APAMArtisan Partners Asset Management Inc.CL A125$6.00K<0.1%+125NewHistory
EXPEagle Materials IncCOM48$6.00K<0.1%+12+33.3%AddedHistory
SSNCSS&C Technologies Holdings IncCOM94$6.00K<0.1%+4+4.4%AddedHistory
UUUUEnergy Fuels IncCOM NEW1,000$6.00K<0.1%+1,000NewHistory
MEIMethode Electronics IncCOM128$6.00K<0.1%+26+25.5%AddedHistory
PDSBPDS Biotechnology CorpCOM500$6.00K<0.1%00.0%UnchangedHistory
PERIPerion Network Ltd.SHS NEW300$6.00K<0.1%+300NewHistory
ATRSAntares Pharma, Inc.COM1,500$6.00K<0.1%00.0%UnchangedHistory
BlackRock 2022 GBL Incm Opp09258P104COM739$6.00K<0.1%+11+1.5%Added–
CRHCRH Public Ltd CoADR135$6.00K<0.1%−416−75.5%ReducedHistory
CVMCel Sci CorpCOM PAR NEW730$6.00K<0.1%+730NewHistory
DFSDiscover Financial ServicesCOM53$6.00K<0.1%+25+89.3%AddedHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH147$6.00K<0.1%+1+0.7%Added–
First Tr Exchange-Traded FD33738D705EIP CARBON IMP301$6.00K<0.1%+301New–
GWBGreat Western Bancorp, Inc.COM183$6.00K<0.1%00.0%UnchangedHistory
MGFAberdeen Government Markets Income FundSH BEN INT1,419$6.00K<0.1%+1,147+421.7%AddedHistory
NEWRNew Relic, Inc.COM100$6.00K<0.1%00.0%UnchangedHistory
NSLNuveen Senior Income FundCOM1,037$6.00K<0.1%+1,037NewHistory
PTRSPartners BancorpCOM757$6.00K<0.1%+757NewHistory
RPAIRetail Properties of America, Inc.CL A583$6.00K<0.1%+4+0.7%AddedHistory
MYOVMyovant Sciences Ltd.COM300$6.00K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock131$7.00K<0.1%+131NewHistory
VFCV F CorpStock95$7.00K<0.1%−2−2.1%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF138$7.00K<0.1%+38+38.0%Added–
UBSUBS Group AGStock465$7.00K<0.1%+162+53.5%AddedHistory
ESLTElbit Systems LtdStock60$7.00K<0.1%+33+122.2%AddedHistory
MASMasco CorpCOM130$7.00K<0.1%00.0%UnchangedHistory
TDSTelephone & Data Systems IncCOM NEW338$7.00K<0.1%+338NewHistory
iShares Inc464286806MSCI GERMANY ETF210$7.00K<0.1%+4+1.9%Added–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF81$7.00K<0.1%00.0%Unchanged–
AVTRAvantor, Inc.COM221$7.00K<0.1%+22+11.1%AddedHistory
iShares Inc464286749MSCI SWITZERLAND145$7.00K<0.1%−14−8.8%Reduced–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL68$7.00K<0.1%00.0%Unchanged–
GHYPGIM Global High Yield Fund, Inc.COM477$7.00K<0.1%+477NewHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF114$7.00K<0.1%+114New–
RBCRBC Bearings INCCOM38$7.00K<0.1%+38NewHistory
FOXAFox CorpCL A COM195$7.00K<0.1%+158+427.0%AddedHistory
HGVHilton Grand Vacations Inc.COM180$7.00K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS370$7.00K<0.1%+370NewHistory
JHGJanus Henderson Group Ltd.ORD SHS202$7.00K<0.1%+117+137.6%AddedHistory
SONSonoco Products CoCOM116$7.00K<0.1%+1+0.9%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100230$7.00K<0.1%00.0%Unchanged–
WDFCWD 40 CoCOM30$7.00K<0.1%00.0%UnchangedHistory
UDRUDR, Inc.COM159$7.00K<0.1%+126+381.8%AddedHistory
WPPWPP plcADR108$7.00K<0.1%00.0%UnchangedHistory
IIINInsteel Industries IncCOM228$7.00K<0.1%+1+0.4%AddedHistory
INNSummit Hotel Properties, Inc.COM750$7.00K<0.1%00.0%UnchangedHistory

Sold out since Q1 2021 (75)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM78,587$1.53M0.3%–
Mohawk Group Hldgs Inc608189106COM20,735$611.0K0.1%–
Innovator ETFs Trust45782C664US EQTY BUF SEP13,600$414.0K0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW5,724$343.0K0.1%–
GOTUGaotu Techedu Inc.SPONSORED ADS8,300$281.0K<0.1%History
Aphria Inc03765K104COM7,300$134.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A15,829$134.0K<0.1%–
BRMKBroadmark Realty Capital Inc.COM11,033$115.0K<0.1%History
Star Peak Energy Transition855185104CL A3,500$93.0K<0.1%–
Quantumscape Corp Com CL A490073103Stock1,200$53.0K<0.1%–
IAC Interactivecorp New44891N109COM183$39.0K<0.1%–
Victory Portfolios II92647N766VCSHS US 500 VOL530$35.0K<0.1%–
MBIOMustang Bio, Inc.COM10,000$33.0K<0.1%History
UPWKUpwork, IncCOM690$30.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF600$28.0K<0.1%–
NRGDBank of MontrealBIG OIL INDX 3X186$24.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF535$21.0K<0.1%–
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC1,000$20.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF291$17.0K<0.1%–
Innovator ETFs Trust45782C557US EQTY BUF DEC564$17.0K<0.1%–
PBAPembina Pipeline CorpCOM515$14.0K<0.1%History
STXSStereotaxis, Inc.COM NEW2,000$13.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF185$13.0K<0.1%–
Enel Americas S A29274F104SPONSORED ADR1,646$13.0K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF240$12.0K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM148$11.0K<0.1%History
FBL Finl Group Inc30239F106CL A200$11.0K<0.1%–
NATINational Instruments CorpCOM275$11.0K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT283$10.0K<0.1%–
UFPTUfp Technologies IncCOM190$9.00K<0.1%History
VSTMVerastem, Inc.COM4,000$9.00K<0.1%History
PKPark Hotels & Resorts Inc.COM397$8.00K<0.1%History
Greenrose Acquisition Corp395392111*W EXP 08/11/20210,000$8.00K<0.1%–
HMS Hldgs Corp40425J101COM195$7.00K<0.1%–
SBRASabra Health Care REIT, Inc.REIT369$6.00K<0.1%History
Breeze Holdings Acquisitn Co106762115*W EXP 05/25/20210,000$6.00K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD231$5.00K<0.1%History
Vanguard World FD921910709EXTENDED DUR40$5.00K<0.1%–
CONECyrusOne Holdco LLCCOM81$5.00K<0.1%History
First Eagle Senior Loan Fund32010E100COM NEW350$5.00K<0.1%–
Realpage Inc75606N109COM58$5.00K<0.1%–
USCRU.S. Concrete, Inc.COM71$5.00K<0.1%History
Ssga Active Tr78470P200ST STR TOTAL ETF100$4.00K<0.1%–
Colony Cap Inc New19626G108CL A COM626$4.00K<0.1%–
PXDPioneer Natural Resources CoCOM29$4.00K<0.1%History
RGENRepligen CorpCOM18$3.00K<0.1%History
iShares Tr464287341GLOBAL ENERG ETF162$3.00K<0.1%–
BANDBandwidth Inc.COM CL A25$3.00K<0.1%History
WTIW&T Offshore IncCOM1,000$3.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN60$2.00K<0.1%–
iShares Tr464288711GLOB UTILITS ETF49$2.00K<0.1%–
CVNACarvana Co.CL A10$2.00K<0.1%History
GEGGreat Elm Group, Inc.COM NEW1,001$2.00K<0.1%History
FUVArcimoto IncCOM200$2.00K<0.1%History
Companhia Paranaense Energ C20441B407SPON ADR PFD2,010$2.00K<0.1%–
SNFIStark Novus Financial Inc.COM CL A200$2.00K<0.1%History
Qiwi PLC74735M108SPON ADR REP B234$2.00K<0.1%–
HUMHumana IncStock4$1.00K<0.1%History
iShares Inc464286178US INTL HGH YLD38$1.00K<0.1%–
AGFirst Majestic Silver CorpCOM100$1.00K<0.1%History
iShares Inc464286533MSCI EMERG MRKT23$1.00K<0.1%–
GEOGeo Group IncCOM222$1.00K<0.1%History
WisdomTree Tr97717X560EQUITY PREMIUM44$1.00K<0.1%–
CABOCable One, Inc.COM1$1.00K<0.1%History
ALRAlerisLife Inc.COM NEW200$1.00K<0.1%History
GTXGarrett Motion Inc.Stock38$00.0%History
Occidental Pete Corp WT Exp 080327674599162Stock38$00.0%–
iShares Inc464286665MSCI PAC JP ETF12$00.0%–
DHCDiversified Healthcare TrustCOM SH BEN INT12$00.0%History
SVCService Properties TrustCOM SH BEN INT7$00.0%History
China Mobile Limited16941M109SPONSORED ADR670$00.0%–
Starz Entertainment Corp535919401CL A VTG45$00.0%–
New Gold Inc Cda644535106COM500$00.0%–
Perspecta Inc715347100COM12$00.0%–
Valaris PLC Shs Class AG9402V109Stock30$00.0%–