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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 28, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,022
+294 vs. Q1 2021
Portfolio value
$820.9M
+$213.8M (+35.2%) vs. Q1 2021
Filed
Jul 28, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287713US TELECOM ETF115$3.00K<0.1%+115New–
CNQCanadian Natural Resources LtdCOM96$3.00K<0.1%+96NewHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT209$3.00K<0.1%+4+2.0%AddedHistory
CVLTCommvault Systems IncCOM42$3.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP19$3.00K<0.1%00.0%Unchanged–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS124$3.00K<0.1%+124NewHistory
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF59$3.00K<0.1%00.0%Unchanged–
CATYCathay General BancorpCOM100$3.00K<0.1%+100NewHistory
BHFBrighthouse Financial, Inc.COM71$3.00K<0.1%00.0%UnchangedHistory
CBRLCracker Barrel Old Country Store, IncCOM26$3.00K<0.1%+26NewHistory
FSPFranklin Street Properties CorpCOM660$3.00K<0.1%+12+1.9%AddedHistory
GDOTGreen Dot CorpCL A83$3.00K<0.1%+83NewHistory
WGOWinnebago Industries IncCOM50$3.00K<0.1%+50NewHistory
ATRIAtrion CorpCOM6$3.00K<0.1%+6NewHistory
BLUEbluebird bio, Inc.COM107$3.00K<0.1%+11+11.5%AddedHistory
Discovery Inc25470F302COM SER C114$3.00K<0.1%+9+8.6%Added–
Graniteshares ETF Tr38747R108BBG COMMD K 1112$3.00K<0.1%00.0%Unchanged–
iShares Tr46434VBG4IBONDS DEC24 ETF115$3.00K<0.1%00.0%Unchanged–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM623$3.00K<0.1%+623NewHistory
Nushares ETF Tr67092P102NUVEEN ENHNC YLD134$3.00K<0.1%−131−49.4%Reduced–
MAVPioneer Municipal High Income Advantage Fund, Inc.COM271$3.00K<0.1%+271NewHistory
PIPRPiper Sandler CompaniesCOM30$3.00K<0.1%+1+3.4%AddedHistory
RADNew Rite Aid, LLCCOM219$3.00K<0.1%00.0%UnchangedHistory
SGENSeagen Inc.COM25$3.00K<0.1%+25NewHistory
TEAMAtlassian CorpCL A15$3.00K<0.1%00.0%UnchangedHistory
Sapiens Intl Corp N VG7T16G103SHS150$3.00K<0.1%+150New–
BARKBark, Inc.COM350$3.00K<0.1%+350NewHistory
GMEGameStop Corp.Stock23$4.00K<0.1%−2,187−99.0%ReducedHistory
SYNASYNAPTICS IncStock29$4.00K<0.1%+29NewHistory
SOFISoFi Technologies, Inc.Stock250$4.00K<0.1%+250NewHistory
Vanguard Materials ETF92204A801ETF27$4.00K<0.1%00.0%Unchanged–
ROKRockwell Automation, IncStock15$4.00K<0.1%00.0%UnchangedHistory
PAYCPaycom Software, Inc.Stock12$4.00K<0.1%00.0%UnchangedHistory
SEICSEI Investments CoCOM74$4.00K<0.1%+74NewHistory
ATOAtmos Energy CorpCOM50$4.00K<0.1%+50NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR102$4.00K<0.1%+102NewHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI159$4.00K<0.1%+159New–
VRNSVaronis Systems IncCOM75$4.00K<0.1%00.0%UnchangedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM359$4.00K<0.1%+359NewHistory
STNStantec IncCOM111$4.00K<0.1%+111NewHistory
NWENorthWestern Energy Group, Inc.COM NEW75$4.00K<0.1%+75NewHistory
VECOVeeco Instruments IncCOM184$4.00K<0.1%+184NewHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF85$4.00K<0.1%+85New–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG146$4.00K<0.1%+146New–
CNMDCONMED CorpCOM35$4.00K<0.1%00.0%UnchangedHistory
POWIPower Integrations IncCOM50$4.00K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM328$4.00K<0.1%+328NewHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF201$4.00K<0.1%+201New–
HMCHonda Motor Co LtdADR ECH CNV IN 3130$4.00K<0.1%+130NewHistory
TRGPTarga Resources Corp.COM101$4.00K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM110$4.00K<0.1%00.0%UnchangedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW90$4.00K<0.1%00.0%UnchangedHistory
TEITempleton Emerging Markets Income FundCOM627$4.00K<0.1%+627NewHistory
ALKAlaska Air Group, Inc.COM72$4.00K<0.1%−32−30.8%ReducedHistory
WKCWorld Kinect CorpCOM143$4.00K<0.1%+1+0.7%AddedHistory
IRIngersoll Rand Inc.COM96$4.00K<0.1%00.0%UnchangedHistory
CSIQCanadian Solar Inc.COM100$4.00K<0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A25$4.00K<0.1%00.0%UnchangedHistory
AMWDAmerican Woodmark CorpCOM50$4.00K<0.1%+50NewHistory
APPHAppHarvest, Inc.COM253$4.00K<0.1%+253NewHistory
BRYBerry Corp (bry)COM700$4.00K<0.1%+700NewHistory
Chiasma, Inc16706W102COM1,000$4.00K<0.1%+1,000New–
INVXInnovex International, Inc.COM121$4.00K<0.1%+121NewHistory
Invesco Exchange Traded FD T46137Y609S&P 500A EQL117$4.00K<0.1%00.0%Unchanged–
JSDNuveen Short Duration Credit Opportunities FundCOM325$4.00K<0.1%+325NewHistory
QDELQuidelOrtho CorpCOM33$4.00K<0.1%+26+371.4%AddedHistory
VANIVivani Medical, Inc.COM NEW1,000$4.00K<0.1%+1,000NewHistory
TELFYTelefonica S ASPONSORED ADR1,000$4.00K<0.1%+1,000NewHistory
LAZLazard, Inc.SHS A109$4.00K<0.1%00.0%UnchangedHistory
DBRGDigitalBridge Group, Inc.CL A COM626$4.00K<0.1%+626NewHistory
WABWestinghouse Air Brake Technologies CorpStock70$5.00K<0.1%+8+12.9%AddedHistory
FNVFranco Nevada CorpStock39$5.00K<0.1%+39NewHistory
JWNNordstrom IncStock140$5.00K<0.1%+10+7.7%AddedHistory
ARK ETF Tr00214Q807SPACE & DEFENSE250$5.00K<0.1%+250New–
Global X FDS37954Y830GLOBAL X COPPER152$5.00K<0.1%00.0%Unchanged–
AZOAutoZone IncCOM4$5.00K<0.1%+1+33.3%AddedHistory
OHIOmega Healthcare Investors IncCOM151$5.00K<0.1%−832−84.6%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM325$5.00K<0.1%+325NewHistory
CPBCAMPBELL'S CoCOM130$5.00K<0.1%+1+0.8%AddedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28237$5.00K<0.1%−87−26.9%Reduced–
Kraneshares Trust500767306CSI CHI INTERNET75$5.00K<0.1%00.0%Unchanged–
FBINFortune Brands Innovations, Inc.COM51$5.00K<0.1%+14+37.8%AddedHistory
ZDZiff Davis, Inc.COM40$5.00K<0.1%+10+33.3%AddedHistory
FOURShift4 Payments, Inc.CL A54$5.00K<0.1%+54NewHistory
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP281$5.00K<0.1%−101−26.4%Reduced–
JBHTHunt J B Transport Services IncCOM35$5.00K<0.1%00.0%UnchangedHistory
TDGTransDigm Group INCCOM9$5.00K<0.1%00.0%UnchangedHistory
WSMWilliams Sonoma IncCOM33$5.00K<0.1%+9+37.5%AddedHistory
MFCManulife Financial CorpCOM265$5.00K<0.1%00.0%UnchangedHistory
FNFabrinetSHS58$5.00K<0.1%+52+866.7%AddedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB248$5.00K<0.1%00.0%Unchanged–
iShares Inc464286871MSCI HONG KG ETF223$5.00K<0.1%+223New–
AAPAdvance Auto Parts IncCOM29$5.00K<0.1%+29NewHistory
iShares Inc46434G855MSCI GBL GOLD MN180$5.00K<0.1%+180New–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB252$5.00K<0.1%00.0%Unchanged–
TKRTimken CoCOM63$5.00K<0.1%+46+270.6%AddedHistory
SRPTSarepta Therapeutics, Inc.COM75$5.00K<0.1%00.0%UnchangedHistory
iShares Tr46434V886HDG MSCI JAPAN143$5.00K<0.1%−150−51.2%Reduced–
CLOVClover Health Investments, Corp.COM CL A400$5.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 2029259$5.00K<0.1%−94−26.6%Reduced–

Sold out since Q1 2021 (75)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM78,587$1.53M0.3%–
Mohawk Group Hldgs Inc608189106COM20,735$611.0K0.1%–
Innovator ETFs Trust45782C664US EQTY BUF SEP13,600$414.0K0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW5,724$343.0K0.1%–
GOTUGaotu Techedu Inc.SPONSORED ADS8,300$281.0K<0.1%History
Aphria Inc03765K104COM7,300$134.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A15,829$134.0K<0.1%–
BRMKBroadmark Realty Capital Inc.COM11,033$115.0K<0.1%History
Star Peak Energy Transition855185104CL A3,500$93.0K<0.1%–
Quantumscape Corp Com CL A490073103Stock1,200$53.0K<0.1%–
IAC Interactivecorp New44891N109COM183$39.0K<0.1%–
Victory Portfolios II92647N766VCSHS US 500 VOL530$35.0K<0.1%–
MBIOMustang Bio, Inc.COM10,000$33.0K<0.1%History
UPWKUpwork, IncCOM690$30.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF600$28.0K<0.1%–
NRGDBank of MontrealBIG OIL INDX 3X186$24.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF535$21.0K<0.1%–
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC1,000$20.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF291$17.0K<0.1%–
Innovator ETFs Trust45782C557US EQTY BUF DEC564$17.0K<0.1%–
PBAPembina Pipeline CorpCOM515$14.0K<0.1%History
STXSStereotaxis, Inc.COM NEW2,000$13.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF185$13.0K<0.1%–
Enel Americas S A29274F104SPONSORED ADR1,646$13.0K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF240$12.0K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM148$11.0K<0.1%History
FBL Finl Group Inc30239F106CL A200$11.0K<0.1%–
NATINational Instruments CorpCOM275$11.0K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT283$10.0K<0.1%–
UFPTUfp Technologies IncCOM190$9.00K<0.1%History
VSTMVerastem, Inc.COM4,000$9.00K<0.1%History
PKPark Hotels & Resorts Inc.COM397$8.00K<0.1%History
Greenrose Acquisition Corp395392111*W EXP 08/11/20210,000$8.00K<0.1%–
HMS Hldgs Corp40425J101COM195$7.00K<0.1%–
SBRASabra Health Care REIT, Inc.REIT369$6.00K<0.1%History
Breeze Holdings Acquisitn Co106762115*W EXP 05/25/20210,000$6.00K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD231$5.00K<0.1%History
Vanguard World FD921910709EXTENDED DUR40$5.00K<0.1%–
CONECyrusOne Holdco LLCCOM81$5.00K<0.1%History
First Eagle Senior Loan Fund32010E100COM NEW350$5.00K<0.1%–
Realpage Inc75606N109COM58$5.00K<0.1%–
USCRU.S. Concrete, Inc.COM71$5.00K<0.1%History
Ssga Active Tr78470P200ST STR TOTAL ETF100$4.00K<0.1%–
Colony Cap Inc New19626G108CL A COM626$4.00K<0.1%–
PXDPioneer Natural Resources CoCOM29$4.00K<0.1%History
RGENRepligen CorpCOM18$3.00K<0.1%History
iShares Tr464287341GLOBAL ENERG ETF162$3.00K<0.1%–
BANDBandwidth Inc.COM CL A25$3.00K<0.1%History
WTIW&T Offshore IncCOM1,000$3.00K<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN60$2.00K<0.1%–
iShares Tr464288711GLOB UTILITS ETF49$2.00K<0.1%–
CVNACarvana Co.CL A10$2.00K<0.1%History
GEGGreat Elm Group, Inc.COM NEW1,001$2.00K<0.1%History
FUVArcimoto IncCOM200$2.00K<0.1%History
Companhia Paranaense Energ C20441B407SPON ADR PFD2,010$2.00K<0.1%–
SNFIStark Novus Financial Inc.COM CL A200$2.00K<0.1%History
Qiwi PLC74735M108SPON ADR REP B234$2.00K<0.1%–
HUMHumana IncStock4$1.00K<0.1%History
iShares Inc464286178US INTL HGH YLD38$1.00K<0.1%–
AGFirst Majestic Silver CorpCOM100$1.00K<0.1%History
iShares Inc464286533MSCI EMERG MRKT23$1.00K<0.1%–
GEOGeo Group IncCOM222$1.00K<0.1%History
WisdomTree Tr97717X560EQUITY PREMIUM44$1.00K<0.1%–
CABOCable One, Inc.COM1$1.00K<0.1%History
ALRAlerisLife Inc.COM NEW200$1.00K<0.1%History
GTXGarrett Motion Inc.Stock38$00.0%History
Occidental Pete Corp WT Exp 080327674599162Stock38$00.0%–
iShares Inc464286665MSCI PAC JP ETF12$00.0%–
DHCDiversified Healthcare TrustCOM SH BEN INT12$00.0%History
SVCService Properties TrustCOM SH BEN INT7$00.0%History
China Mobile Limited16941M109SPONSORED ADR670$00.0%–
Starz Entertainment Corp535919401CL A VTG45$00.0%–
New Gold Inc Cda644535106COM500$00.0%–
Perspecta Inc715347100COM12$00.0%–
Valaris PLC Shs Class AG9402V109Stock30$00.0%–