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Livermore
Livermore
ZHEN

TSFG, LLC

SEC CIK
0001800513
Latest filing
Jul 23, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
889
+19 vs. Q2 2021
Portfolio value
$256.2M
+$8.12M (+3.3%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of TSFG, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HBIOHarvard Bioscience IncCOM500$3.00K<0.1%00.0%UnchangedHistory
iShares Inc464286145MSCI FRONTIER88$3.00K<0.1%00.0%Unchanged–
SICPSilvergate Capital CorpCL A30$3.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT125$3.00K<0.1%00.0%Unchanged–
LBTYALiberty Global Ltd.SHS CL A100$3.00K<0.1%00.0%UnchangedHistory
Schwab US Tips ETF808524870ETF56$4.00K<0.1%00.0%Unchanged–
Schwab Intermediate-Term US Treasury ETF808524854ETF64$4.00K<0.1%00.0%Unchanged–
GXOGXO Logistics, Inc.Stock50$4.00K<0.1%+50NewHistory
ARK ETF Tr00214Q807SPACE & DEFENSE219$4.00K<0.1%−81−27.0%Reduced–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW61$4.00K<0.1%00.0%Unchanged–
Global X FDS37954Y483NASDAQ 100 COVER200$4.00K<0.1%00.0%Unchanged–
NXPINXP Semiconductors N.V.COM21$4.00K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM198$4.00K<0.1%00.0%UnchangedHistory
XPOXPO, Inc.COM50$4.00K<0.1%00.0%UnchangedHistory
VNOVornado Realty TrustSH BEN INT103$4.00K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF49$4.00K<0.1%00.0%Unchanged–
Global X FDS37950E291GLOBX SUPDV US201$4.00K<0.1%+201New–
WisdomTree Tr97717W794TRUE DEV INTL FD88$4.00K<0.1%00.0%Unchanged–
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.300$4.00K<0.1%00.0%Unchanged–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF202$5.00K<0.1%+3+1.5%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$5.00K<0.1%00.0%Unchanged–
Occidental Pete Corp WT Exp 080327674599162Stock412$5.00K<0.1%00.0%Unchanged–
GPCGenuine Parts CoStock44$5.00K<0.1%00.0%UnchangedHistory
Fidelity MSCI Utilities Index ETF316092865ETF117$5.00K<0.1%+1+0.9%Added–
CNICanadian National Railway CoStock45$5.00K<0.1%+45NewHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF80$5.00K<0.1%+80New–
JAZZJazz Pharmaceuticals plcSHS USD40$5.00K<0.1%00.0%UnchangedHistory
BWABorgwarner IncCOM123$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286285JP MRGN EM HI BD113$5.00K<0.1%00.0%Unchanged–
SBRSabine Royalty TrustUNIT BEN INT128$5.00K<0.1%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR100$5.00K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM100$5.00K<0.1%00.0%UnchangedHistory
SCIService Corp InternationalCOM85$5.00K<0.1%00.0%UnchangedHistory
MXLMaxlinear, IncCOM100$5.00K<0.1%00.0%UnchangedHistory
RHRHCOM7$5.00K<0.1%+7NewHistory
NTRNutrien Ltd.COM72$5.00K<0.1%00.0%UnchangedHistory
CLDXCelldex Therapeutics, Inc.COM NEW100$5.00K<0.1%00.0%UnchangedHistory
BZUNBaozun Inc.SPONSORED ADR300$5.00K<0.1%00.0%UnchangedHistory
EDITEditas Medicine, Inc.COM120$5.00K<0.1%00.0%UnchangedHistory
LANDGladstone Land CorpCOM200$5.00K<0.1%00.0%UnchangedHistory
TWINTwin Disc IncCOM500$5.00K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM574$5.00K<0.1%00.0%UnchangedHistory
DREDuke Realty CorpCOM NEW100$5.00K<0.1%00.0%UnchangedHistory
ETRNMidstream Co LLCCOM500$5.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y863GLOBAL X GOLD EX197$5.00K<0.1%00.0%Unchanged–
MBIOMustang Bio, Inc.COM2,000$5.00K<0.1%00.0%UnchangedHistory
ORGSOrgenesis Inc.COM NEW1,000$5.00K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM2,200$5.00K<0.1%00.0%UnchangedHistory
RDFNRedfin CorpCOM100$5.00K<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT117$6.00K<0.1%+109+1,362.5%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF65$6.00K<0.1%00.0%Unchanged–
AALAmerican Airlines Group Inc.Stock293$6.00K<0.1%00.0%UnchangedHistory
ALLYAlly Financial Inc.Stock108$6.00K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock54$6.00K<0.1%00.0%UnchangedHistory
PPCPilgrims Pride CorpStock217$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464288513IBOXX HI YD ETF63$6.00K<0.1%00.0%Unchanged–
MPMP Materials Corp.COM CL A200$6.00K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM125$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464288604MRGSTR SM CP GR126$6.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF123$6.00K<0.1%00.0%Unchanged–
HRLHormel Foods CorpCOM150$6.00K<0.1%00.0%UnchangedHistory
EQIXEquinix IncCOM7$6.00K<0.1%00.0%UnchangedHistory
iShares Inc464286525MSCI GBL MIN VOL61$6.00K<0.1%00.0%Unchanged–
GRMNGarmin LtdSHS39$6.00K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM18$6.00K<0.1%00.0%UnchangedHistory
LILi Auto Inc.SPONSORED ADS224$6.00K<0.1%00.0%UnchangedHistory
DMTKDermTech, Inc.COM200$6.00K<0.1%00.0%UnchangedHistory
PRVBProvention Bio, Inc.COM1,000$6.00K<0.1%00.0%UnchangedHistory
ZHZhihu Inc.ADS700$6.00K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock54$7.00K<0.1%00.0%UnchangedHistory
FDXFedEx CorpStock34$7.00K<0.1%+10+41.7%AddedHistory
NOWServiceNow, Inc.Stock12$7.00K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock3$7.00K<0.1%00.0%UnchangedHistory
AAAlcoa CorpStock133$7.00K<0.1%00.0%UnchangedHistory
NWLNewell Brands Inc.Stock300$7.00K<0.1%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM70$7.00K<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM342$7.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD240$7.00K<0.1%+1+0.4%Added–
MQYBlackRock Muniyield Quality Fund, Inc.COM448$7.00K<0.1%00.0%UnchangedHistory
APPAppLovin CorpCOM CL A100$7.00K<0.1%00.0%UnchangedHistory
iShares Tr464287333GLOBAL FINLS ETF85$7.00K<0.1%00.0%Unchanged–
iShares Tr464288448INTL SEL DIV ETF235$7.00K<0.1%+235New–
BILIBilibili Inc.SPONS ADS REP Z100$7.00K<0.1%+100NewHistory
CBRLCracker Barrel Old Country Store, IncCOM50$7.00K<0.1%00.0%UnchangedHistory
DMFBNY Mellon Municipal Income, Inc.COM744$7.00K<0.1%+6+0.8%AddedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM295$7.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y814FINTECH ETF150$7.00K<0.1%00.0%Unchanged–
MTEMMolecular Templates, Inc.COM1,000$7.00K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT60$8.00K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF80$8.00K<0.1%00.0%Unchanged–
iShares U.S. Treasury Bond ETF46429B267ETF315$8.00K<0.1%00.0%Unchanged–
NVSNovartis AGADR100$8.00K<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock120$8.00K<0.1%00.0%UnchangedHistory
iShares Inc464286806MSCI GERMANY ETF240$8.00K<0.1%00.0%Unchanged–
iShares Tr464288695GLOBAL MATER ETF99$8.00K<0.1%00.0%Unchanged–
YUMCYum China Holdings, Inc.COM132$8.00K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG96$8.00K<0.1%00.0%Unchanged–
GVAGranite Construction IncCOM192$8.00K<0.1%00.0%UnchangedHistory
JEFJefferies Financial Group Inc.COM205$8.00K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM51$8.00K<0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of TSFG, LLC in Q3 2021
SecurityClassPutsCalls
KYNBKyntra Bio, Inc.COM–$1.00K

Sold out since Q2 2021 (18)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of TSFG, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Trust DJ Internet ETF33733E306Equities8,472$2.07M0.8%–
PHMPultegroup IncCOM1,510$82.0K<0.1%History
Invesco S&P Midcap Low46138E202Equities1,484$79.0K<0.1%–
First Tr Exchange-Traded FD33733E207NY ARCA BIOTECH285$49.0K<0.1%–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS1,725$29.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A2,150$23.0K<0.1%–
PAYCPaycom Software, Inc.Stock50$18.0K<0.1%History
PLUGPlug Power IncStock500$17.0K<0.1%History
Churchill Capital Corp IV171439102CL A500$14.0K<0.1%–
BKDBrookdale Senior Living Inc.COM1,500$12.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW400$7.00K<0.1%History
EROEro Copper Corp.COM300$6.00K<0.1%History
New Sr Invt Group Inc648691103COM700$6.00K<0.1%–
CXWCoreCivic, Inc.COM357$4.00K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS800$3.00K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF18$2.00K<0.1%–
ACBAurora Cannabis IncCOM33––History
SQBGSequential Brands Group, Inc.COM NEW5––History