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Livermore
Livermore
ZHEN

Austin Private Wealth, LLC

SEC CIK
0001800328
Latest filing
Jan 20, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
125
−3 vs. Q2 2021
Portfolio value
$461.9M
+$30.1M (+7.0%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Austin Private Wealth, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX500,923$100.3M21.7%+40,320+8.8%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX740,421$65.5M14.2%+60,254+8.9%Added–
iShares Tr46435G425ESG AWR MSCI USA218,220$21.5M4.7%+21,114+10.7%Added–
Vanguard Ftse Developed Markets ETF921943858ETF416,561$21.0M4.6%+43,673+11.7%Added–
iShares Tr464287622RUS 1000 ETF80,953$19.6M4.2%−481−0.6%Reduced–
iShares Tr464288414NATIONAL MUN ETF166,884$19.4M4.2%+9,135+5.8%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF372,598$18.8M4.1%+48,202+14.9%Added–
iShares Tr464288885EAFE GRWTH ETF160,109$17.0M3.7%+29,965+23.0%Added–
Vanguard Short-Term Bond ETF921937827ETF202,282$16.6M3.6%+21,408+11.8%Added–
iShares Tr464288273EAFE SML CP ETF211,431$15.7M3.4%+16,287+8.3%Added–
iShares Tr464288877EAFE VALUE ETF198,003$10.1M2.2%+17,912+9.9%Added–
AAPLApple Inc.Stock56,872$8.05M1.7%−62−0.1%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF142,955$7.15M1.5%+15,106+11.8%Added–
iShares U.S. Treasury Bond ETF46429B267ETF257,215$6.82M1.5%−151,476−37.1%Reduced–
Schwab Strategic Tr8085247141 5YR CORP BD114,156$5.83M1.3%−26,797−19.0%Reduced–
iShares Tr46432F388MSCI USA VALUE49,615$5.00M1.1%+4,271+9.4%Added–
iShares Tr464288588MBS ETF42,926$4.64M1.0%+27,730+182.5%Added–
WisdomTree Tr97717X578EM EX ST-OWNED118,372$4.42M1.0%−32,920−21.8%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF42,478$4.25M0.9%+3,370+8.6%Added–
TSLATesla, Inc.Stock5,403$4.19M0.9%−15−0.3%ReducedHistory
iShares Tr464287721U.S. TECH ETF40,497$4.10M0.9%+40,497New–
MSFTMicrosoft CorpStock13,396$3.78M0.8%+274+2.1%AddedHistory
iShares Tr46435G474FALN ANGLS USD124,242$3.74M0.8%+75,235+153.5%Added–
iShares Tr464287333GLOBAL FINLS ETF42,583$3.34M0.7%−3,641−7.9%Reduced–
iShares Tr46434V613CORE UNIVRSL USD59,750$3.18M0.7%+12,293+25.9%Added–
XOMExxonMobil Holdings CorpCOM48,305$2.84M0.6%+16,014+49.6%AddedHistory
AMZNAmazon Com IncStock848$2.79M0.6%+153+22.0%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF52,557$2.74M0.6%−2,205−4.0%Reduced–
Schwab US Tips ETF808524870ETF40,523$2.54M0.5%+31,528+350.5%Added–
Schwab Fundamental U.S. Large Company ETF808524771ETF45,788$2.47M0.5%+5,295+13.1%Added–
Schwab US Dividend Equity ETF808524797ETF31,579$2.34M0.5%+9,985+46.2%Added–
iShares Core S&P 500 ETF464287200ETF5,344$2.30M0.5%+730+15.8%Added–
IAUiShares Gold TrustETF60,593$2.02M0.4%+5,001+9.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF12,648$1.94M0.4%−21−0.2%Reduced–
GOOGLAlphabet Inc.Stock660$1.76M0.4%+100+17.9%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF28,022$1.71M0.4%+6,187+28.3%Added–
iShares Tr46428865310-20 YR TRS ETF9,911$1.46M0.3%+9,911New–
iShares Tr46436E619ESG ADVAN ETF28,090$1.39M0.3%+14,407+105.3%Added–
NVDANVIDIA CorpStock6,493$1.34M0.3%+1,077+19.9%AddedConverted for a 4-for-1 splitHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF34,171$1.23M0.3%−26,395−43.6%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,287$1.17M0.3%−23−0.4%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF7,711$1.14M0.2%+1,167+17.8%Added–
METAMeta Platforms, Inc.Stock3,085$1.05M0.2%+54+1.8%AddedHistory
iShares Tr46436E767ESG MSCI USA ETF28,484$1.03M0.2%+12,235+75.3%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF13,559$997.0K0.2%+3,635+36.6%Added–
GOOGAlphabet Inc.Stock339$904.0K0.2%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock5,483$897.0K0.2%+440+8.7%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF4,613$841.0K0.2%+1,118+32.0%Added–
ORCLOracle CorpStock9,473$825.0K0.2%−4,000−29.7%ReducedHistory
COPConocoPhillipsStock12,121$821.0K0.2%−3,514−22.5%ReducedHistory
VVisa Inc.Stock3,605$803.0K0.2%+34+1.0%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE9,784$767.0K0.2%+4,292+78.2%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF5,657$745.0K0.2%+2,234+65.3%Added–
PYPLPayPal Holdings, Inc.Stock2,566$668.0K0.1%+318+14.1%AddedHistory
iShares Tr46435U663ESG AWARE MSCI17,129$668.0K0.1%+4,620+36.9%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,497$657.0K0.1%00.0%Unchanged–
JNJJohnson & JohnsonStock4,038$652.0K0.1%+69+1.7%AddedHistory
WMTWalmart Inc.Stock4,628$645.0K0.1%+94+2.1%AddedHistory
IBMInternational Business Machines CorpStock4,413$613.0K0.1%+373+9.2%AddedHistory
PFEPfizer IncStock14,214$611.0K0.1%+284+2.0%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,411$606.0K0.1%+33+2.4%AddedHistory
DISWalt Disney CoStock3,492$591.0K0.1%+48+1.4%AddedHistory
NXPINXP Semiconductors N.V.COM2,737$536.0K0.1%+25+0.9%AddedHistory
BRK.BBerkshire Hathaway IncStock1,960$535.0K0.1%−88−4.3%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,071$509.0K0.1%+394+23.5%AddedHistory
TAT&T Inc.Stock18,634$503.0K0.1%+718+4.0%AddedHistory
MCDMcDonalds CorpStock2,076$501.0K0.1%+164+8.6%AddedHistory
PGProcter & Gamble CoStock3,578$500.0K0.1%+73+2.1%AddedHistory
TXNTexas Instruments IncStock2,567$493.0K0.1%00.0%UnchangedHistory
iShares Tr46436E759ESG EAFE ETF7,276$493.0K0.1%+2,114+41.0%Added–
FBINFortune Brands Innovations, Inc.COM5,484$490.0K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock1,477$485.0K0.1%+68+4.8%AddedHistory
CVXChevron CorpStock4,600$467.0K0.1%+618+15.5%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF3,000$448.0K0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF2,783$446.0K0.1%−26−0.9%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF7,694$405.0K0.1%+2,066+36.7%Added–
INTCIntel CorpStock7,514$400.0K0.1%+38+0.5%AddedHistory
iShares Tr46435G243ESG AWRE 1 5 YR14,781$384.0K0.1%−4,550−23.5%Reduced–
Vanguard S&P 500 ETF922908363ETF962$380.0K0.1%+2+0.2%Added–
UNHUnitedHealth Group IncStock955$373.0K0.1%+48+5.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,272$369.0K0.1%+3+0.2%Added–
TMOThermo Fisher Scientific Inc.Stock637$364.0K0.1%+10+1.6%AddedHistory
DHRDanaher CorpStock1,168$356.0K0.1%00.0%UnchangedHistory
BACBank of America CorpStock8,397$356.0K0.1%+2,137+34.1%AddedHistory
CMCSAComcast CorpStock6,166$345.0K0.1%+673+12.3%AddedHistory
HLHecla Mining CoCOM62,500$344.0K0.1%+6,500+11.6%AddedHistory
iShares Tr464288687PFD AND INCM SEC8,740$339.0K0.1%00.0%Unchanged–
WPCW. P. Carey Inc.COM4,616$337.0K0.1%+70+1.5%AddedHistory
MRKMerck & Co., Inc.Stock4,274$321.0K0.1%+200+4.9%AddedHistory
PEPPepsiCo IncStock2,095$315.0K0.1%+23+1.1%AddedHistory
PSXPhillips 66Stock4,469$313.0K0.1%−296−6.2%ReducedHistory
Schwab Fundamental International Equity ETF808524755ETF9,349$307.0K0.1%−2,946−24.0%Reduced–
MDTMedtronic plcStock2,399$301.0K0.1%+176+7.9%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,019$299.0K0.1%−1−0.1%Reduced–
ABBVAbbVie Inc.Stock2,749$297.0K0.1%+8+0.3%AddedHistory
ADBEAdobe Inc.Stock513$295.0K0.1%+11+2.2%AddedHistory
DDominion Energy, IncStock3,909$285.0K0.1%+191+5.1%AddedHistory
MAMastercard IncStock798$277.0K0.1%00.0%UnchangedHistory
EFXEquifax IncCOM1,070$271.0K0.1%00.0%UnchangedHistory
VZVerizon Communications IncStock4,973$269.0K0.1%+472+10.5%AddedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Austin Private Wealth, LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$4.29M–
GOOGLAlphabet Inc.Stock–$1.07M
MSFTMicrosoft CorpStock–$1.02M
ABNBAirbnb, Inc.Stock–$671.0K
USOUnited States Oil Fund, LPUNITS–$631.0K
State Street Industrial Select Sector SPDR ETF81369Y704ETF–$392.0K
BACBank of America CorpStock–$382.0K
AMZNAmazon Com IncStock–$329.0K
CRMSalesforce, Inc.Stock–$244.0K
ADBEAdobe Inc.Stock–$231.0K
AVGOBroadcom Inc.Stock–$194.0K
NVDANVIDIA CorpStock–$166.0K
FDXFedEx CorpStock–$132.0K
METAMeta Platforms, Inc.Stock–$102.0K
DISWalt Disney CoStock–$85.0K
JPMJPMorgan Chase & CoStock–$82.0K
MSMorgan StanleyStock–$68.0K
TMOThermo Fisher Scientific Inc.Stock–$57.0K

Sold out since Q2 2021 (12)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Austin Private Wealth, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares MSCI USA Momentum Factor ETF46432F396ETF12,545$2.18M0.5%–
Fidelity MSCI Information Technology Index ETF316092808ETF16,501$1.94M0.5%–
iShares Tr46428951110+ YR INVST GRD18,673$1.31M0.3%–
Invesco QQQ Trust Series I46090E103ETF1,933$685.0K0.2%–
SLViShares Silver TrustETF17,010$412.0K0.1%History
iShares Tr464288570ESG MSCI KLD ETF3,337$276.0K0.1%–
RTXRTX CorpStock2,542$217.0K0.1%History
AMGNAmgen IncStock891$217.0K0.1%History
TGTTarget CorpStock873$211.0K<0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,171$203.0K<0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF891$201.0K<0.1%–
LMTLockheed Martin CorpStock507$192.0K<0.1%History