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Livermore
Livermore
ZHEN

Live Oak Private Wealth LLC

SEC CIK
0001799877
Latest filing
Jul 20, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 29, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
171
+9 vs. Q2 2021
Portfolio value
$489.6M
+$36.6M (+8.1%) vs. Q2 2021
Filed
Oct 29, 2021
SEC
Holdings of Live Oak Private Wealth LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock69,404$18.9M3.9%+1,270+1.9%AddedHistory
BACBank of America CorpStock349,741$14.8M3.0%+13,245+3.9%AddedHistory
SCHWSchwab Charles CorpStock175,362$12.8M2.6%+9,092+5.5%AddedHistory
CVSCVS Health CorpStock142,110$12.1M2.5%+7,118+5.3%AddedHistory
MSFTMicrosoft CorpStock41,867$11.8M2.4%+4,481+12.0%AddedHistory
DISWalt Disney CoStock69,350$11.7M2.4%+2,383+3.6%AddedHistory
AAPLApple Inc.Stock82,681$11.7M2.4%+2,780+3.5%AddedHistory
MOSMosaic CoCOM295,746$10.6M2.2%+8,804+3.1%AddedHistory
GOOGLAlphabet Inc.Stock3,882$10.4M2.1%−101−2.5%ReducedHistory
DLTRDollar Tree, Inc.COM106,452$10.2M2.1%+5,903+5.9%AddedHistory
RTXRTX CorpStock110,305$9.48M1.9%+6,299+6.1%AddedHistory
GOOGAlphabet Inc.Stock3,086$8.22M1.7%+59+1.9%AddedHistory
VZVerizon Communications IncStock149,919$8.10M1.7%+9,923+7.1%AddedHistory
CSCOCisco Systems, Inc.Stock147,886$8.05M1.6%+6,135+4.3%AddedHistory
UNHUnitedHealth Group IncStock20,529$8.02M1.6%+2,243+12.3%AddedHistory
JPMJPMorgan Chase & CoStock48,957$8.01M1.6%+6,193+14.5%AddedHistory
ABTAbbott LaboratoriesStock65,916$7.79M1.6%+4,084+6.6%AddedHistory
UPSUnited Parcel Service IncStock39,811$7.25M1.5%+4,478+12.7%AddedHistory
CMCSAComcast CorpStock126,278$7.06M1.4%+4,641+3.8%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock47,927$7.01M1.4%+47,927NewHistory
METMetlife IncStock112,094$6.92M1.4%+4,250+3.9%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS126,080$6.89M1.4%+9,813+8.4%Added–
PFEPfizer IncStock155,382$6.68M1.4%−8,236−5.0%ReducedHistory
RYRoyal Bank of CanadaStock67,160$6.68M1.4%−8,500−11.2%ReducedHistory
TMXTerminix Global Holdings IncCOM155,980$6.50M1.3%+22,735+17.1%AddedHistory
DEODiageo PLCSPON ADR NEW33,391$6.44M1.3%+975+3.0%AddedHistory
TWTRTwitter, Inc.COM105,374$6.36M1.3%+4,979+5.0%AddedHistory
INTCIntel CorpStock119,107$6.35M1.3%+10,400+9.6%AddedHistory
FISVFiserv IncStock58,232$6.32M1.3%+2,629+4.7%AddedHistory
MRKMerck & Co., Inc.Stock83,734$6.29M1.3%+2,617+3.2%AddedHistory
TJXTJX Companies IncStock95,106$6.28M1.3%+8,270+9.5%AddedHistory
HCAHCA Healthcare, Inc.COM25,052$6.08M1.2%−507−2.0%ReducedHistory
VNTVontier CorpStock178,178$5.99M1.2%+5,691+3.3%AddedHistory
CVXChevron CorpStock58,908$5.98M1.2%+2,988+5.3%AddedHistory
MAMastercard IncStock16,568$5.76M1.2%+1,688+11.3%AddedHistory
QCOMQualcomm IncStock43,554$5.62M1.1%+1,853+4.4%AddedHistory
LOWLowes Companies IncStock27,678$5.62M1.1%+1,095+4.1%AddedHistory
CHTRCharter Communications, Inc.CL A7,708$5.61M1.1%−35−0.5%ReducedHistory
NVSNovartis AGADR66,566$5.44M1.1%+5,141+8.4%AddedHistory
AONAon plcCL A18,739$5.36M1.1%+1,228+7.0%AddedHistory
IVZInvesco Ltd.Stock220,705$5.32M1.1%+23,687+12.0%AddedHistory
IFFInternational Flavors & Fragrances IncCOM39,730$5.31M1.1%+1,368+3.6%AddedHistory
KOCoca Cola CoStock101,163$5.31M1.1%+4,979+5.2%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF103,585$5.19M1.1%+69,361+202.7%Added–
SONYSony Group CorpSPONSORED ADR45,834$5.07M1.0%+2,635+6.1%AddedHistory
KMXCarMax IncCOM37,787$4.83M1.0%+372+1.0%AddedHistory
WFCWells Fargo & CompanyStock103,091$4.78M1.0%+6,506+6.7%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF41,116$4.72M1.0%−336−0.8%Reduced–
iShares Tr4642874571 3 YR TREAS BD51,180$4.41M0.9%+80.0%Added–
ULUnilever PLCSPON ADR NEW76,413$4.14M0.8%+16,099+26.7%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH75,737$4.05M0.8%+3,762+5.2%AddedHistory
VVisa Inc.Stock17,489$3.90M0.8%+686+4.1%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF75,252$3.83M0.8%+2,865+4.0%Added–
GABGabelli Equity Trust IncCOM514,176$3.42M0.7%+101,883+24.7%AddedHistory
FDXFedEx CorpStock15,190$3.33M0.7%+472+3.2%AddedHistory
AMATApplied Materials IncStock21,186$2.73M0.6%−166−0.8%ReducedHistory
GDVGabelli Dividend & Income TrustCOM91,222$2.35M0.5%00.0%UnchangedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM102,602$2.35M0.5%00.0%UnchangedHistory
DUKDuke Energy CORPStock23,857$2.33M0.5%+3,619+17.9%AddedHistory
ABBVAbbVie Inc.Stock20,579$2.22M0.5%+2,829+15.9%AddedHistory
BMYBristol Myers Squibb CoStock36,873$2.18M0.4%+2,775+8.1%AddedHistory
MKLMarkel Group Inc.COM1,816$2.17M0.4%+226+14.2%AddedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM93,284$1.99M0.4%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF15,370$1.96M0.4%−270−1.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB89,348$1.92M0.4%−1,534−1.7%Reduced–
iShares MSCI Eafe ETF464287465ETF24,586$1.92M0.4%+7,455+43.5%Added–
BSCLBILI Social International, Inc.BULSHS 2021 CB85,209$1.80M0.4%−1,533−1.8%ReducedHistory
FOXAFox CorpCL A COM44,488$1.78M0.4%+4,501+11.3%AddedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB80,448$1.74M0.4%−1,533−1.9%Reduced–
DHRDanaher CorpStock5,569$1.70M0.3%+107+2.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF3,906$1.68M0.3%+994+34.1%Added–
ICLRIcon PLCCOM6,175$1.62M0.3%−103−1.6%ReducedHistory
ADIAnalog Devices IncStock8,978$1.50M0.3%+1,527+20.5%AddedHistory
HDHome Depot, Inc.Stock4,560$1.50M0.3%+2,073+83.4%AddedHistory
MDTMedtronic plcStock11,712$1.47M0.3%+2,348+25.1%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR102,455$1.41M0.3%00.0%UnchangedHistory
USALiberty All Star Equity FundSH BEN INT158,585$1.36M0.3%00.0%UnchangedHistory
VRSNVerisign IncCOM6,567$1.35M0.3%+438+7.1%AddedHistory
MCOMoodys CorpStock3,575$1.27M0.3%+318+9.8%AddedHistory
FERGFerguson Enterprises Inc.SHS9,049$1.26M0.3%+604+7.2%AddedHistory
GGTGabelli Multimedia Trust Inc.COM134,937$1.23M0.3%00.0%UnchangedHistory
LMTLockheed Martin CorpStock3,419$1.18M0.2%+763+28.7%AddedHistory
APDAir Products & Chemicals, Inc.Stock4,301$1.10M0.2%+799+22.8%AddedHistory
BABAAlibaba Group Holding LtdADR7,428$1.10M0.2%−1,163−13.5%ReducedHistory
WMTWalmart Inc.Stock7,824$1.09M0.2%+653+9.1%AddedHistory
PEPPepsiCo IncStock7,068$1.06M0.2%+568+8.7%AddedHistory
GSGoldman Sachs Group IncStock2,793$1.06M0.2%−70−2.4%ReducedHistory
EEFTEuronet Worldwide, Inc.COM8,258$1.05M0.2%+1,728+26.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,439$1.05M0.2%−245−9.1%ReducedHistory
JNJJohnson & JohnsonStock6,270$1.01M0.2%+550+9.6%AddedHistory
TFCTruist Financial CorpCOM17,216$1.01M0.2%+8,221+91.4%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT103,295$1.01M0.2%00.0%UnchangedHistory
BLKBlackRock, Inc.COM1,180$990.0K0.2%+800+210.5%AddedHistory
iShares Russell 2000 ETF464287655ETF4,421$967.0K0.2%+2,541+135.2%Added–
SNYSanofiSPONSORED ADR19,985$963.0K0.2%+7,004+54.0%AddedHistory
GANGAN LtdORD SHS62,575$930.0K0.2%+51,226+451.4%AddedHistory
NSCNorfolk Southern CorpStock3,803$910.0K0.2%+1,956+105.9%AddedHistory
Davis Fundamental ETF Tr23908L405SELCT INTL ETF44,327$872.0K0.2%+606+1.4%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,784$867.0K0.2%−290−4.8%Reduced–
LINLinde PLCSHS2,908$853.0K0.2%+303+11.6%AddedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Live Oak Private Wealth LLC in Q3 2021
SecurityClassPutsCalls
ProShares Tr74347G739ULTSHRT QQQ–$1.80M
ProShares Tr74347G713ULTSHT FINLS NEW–$1.15M

Sold out since Q2 2021 (5)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Live Oak Private Wealth LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
EDUNew Oriental Education & Technology Group Inc.SPON ADR110,824$908.0K0.2%History
OGNOrganon & Co.Stock8,667$262.0K0.1%History
TAT&T Inc.Stock8,549$246.0K0.1%History
GEGeneral Electric CoCOM15,381$207.0K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/2021412,330$48.0K<0.1%–