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Livermore
Livermore
ZHEN

Wealth Alliance

SEC CIK
0001793904
Latest filing
Aug 11, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
500
+15 vs. Q4 2022
Portfolio value
$617.3M
+$54.1M (+9.6%) vs. Q4 2022
Filed
May 11, 2023
SEC
Holdings of Wealth Alliance in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock393,506$64.9M10.5%+3,923+1.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF105,498$43.4M7.0%+1,265+1.2%Added–
iShares Tr46434V613CORE UNIVRSL USD299,888$13.8M2.2%+75,224+33.5%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF108,218$13.4M2.2%+108,218New–
MSFTMicrosoft CorpStock45,757$13.2M2.1%+790+1.8%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF101,434$11.2M1.8%−4,598−4.3%Reduced–
iShares Tr464288885EAFE GRWTH ETF117,638$11.0M1.8%+49,124+71.7%Added–
iShares Tr46435G425ESG AWR MSCI USA118,945$10.8M1.7%−117,608−49.7%Reduced–
iShares Tr464288877EAFE VALUE ETF173,683$8.43M1.4%−35,227−16.9%Reduced–
AMZNAmazon Com IncStock73,056$7.55M1.2%+19,070+35.3%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP174,694$6.75M1.1%+3,903+2.3%Added–
SPYSPDR S&P 500 ETF TrustETF15,906$6.51M1.1%−1,291−7.5%ReducedHistory
iShares Tr464287721U.S. TECH ETF66,989$6.22M1.0%+19,452+40.9%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF112,967$5.51M0.9%+112,967New–
iShares Tr464288588MBS ETF52,000$4.93M0.8%+12,519+31.7%Added–
iShares S&P 500 Value ETF464287408ETF30,956$4.70M0.8%−614−1.9%Reduced–
Vanguard Real Estate ETF922908553ETF53,484$4.44M0.7%+4,090+8.3%Added–
iShares Core MSCI Eafe ETF46432F842ETF65,812$4.40M0.7%−5,338−7.5%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF183,544$4.29M0.7%+96,499+110.9%Added–
PGProcter & Gamble CoStock28,417$4.23M0.7%−386−1.3%ReducedHistory
GOOGLAlphabet Inc.Stock39,511$4.10M0.7%+174+0.4%AddedHistory
ABBVAbbVie Inc.Stock24,145$3.85M0.6%−435−1.8%ReducedHistory
VZVerizon Communications IncStock96,298$3.75M0.6%+20,502+27.0%AddedHistory
PEPPepsiCo IncStock19,313$3.52M0.6%+437+2.3%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF48,076$3.50M0.6%+15,168+46.1%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF34,720$3.45M0.6%−34,432−49.8%Reduced–
IAUiShares Gold TrustETF90,892$3.40M0.6%−30.0%ReducedHistory
TSLATesla, Inc.Stock16,043$3.33M0.5%+822+5.4%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF17,540$3.32M0.5%−442−2.5%Reduced–
VVisa Inc.Stock14,028$3.16M0.5%+362+2.6%AddedHistory
NVDANVIDIA CorpStock11,267$3.13M0.5%+993+9.7%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF11,625$2.91M0.5%−229−1.9%Reduced–
Innovator ETFs Trust45782C383US EQTY PWR BUF88,126$2.84M0.5%+62,897+249.3%Added–
UNHUnitedHealth Group IncStock5,900$2.79M0.5%−556−8.6%ReducedHistory
AVGOBroadcom Inc.Stock4,189$2.69M0.4%+73+1.8%AddedHistory
NEENextera Energy IncStock34,717$2.68M0.4%+4,092+13.4%AddedHistory
OZBelpointe PREP, LLCUNIT RP LTD LB A28,474$2.67M0.4%+5,495+23.9%AddedHistory
METAMeta Platforms, Inc.Stock12,450$2.64M0.4%+1,397+12.6%AddedHistory
TAT&T Inc.Stock135,636$2.61M0.4%+4,786+3.7%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF11,942$2.52M0.4%−36−0.3%Reduced–
iShares Core S&P Small Cap ETF464287804ETF25,994$2.51M0.4%−14,965−36.5%Reduced–
CRMSalesforce, Inc.Stock12,506$2.50M0.4%+4,400+54.3%AddedHistory
iShares Tr4642874571 3 YR TREAS BD30,238$2.48M0.4%−10,542−25.9%Reduced–
PMPhilip Morris International Inc.Stock25,306$2.46M0.4%+1,709+7.2%AddedHistory
CSCOCisco Systems, Inc.Stock46,732$2.44M0.4%−3,938−7.8%ReducedHistory
iShares Tr46435G409MSCI INTL VLU FT96,190$2.38M0.4%−17,781−15.6%Reduced–
UPSUnited Parcel Service IncStock12,222$2.37M0.4%+1,214+11.0%AddedHistory
BRK.BBerkshire Hathaway IncStock7,553$2.33M0.4%−184−2.4%ReducedHistory
RTXRTX CorpStock23,493$2.30M0.4%+1,320+6.0%AddedHistory
DISWalt Disney CoStock22,936$2.30M0.4%+4,808+26.5%AddedHistory
LLYEli Lilly & CoStock6,569$2.26M0.4%+450+7.4%AddedHistory
JPMJPMorgan Chase & CoStock16,019$2.09M0.3%−5,184−24.4%ReducedHistory
iShares Inc46434G889EMNG MKTS EQT49,302$2.05M0.3%+49,302New–
TMOThermo Fisher Scientific Inc.Stock3,478$2.00M0.3%−249−6.7%ReducedHistory
iShares Tr464287861EUROPE ETF39,885$2.00M0.3%−2,325−5.5%Reduced–
GOOGAlphabet Inc.Stock19,055$1.98M0.3%+2,811+17.3%AddedHistory
LMTLockheed Martin CorpStock4,187$1.98M0.3%+110+2.7%AddedHistory
iShares Global Clean Energy ETF464288224ETF98,675$1.95M0.3%−2,147−2.1%Reduced–
ZTSZoetis Inc.Stock11,661$1.94M0.3%−160−1.4%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF9,892$1.93M0.3%+95+1.0%Added–
ANETArista Networks, Inc.COM11,430$1.92M0.3%−129−1.1%ReducedHistory
AMGNAmgen IncStock7,882$1.91M0.3%+236+3.1%AddedHistory
JNJJohnson & JohnsonStock12,273$1.90M0.3%−60.0%ReducedHistory
CVXChevron CorpStock11,640$1.90M0.3%+223+2.0%AddedHistory
NFLXNetflix IncStock5,390$1.86M0.3%+552+11.4%AddedHistory
HDHome Depot, Inc.Stock6,283$1.85M0.3%+1,193+23.4%AddedHistory
iShares Tr464288414NATIONAL MUN ETF17,195$1.85M0.3%+1,717+11.1%Added–
Innovator ETFs Trust45782C508US EQTY PWR BUF55,361$1.84M0.3%+24,115+77.2%Added–
iShares Tr46428865310-20 YR TRS ETF15,696$1.80M0.3%−1,634−9.4%Reduced–
ETNEaton Corp plcStock10,479$1.80M0.3%+46+0.4%AddedHistory
CMCSAComcast CorpStock47,359$1.80M0.3%+7,690+19.4%AddedHistory
LOWLowes Companies IncStock8,839$1.77M0.3%+2,374+36.7%AddedHistory
XOMExxonMobil Holdings CorpCOM16,073$1.76M0.3%+722+4.7%AddedHistory
TXNTexas Instruments IncStock9,424$1.75M0.3%+525+5.9%AddedHistory
MAMastercard IncStock4,724$1.72M0.3%+171+3.8%AddedHistory
MRKMerck & Co., Inc.Stock16,130$1.72M0.3%−3,358−17.2%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF53,631$1.70M0.3%00.0%Unchanged–
HONHoneywell International IncCOM8,827$1.69M0.3%+182+2.1%AddedHistory
LINLinde PLCStock4,729$1.68M0.3%+46+1.0%AddedHistory
PFEPfizer IncStock40,684$1.66M0.3%−2,492−5.8%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF12,132$1.63M0.3%−195−1.6%Reduced–
ASMLASML Holding NVADR2,386$1.62M0.3%+226+10.5%AddedHistory
Innovator ETFs Trust45782C573US EQTY PWR BUF50,859$1.62M0.3%00.0%Unchanged–
CCICrown Castle Inc.REIT12,012$1.61M0.3%+1,136+10.4%AddedHistory
iShares S&P 100 ETF464287101ETF8,593$1.61M0.3%+1,045+13.8%Added–
MRSHMarsh & McLennan Companies, Inc.Stock9,573$1.59M0.3%+1,369+16.7%AddedHistory
PANWPalo Alto Networks IncStock7,963$1.59M0.3%+1,345+20.3%AddedHistory
ORCLOracle CorpStock17,042$1.58M0.3%+1,758+11.5%AddedHistory
BMYBristol Myers Squibb CoStock22,514$1.56M0.3%+728+3.3%AddedHistory
TFCTruist Financial CorpCOM44,311$1.51M0.2%+11,114+33.5%AddedHistory
SBUXStarbucks CorpStock14,499$1.51M0.2%+92+0.6%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD31,788$1.49M0.2%+324+1.0%Added–
TTETotalEnergies SESPONSORED ADS25,090$1.48M0.2%+422+1.7%AddedHistory
USBUS Bancorp DECOM NEW40,831$1.47M0.2%+10,745+35.7%AddedHistory
MSIMotorola Solutions, Inc.Stock5,112$1.46M0.2%+16+0.3%AddedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF45,976$1.41M0.2%+2,500+5.8%Added–
PLDPrologis, Inc.REIT11,251$1.40M0.2%+1,454+14.8%AddedHistory
WMTWalmart Inc.Stock9,262$1.37M0.2%+306+3.4%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR38,764$1.36M0.2%+2,424+6.7%AddedHistory
DUKDuke Energy CORPStock13,754$1.33M0.2%+489+3.7%AddedHistory

Sold out since Q4 2022 (40)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Wealth Alliance sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
iShares Inc464286533MSCI EMERG MRKT82,591$4.38M0.8%–
iShares Russell 1000 Growth ETF464287614ETF15,843$3.39M0.6%–
iShares Tr464287234MSCI EMG MKT ETF65,769$2.49M0.4%–
iShares Tr46434V4070-5YR HI YL CP51,291$2.10M0.4%–
iShares Russell 1000 Value ETF464287598ETF13,681$2.07M0.4%–
iShares MSCI Eafe ETF464287465ETF28,776$1.89M0.3%–
iShares Select Dividend ETF464287168ETF13,432$1.62M0.3%–
iShares Russell 2000 ETF464287655ETF5,809$1.01M0.2%–
iShares Russell 2000 Growth ETF464287648ETF4,016$861.6K0.2%–
iShares Tr46435G102CONV BD ETF11,524$800.6K0.1%–
iShares Tr464287739U.S. REAL ES ETF9,028$760.1K0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF26,784$755.0K0.1%–
iShares Tr464287796U.S. ENERGY ETF14,629$680.1K0.1%–
iShares Tr464287630RUS 2000 VAL ETF4,729$655.8K0.1%–
DFSDiscover Financial ServicesCOM5,917$578.9K0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,226$564.8K0.1%–
iShares Russell Midcap ETF464287499ETF7,474$504.1K0.1%–
iShares Core High Dividend ETF46429B663ETF3,757$391.6K0.1%–
BOHBank of Hawaii CorpCOM4,506$349.5K0.1%History
iShares Tips Bond ETF464287176ETF3,149$335.2K0.1%–
TSCOTractor Supply CoCOM1,397$314.3K0.1%History
AINAlbany International CorpCL A2,974$293.2K0.1%History
BGBunge Global SACOM2,859$285.3K0.1%History
GMEDGlobus Medical IncStock3,432$254.9K<0.1%History
VODVodafone Group Public Ltd CoADR25,106$254.1K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF2,361$248.7K<0.1%–
iShares U S ETF Tr46431W598BLOOMBERG ROLL4,464$243.3K<0.1%–
CLColgate Palmolive CoStock3,078$242.5K<0.1%History
AZTAAzenta, Inc.COM4,163$242.4K<0.1%History
FLRFluor CorpStock6,949$240.9K<0.1%History
NSCNorfolk Southern CorpStock916$225.8K<0.1%History
VICIVici Properties Inc.COM6,943$224.9K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,112$218.6K<0.1%History
AAPAdvance Auto Parts IncCOM1,459$214.6K<0.1%History
iShares Tr46432F388MSCI USA VALUE2,338$213.1K<0.1%–
ACGLArch Capital Group Ltd.Stock3,339$209.6K<0.1%History
GGGGraco IncCOM3,054$205.4K<0.1%History
HSICHenry Schein IncCOM2,513$200.7K<0.1%History
Amplify ETF Tr032108854SEYMOUR CANNBS31,401$159.8K<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF12,300$69.5K<0.1%–