Occidental Asset Management, LLC
- SEC CIK
- 0001770994
- Latest filing
- Aug 7, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 180
- +1 vs. Q2 2022
- Portfolio value
- $333.5M
- −$3.77M (−1.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 774,937 | $24.3M | 7.3% | +36,246+4.9% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 766,522 | $22.4M | 6.7% | +63,591+9.0% | Added | – |
| AAPLApple Inc. | Stock | 121,371 | $16.8M | 5.0% | +793+0.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 59,047 | $12.4M | 3.7% | −565−0.9% | Reduced | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 127,797 | $11.5M | 3.4% | +6,125+5.0% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 144,682 | $10.3M | 3.1% | +9,904+7.3% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 64,794 | $8.33M | 2.5% | −3,491−5.1% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 97,951 | $7.33M | 2.2% | +780+0.8% | Added | – |
| iShares Tr46435G672 | CORE INTL AGGR | 134,249 | $6.49M | 1.9% | −5,217−3.7% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 26,626 | $6.20M | 1.9% | +392+1.5% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 60,355 | $5.80M | 1.7% | +1,781+3.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 100,397 | $5.03M | 1.5% | +7,786+8.4% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 111,909 | $4.96M | 1.5% | +4,134+3.8% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 61,907 | $4.86M | 1.5% | −1,747−2.7% | Reduced | – |
| NVDANVIDIA Corp | Stock | 37,269 | $4.52M | 1.4% | +1,708+4.8% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 111,219 | $3.84M | 1.2% | +1,842+1.7% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 111,248 | $3.52M | 1.1% | +1,775+1.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 25,602 | $3.46M | 1.0% | −98−0.4% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 35,426 | $3.09M | 0.9% | +10,950+44.7% | Added | – |
| METAMeta Platforms, Inc. | Stock | 22,475 | $3.05M | 0.9% | −20.0% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 6,022 | $3.04M | 0.9% | +94+1.6% | Added | History |
| iShares Tr464288588 | MBS ETF | 31,455 | $2.88M | 0.9% | +31,455 | New | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 76,597 | $2.79M | 0.8% | +9,779+14.6% | Added | – |
| HDHome Depot, Inc. | Stock | 9,819 | $2.71M | 0.8% | +302+3.2% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 27,001 | $2.60M | 0.8% | +978+3.8% | Added | – |
| MOSMosaic Co | COM | 52,917 | $2.56M | 0.8% | +1,164+2.2% | Added | History |
| RSReliance, Inc. | COM | 14,386 | $2.51M | 0.8% | +345+2.5% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 20,526 | $2.49M | 0.7% | +1,146+5.9% | Added | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 97,952 | $2.44M | 0.7% | +33,593+52.2% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 32,967 | $2.42M | 0.7% | +8,999+37.5% | Added | – |
| MSMorgan Stanley | Stock | 30,481 | $2.41M | 0.7% | +1,318+4.5% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 93,027 | $2.40M | 0.7% | −31,711−25.4% | Reduced | – |
| CORCencora, Inc. | Stock | 17,685 | $2.39M | 0.7% | +558+3.3% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 24,101 | $2.38M | 0.7% | +11,191+86.7% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,563 | $2.34M | 0.7% | +613+10.3% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 73,415 | $2.28M | 0.7% | −7,704−9.5% | Reduced | – |
| HUBBHubbell Inc | COM | 10,203 | $2.27M | 0.7% | +261+2.6% | Added | History |
| CWENClearway Energy, Inc. | CL C | 70,817 | $2.26M | 0.7% | +2,088+3.0% | Added | History |
| WMTWalmart Inc. | Stock | 17,156 | $2.23M | 0.7% | +728+4.4% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 14,539 | $2.17M | 0.7% | +421+3.0% | Added | History |
| DGXQuest Diagnostics Inc | COM | 17,363 | $2.13M | 0.6% | +723+4.3% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 20,511 | $2.10M | 0.6% | +261+1.3% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 21,749 | $2.10M | 0.6% | +3,832+21.4% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 18,402 | $2.05M | 0.6% | +744+4.2% | Added | – |
| CMICummins Inc | Stock | 10,077 | $2.05M | 0.6% | +415+4.3% | Added | History |
| STZConstellation Brands, Inc. | Stock | 8,819 | $2.03M | 0.6% | +308+3.6% | Added | History |
| AAgilent Technologies, Inc. | COM | 16,635 | $2.02M | 0.6% | +748+4.7% | Added | History |
| VZVerizon Communications Inc | Stock | 51,335 | $1.95M | 0.6% | +2,542+5.2% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 34,559 | $1.94M | 0.6% | +1,535+4.6% | Added | History |
| QCOMQualcomm Inc | Stock | 17,033 | $1.92M | 0.6% | +670+4.1% | Added | History |
| VVisa Inc. | Stock | 10,730 | $1.91M | 0.6% | +399+3.9% | Added | History |
| TGTTarget Corp | Stock | 12,656 | $1.88M | 0.6% | +932+7.9% | Added | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 12,932 | $1.87M | 0.6% | +392+3.1% | Added | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 38,089 | $1.86M | 0.6% | +1,250+3.4% | Added | History |
| NTAPNetApp, Inc. | Stock | 29,746 | $1.84M | 0.6% | +1,402+4.9% | Added | History |
| HPQHP Inc | Stock | 73,148 | $1.82M | 0.5% | +3,444+4.9% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 21,975 | $1.81M | 0.5% | +9,512+76.3% | Added | – |
| AVTAvnet Inc | COM | 48,631 | $1.76M | 0.5% | +1,545+3.3% | Added | History |
| EMREmerson Electric Co | Stock | 23,699 | $1.74M | 0.5% | +1,183+5.3% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $1.63M | 0.5% | +1+33.3% | Added | History |
| TSLATesla, Inc. | Stock | 6,074 | $1.61M | 0.5% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 7,757 | $1.60M | 0.5% | +3,793+95.7% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 19,531 | $1.57M | 0.5% | +1,503+8.3% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 14,662 | $1.53M | 0.5% | +869+6.3% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 17,236 | $1.51M | 0.5% | +3,829+28.6% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 9,090 | $1.50M | 0.4% | +931+11.4% | Added | – |
| PFEPfizer Inc | Stock | 33,690 | $1.47M | 0.4% | +3,240+10.6% | Added | History |
| TROWPrice T Rowe Group Inc | Stock | 13,904 | $1.46M | 0.4% | +869+6.7% | Added | History |
| AMZNAmazon Com Inc | Stock | 12,773 | $1.44M | 0.4% | +870+7.3% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 22,686 | $1.44M | 0.4% | +44+0.2% | Added | – |
| VLTAVolta Inc. | COM CL A | 1,160,627 | $1.40M | 0.4% | +69,390+6.4% | Added | History |
| FAFFirst American Financial Corp | Stock | 29,359 | $1.35M | 0.4% | +508+1.8% | Added | History |
| AMATApplied Materials Inc | Stock | 16,425 | $1.35M | 0.4% | +1,151+7.5% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 26,250 | $1.32M | 0.4% | +2,199+9.1% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 23,896 | $1.29M | 0.4% | +90.0% | Added | – |
| MMM3M Co | Stock | 11,136 | $1.23M | 0.4% | −990−8.2% | Reduced | History |
| NKENIKE, Inc. | Stock | 14,217 | $1.18M | 0.4% | +1,236+9.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,409 | $1.18M | 0.4% | −70−1.6% | Reduced | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 20,150 | $1.17M | 0.3% | +913+4.7% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 18,882 | $1.14M | 0.3% | +1,311+7.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,136 | $1.14M | 0.3% | +2,213+56.4% | Added | – |
| KLICKulicke & Soffa Industries Inc | COM | 28,211 | $1.09M | 0.3% | +2,512+9.8% | Added | History |
| EWBCEast West Bancorp Inc | COM | 16,105 | $1.08M | 0.3% | +1,052+7.0% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 17,280 | $1.07M | 0.3% | −87−0.5% | Reduced | – |
| CMCSAComcast Corp | Stock | 36,459 | $1.07M | 0.3% | +237+0.7% | Added | History |
| EAElectronic Arts Inc. | COM | 9,197 | $1.06M | 0.3% | +514+5.9% | Added | History |
| CHDChurch & Dwight Co Inc | COM | 14,507 | $1.04M | 0.3% | +10.0% | Added | History |
| RVTYRevvity, Inc. | COM | 8,592 | $1.03M | 0.3% | +478+5.9% | Added | History |
| MRKMerck & Co., Inc. | Stock | 11,896 | $1.02M | 0.3% | +390+3.4% | Added | History |
| WMBWilliams Companies, Inc. | COM | 35,228 | $1.01M | 0.3% | +4,229+13.6% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 9,395 | $1.01M | 0.3% | 00.0% | Unchanged | – |
| ITWIllinois Tool Works Inc | Stock | 5,340 | $965.0K | 0.3% | +310+6.2% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 11,828 | $961.0K | 0.3% | −4,323−26.8% | Reduced | – |
| SCCOSouthern Copper Corp | Stock | 21,331 | $956.0K | 0.3% | +2,719+14.6% | Added | History |
| NEENextera Energy Inc | Stock | 11,953 | $937.0K | 0.3% | +1,127+10.4% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 21,045 | $936.0K | 0.3% | 00.0% | Unchanged | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 8,917 | $914.0K | 0.3% | −4,092−31.5% | Reduced | – |
| DEODiageo PLC | SPON ADR NEW | 5,277 | $896.0K | 0.3% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 21,434 | $857.0K | 0.3% | +914+4.5% | Added | History |
| Direxion Shs ETF Tr25460E307 | AUSPCE CMD STG | 28,455 | $848.0K | 0.3% | −86,058−75.2% | Reduced | – |
Sold out since Q2 2022 (9)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| NEMNEWMONT Corp | Stock | 19,512 | $1.16M | 0.3% | History |
| SEESealed Air Corp | COM | 13,909 | $803.0K | 0.2% | History |
| CBOECboe Global Markets, Inc. | COM | 6,458 | $731.0K | 0.2% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 13,725 | $376.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 1,735 | $287.0K | 0.1% | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 4,946 | $247.0K | 0.1% | – |
| iShares Tr464287788 | U.S. FINLS ETF | 3,257 | $228.0K | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 12,498 | $225.0K | 0.1% | – |
| TDYTeledyne Technologies Inc | COM | 532 | $200.0K | 0.1% | History |