Advisor OS, LLC
- SEC CIK
- 0001767580
- Latest filing
- Aug 5, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 221
- −2 vs. Q2 2021
- Portfolio value
- $460.0M
- −$21.9M (−4.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 32,429 | $4.13M | 0.9% | +30,777+1,863.0% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 83,236 | $4.25M | 0.9% | +83,236 | New | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 72,928 | $4.37M | 1.0% | −51,891−41.6% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 53,588 | $4.42M | 1.0% | +46,014+607.5% | Added | – |
| Alps ETF Tr00162Q445 | ACTIVE REIT ETF | 161,082 | $4.53M | 1.0% | −21,703−11.9% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 71,829 | $4.60M | 1.0% | +144+0.2% | Added | – |
| AAPLApple Inc. | Stock | 39,396 | $5.58M | 1.2% | −1,226−3.0% | Reduced | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 94,054 | $6.75M | 1.5% | −30,258−24.3% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 347,788 | $7.14M | 1.6% | −19,295−5.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 28,036 | $7.91M | 1.7% | −85−0.3% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 159,316 | $9.71M | 2.1% | +9,788+6.5% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 50,874 | $11.1M | 2.4% | −13,657−21.2% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 288,721 | $11.3M | 2.5% | −42,363−12.8% | Reduced | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 62,677 | $11.4M | 2.5% | −7,392−10.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 76,841 | $11.8M | 2.6% | −33,468−30.3% | Reduced | – |
| NOCNorthrop Grumman Corp | Stock | 46,713 | $16.8M | 3.7% | −90.0% | Reduced | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 257,941 | $16.9M | 3.7% | −11,534−4.3% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 46,783 | $18.5M | 4.0% | −7,863−14.4% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 131,042 | $19.6M | 4.3% | −3,405−2.5% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 48,399 | $20.8M | 4.5% | −512−1.0% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 451,288 | $46.0M | 10.0% | −1,891−0.4% | Reduced | – |
Sold out since Q2 2021 (12)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464287374 | NORTH AMERN NAT | 66,156 | $2.01M | 0.4% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 10,492 | $1.20M | 0.2% | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 11,079 | $771.0K | 0.2% | – |
| QRVOQorvo, Inc. | Stock | 1,586 | $311.0K | 0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 3,082 | $294.0K | 0.1% | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,471 | $285.0K | 0.1% | – |
| EXASExact Sciences Corp | COM | 2,000 | $249.0K | 0.1% | History |
| DECKDeckers Outdoor Corp | COM | 644 | $247.0K | 0.1% | History |
| DHIHorton D R Inc | COM | 2,399 | $217.0K | <0.1% | History |
| PHParker-Hannifin Corp | Stock | 688 | $211.0K | <0.1% | History |
| CVSCVS Health Corp | Stock | 2,479 | $207.0K | <0.1% | History |
| SCHWSchwab Charles Corp | Stock | 2,790 | $204.0K | <0.1% | History |