Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 784
- +31 vs. Q2 2025
- Portfolio value
- $2.60B
- +$176.0M (+7.3%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NVDANVIDIA Corp | Stock | 421,164 | $78.6M | 3.0% | +5,971+1.4% | Added | History |
| AAPLApple Inc. | Stock | 270,849 | $69.0M | 2.7% | −2,929−1.1% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 83,981 | $56.2M | 2.2% | −600−0.7% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 90,020 | $55.1M | 2.1% | −1,490−1.6% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 80,401 | $53.6M | 2.1% | −1,564−1.9% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 641,950 | $50.3M | 1.9% | −22,068−3.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 94,940 | $49.2M | 1.9% | +308+0.3% | Added | History |
| AMZNAmazon Com Inc | Stock | 216,751 | $47.6M | 1.8% | +18,415+9.3% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,407,762 | $47.0M | 1.8% | −70,031−4.7% | Reduced | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 927,073 | $46.6M | 1.8% | +60,849+7.0% | Added | – |
| PCTPureCycle Technologies, Inc. | COM | 3,243,160 | $42.6M | 1.6% | +44,817+1.4% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 729,887 | $40.4M | 1.6% | −36,569−4.8% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 314,980 | $32.9M | 1.3% | −6,231−1.9% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 268,762 | $32.4M | 1.2% | +4,105+1.6% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 460,658 | $31.0M | 1.2% | +233,305+102.6% | Added | – |
| METAMeta Platforms, Inc. | Stock | 39,535 | $29.0M | 1.1% | +597+1.5% | Added | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 497,125 | $28.6M | 1.1% | −7,705−1.5% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 408,338 | $26.6M | 1.0% | +14,265+3.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 79,104 | $25.0M | 1.0% | −4,105−4.9% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 199,810 | $23.7M | 0.9% | +9,978+5.3% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 180,081 | $23.5M | 0.9% | −1,367−0.8% | Reduced | – |
| TSLATesla, Inc. | Stock | 50,378 | $22.4M | 0.9% | −418−0.8% | Reduced | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 435,525 | $21.9M | 0.8% | −12,500−2.8% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 34,473 | $20.7M | 0.8% | −836−2.4% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 785,724 | $20.7M | 0.8% | −10,562−1.3% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 81,525 | $20.1M | 0.8% | −8,746−9.7% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 78,953 | $19.2M | 0.7% | −2,709−3.3% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 88,438 | $19.1M | 0.7% | +596+0.7% | Added | – |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 470,508 | $19.0M | 0.7% | −21,297−4.3% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 66,266 | $18.7M | 0.7% | −136−0.2% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 35,027 | $17.6M | 0.7% | +1,065+3.1% | Added | History |
| AVGOBroadcom Inc. | Stock | 53,040 | $17.5M | 0.7% | −2,216−4.0% | Reduced | History |
| LLYEli Lilly & Co | Stock | 20,931 | $16.0M | 0.6% | +1,727+9.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 65,211 | $15.9M | 0.6% | +5,482+9.2% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 261,225 | $15.7M | 0.6% | +8,645+3.4% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 30,930 | $14.8M | 0.6% | +1,905+6.6% | Added | – |
| GLDSPDR Gold Trust | ETF | 41,549 | $14.8M | 0.6% | +1,898+4.8% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 74,293 | $14.1M | 0.5% | −617−0.8% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 159,989 | $14.0M | 0.5% | −76,402−32.3% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 86,019 | $13.3M | 0.5% | +2,405+2.9% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 62,270 | $12.9M | 0.5% | −69,106−52.6% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 65,577 | $12.8M | 0.5% | +315+0.5% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 216,835 | $12.4M | 0.5% | +14,779+7.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 109,570 | $12.4M | 0.5% | −1,030−0.9% | Reduced | History |
| NFLXNetflix Inc | Stock | 10,292 | $12.3M | 0.5% | +1,054+11.4% | Added | History |
| Simplify Exchange Traded Fun82889N772 | HEALTH CARE ETF | 384,585 | $12.2M | 0.5% | −55,897−12.7% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 195,430 | $11.7M | 0.5% | +6,667+3.5% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 128,930 | $11.2M | 0.4% | +55,433+75.4% | Added | – |
| WMTWalmart Inc. | Stock | 107,384 | $11.1M | 0.4% | +14,123+15.1% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 60,616 | $11.1M | 0.4% | −8,319−12.1% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 268,147 | $11.0M | 0.4% | −5,786−2.1% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 160,603 | $10.9M | 0.4% | +262+0.2% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 116,543 | $10.4M | 0.4% | +17,091+17.2% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 30,440 | $9.99M | 0.4% | +178+0.6% | Added | – |
| JNJJohnson & Johnson | Stock | 52,631 | $9.76M | 0.4% | −1,483−2.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 10,467 | $9.69M | 0.4% | −1,013−8.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 133,791 | $9.15M | 0.4% | +24,876+22.8% | Added | History |
| CVXChevron Corp | Stock | 57,651 | $8.95M | 0.3% | +3,852+7.2% | Added | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 189,843 | $8.78M | 0.3% | +17,539+10.2% | Added | – |
| HDHome Depot, Inc. | Stock | 21,545 | $8.73M | 0.3% | +554+2.6% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 188,257 | $8.72M | 0.3% | +5,339+2.9% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 46,684 | $8.71M | 0.3% | +320+0.7% | Added | – |
| IBMInternational Business Machines Corp | Stock | 30,649 | $8.65M | 0.3% | +813+2.7% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 60,950 | $8.48M | 0.3% | −1,445−2.3% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 28,316 | $8.32M | 0.3% | +1,822+6.9% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 82,168 | $8.27M | 0.3% | +584+0.7% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 17,828 | $8.27M | 0.3% | −161−0.9% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 260,659 | $8.08M | 0.3% | −868−0.3% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 10,810 | $8.07M | 0.3% | −100−0.9% | Reduced | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 86,219 | $7.97M | 0.3% | −1,009−1.2% | Reduced | – |
| CSXCSX Corp | Stock | 213,289 | $7.57M | 0.3% | +630.0% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 16,153 | $7.57M | 0.3% | −514−3.1% | Reduced | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 45,625 | $7.55M | 0.3% | −403−0.9% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 75,595 | $7.41M | 0.3% | −4,100−5.1% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 253,217 | $7.37M | 0.3% | −310−0.1% | Reduced | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 211,466 | $7.37M | 0.3% | −4,206−2.0% | Reduced | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 127,056 | $7.36M | 0.3% | +2,337+1.9% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 51,491 | $7.33M | 0.3% | −8,221−13.8% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 135,889 | $7.32M | 0.3% | −75,083−35.6% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 76,617 | $7.29M | 0.3% | −1,635−2.1% | Reduced | – |
| VVisa Inc. | Stock | 21,217 | $7.24M | 0.3% | +1,429+7.2% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 14,707 | $7.21M | 0.3% | +1,325+9.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 31,026 | $7.18M | 0.3% | +173+0.6% | Added | History |
| GEGeneral Electric Co | Stock | 23,625 | $7.11M | 0.3% | +4,436+23.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 84,400 | $7.08M | 0.3% | −172−0.2% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 377,906 | $6.89M | 0.3% | −3,196−0.8% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 28,397 | $6.87M | 0.3% | −688−2.4% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 8,591 | $6.84M | 0.3% | −864−9.1% | Reduced | History |
| ORCLOracle Corp | Stock | 23,912 | $6.73M | 0.3% | −924−3.7% | Reduced | History |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 159,523 | $6.68M | 0.3% | +6,331+4.1% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 32,702 | $6.66M | 0.3% | +4,645+16.6% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 73,582 | $6.57M | 0.3% | +6,039+8.9% | Added | – |
| AXPAmerican Express Co | Stock | 19,430 | $6.45M | 0.2% | +5,582+40.3% | Added | History |
| Aim ETF Products Trust00888H497 | ALLIANZIM US EQ | 235,937 | $6.44M | 0.2% | −100,461−29.9% | Reduced | – |
| MAMastercard Inc | Stock | 11,239 | $6.39M | 0.2% | −41−0.4% | Reduced | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 243,859 | $6.32M | 0.2% | +3,281+1.4% | Added | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 109,450 | $6.30M | 0.2% | −18,607−14.5% | Reduced | – |
| PGProcter & Gamble Co | Stock | 40,739 | $6.26M | 0.2% | +2,413+6.3% | Added | History |
| MCDMcDonalds Corp | Stock | 20,277 | $6.16M | 0.2% | +73+0.4% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 30,092 | $6.13M | 0.2% | +116+0.4% | Added | – |
Sold out since Q2 2025 (43)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| CAVACava Group, Inc. | COM | 30,347 | $2.56M | 0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 66,398 | $1.53M | 0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 54,156 | $1.03M | <0.1% | – |
| ETF Ser Solutions26922B832 | BAHL GAYNOR SML | 32,752 | $944.9K | <0.1% | – |
| CHTRCharter Communications, Inc. | CL A | 1,631 | $666.8K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,564 | $636.4K | <0.1% | – |
| iShares Tr464288729 | GLOB INDSTRL ETF | 3,570 | $590.4K | <0.1% | – |
| CRDOCredo Technology Group Holding Ltd | Stock | 6,317 | $584.9K | <0.1% | History |
| VSTVistra Corp. | Stock | 2,996 | $580.7K | <0.1% | History |
| iShares Tr464287275 | GBL COMM SVC ETF | 4,576 | $514.0K | <0.1% | – |
| PPCPilgrims Pride Corp | Stock | 11,220 | $504.7K | <0.1% | History |
| TWLOTwilio Inc | CL A | 3,977 | $494.6K | <0.1% | History |
| KNSLKinsale Capital Group, Inc. | Stock | 1,005 | $486.2K | <0.1% | History |
| RBRKRubrik, Inc. | Stock | 5,376 | $481.6K | <0.1% | History |
| ATIAti Inc | Stock | 5,432 | $469.0K | <0.1% | History |
| EXEExpand Energy Corp | COM | 3,692 | $431.7K | <0.1% | History |
| Direxion Shs ETF Tr25459W458 | DLY SCOND 3XBU | 15,071 | $378.4K | <0.1% | – |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 22,045 | $333.1K | <0.1% | History |
| iShares Tr464288687 | PFD AND INCM SEC | 10,221 | $313.6K | <0.1% | – |
| CRKComstock Resources Inc | COM | 11,056 | $305.9K | <0.1% | History |
| ROIVRoivant Sciences Ltd. | SHS | 26,795 | $302.0K | <0.1% | History |
| iShares Tr464288711 | GLOB UTILITS ETF | 3,894 | $287.3K | <0.1% | – |
| TOSTToast, Inc. | Stock | 6,406 | $283.7K | <0.1% | History |
| Principal Exchange Traded FD74255Y821 | PRNC INVT GRAD | 11,950 | $248.7K | <0.1% | – |
| CTRACoterra Energy Inc. | Stock | 9,597 | $243.6K | <0.1% | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 3,250 | $240.7K | <0.1% | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 6,000 | $240.1K | <0.1% | – |
| iShares Tr464287713 | US TELECOM ETF | 7,753 | $230.9K | <0.1% | – |
| ROOTRoot, Inc. | CL A NEW | 1,765 | $225.9K | <0.1% | History |
| ABNBAirbnb, Inc. | Stock | 1,701 | $225.0K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,279 | $208.6K | <0.1% | – |
| ERIEErie Indemnity Co | CL A | 590 | $204.6K | <0.1% | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 4,726 | $203.9K | <0.1% | – |
| EOGEOG Resources Inc | Stock | 1,682 | $201.1K | <0.1% | History |
| CORZCore Scientific, Inc. | COM | 11,472 | $195.8K | <0.1% | History |
| MBLYMobileye Global Inc. | Stock | 10,100 | $181.6K | <0.1% | History |
| NWBINorthwest Bancshares, Inc. | COM | 11,259 | $143.9K | <0.1% | History |
| RWAYRunway Growth Finance Corp. | COM | 12,189 | $130.8K | <0.1% | History |
| BBAIBigBear.ai Holdings, Inc. | COM | 12,000 | $81.5K | <0.1% | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 10,505 | $76.3K | <0.1% | History |
| VERUVeru Inc. | COM | 114,376 | $66.5K | <0.1% | History |
| POWWOutdoor Holding Co | COM | 15,200 | $19.5K | <0.1% | History |
| SDOTSadot Group Inc. | COM NEW | 13,850 | $18.3K | <0.1% | History |