Summit Financial, LLC
- SEC CIK
- 0001765536
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 8, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 221
- +54 vs. Q2 2021
- Portfolio value
- $1.17B
- +$156.0M (+15.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SABASaba Capital Income & Opportunities Fund II | COM | 10,420 | $56.1K | <0.1% | +10,420 | New | History |
| CDZICadiz Inc | COM NEW | 12,729 | $89.6K | <0.1% | 00.0% | Unchanged | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 12,203 | $176.3K | <0.1% | +177+1.5% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 11,787 | $184.8K | <0.1% | +113+1.0% | Added | History |
| KKRKKR & Co. Inc. | COM | 3,298 | $200.8K | <0.1% | +3,298 | New | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 1,697 | $201.3K | <0.1% | +1,697 | New | – |
| TRGPTarga Resources Corp. | COM | 4,164 | $204.9K | <0.1% | +4,164 | New | History |
| ROKURoku, Inc | COM CL A | 675 | $211.5K | <0.1% | −25−3.6% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 1,930 | $212.4K | <0.1% | +27+1.4% | Added | – |
| SBUXStarbucks Corp | Stock | 1,951 | $215.2K | <0.1% | +1,951 | New | History |
| BMYBristol Myers Squibb Co | Stock | 3,624 | $216.2K | <0.1% | +3,624 | New | History |
| INTUIntuit Inc. | Stock | 419 | $226.1K | <0.1% | +419 | New | History |
| NKENIKE, Inc. | Stock | 1,580 | $229.9K | <0.1% | +1,580 | New | History |
| QCOMQualcomm Inc | Stock | 1,810 | $233.5K | <0.1% | +1,810 | New | History |
| EOGEOG Resources Inc | Stock | 2,934 | $235.5K | <0.1% | +2,934 | New | History |
| Exchange Listed FDS Tr30151E814 | HIGH YIELD ETF | 7,569 | $242.4K | <0.1% | +7,569 | New | – |
| JLLJones Lang Lasalle Inc | COM | 1,017 | $252.3K | <0.1% | +1,017 | New | History |
| COPConocoPhillips | Stock | 3,748 | $254.0K | <0.1% | +3,748 | New | History |
| MDLZMondelez International, Inc. | Stock | 4,372 | $255.9K | <0.1% | +4,372 | New | History |
| WFCWells Fargo & Company | Stock | 5,555 | $257.8K | <0.1% | +5,555 | New | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 2,536 | $258.5K | <0.1% | −218−7.9% | Reduced | – |
| SNAPSnap Inc | Stock | 3,534 | $261.1K | <0.1% | +3,534 | New | History |
| CCitigroup Inc | Stock | 3,753 | $263.4K | <0.1% | +3,753 | New | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,138 | $267.6K | <0.1% | 00.0% | Unchanged | – |
| DFSDiscover Financial Services | COM | 2,182 | $268.1K | <0.1% | +2,182 | New | History |
| TTTrane Technologies plc | SHS | 1,558 | $269.0K | <0.1% | +207+15.3% | Added | History |
| XLNXXilinx Inc | COM | 1,822 | $275.1K | <0.1% | +1,822 | New | History |
| AVGOBroadcom Inc. | Stock | 568 | $275.4K | <0.1% | +568 | New | History |
| DDDuPont de Nemours, Inc. | COM | 4,052 | $275.5K | <0.1% | +917+29.3% | Added | History |
| BDXBecton Dickinson & Co | Stock | 1,121 | $275.6K | <0.1% | +64+6.1% | Added | History |
| DMDesktop Metal, Inc. | COM CL A | 38,464 | $275.8K | <0.1% | +38,464 | New | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 9,226 | $276.5K | <0.1% | +2,132+30.1% | Added | – |
| ORCLOracle Corp | Stock | 3,262 | $284.2K | <0.1% | +3,262 | New | History |
| MCOMoodys Corp | Stock | 802 | $284.8K | <0.1% | +802 | New | History |
| FFord Motor Co | Stock | 20,239 | $286.6K | <0.1% | +3,632+21.9% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,994 | $299.7K | <0.1% | 00.0% | Unchanged | – |
| BXBlackstone Inc. | COM | 2,691 | $313.1K | <0.1% | +2,691 | New | History |
| NOWServiceNow, Inc. | Stock | 510 | $317.4K | <0.1% | +510 | New | History |
| SPGIS&P Global Inc. | Stock | 750 | $318.7K | <0.1% | +750 | New | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 3,961 | $324.6K | <0.1% | +3,961 | New | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,387 | $327.2K | <0.1% | 00.0% | Unchanged | – |
| ASMLASML Holding NV | ADR | 441 | $328.8K | <0.1% | +441 | New | History |
| GSGoldman Sachs Group Inc | Stock | 870 | $328.9K | <0.1% | +274+46.0% | Added | History |
| BSXBoston Scientific Corp | Stock | 7,665 | $332.6K | <0.1% | +7,665 | New | History |
| MSMorgan Stanley | Stock | 3,435 | $334.3K | <0.1% | +3,435 | New | History |
| GNRCGenerac Holdings Inc. | Stock | 857 | $350.2K | <0.1% | −213−19.9% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 2,143 | $358.9K | <0.1% | +2,143 | New | History |
| CATCaterpillar Inc | Stock | 1,897 | $364.2K | <0.1% | +425+28.9% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 4,966 | $365.0K | <0.1% | +950+23.7% | Added | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 4,923 | $365.5K | <0.1% | +19+0.4% | Added | – |
| WMTWalmart Inc. | Stock | 2,647 | $368.9K | <0.1% | +317+13.6% | Added | History |
| AEPAmerican Electric Power Co Inc | Stock | 4,585 | $372.2K | <0.1% | +4,585 | New | History |
| MOAltria Group, Inc. | Stock | 8,089 | $375.5K | <0.1% | +8,089 | New | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 3,371 | $381.8K | <0.1% | +1,030+44.0% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,007 | $382.8K | <0.1% | +3,007 | New | – |
| MMM3M Co | Stock | 2,233 | $391.7K | <0.1% | +2,233 | New | History |
| BNYBank of New York Mellon Corp | Stock | 7,581 | $393.0K | <0.1% | +436+6.1% | Added | History |
| CVSCVS Health Corp | Stock | 4,636 | $393.4K | <0.1% | +1,006+27.7% | Added | History |
| BPBP PLC | ADR | 14,450 | $394.9K | <0.1% | −2,330−13.9% | Reduced | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 7,078 | $403.2K | <0.1% | +368+5.5% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 5,078 | $406.8K | <0.1% | +5,078 | New | – |
| ISRGIntuitive Surgical Inc | COM NEW | 411 | $408.6K | <0.1% | +411 | New | History |
| TGTTarget Corp | Stock | 1,792 | $410.0K | <0.1% | +279+18.4% | Added | History |
| XYZBlock, Inc. | CL A | 1,726 | $414.0K | <0.1% | +1,726 | New | History |
| AMDAdvanced Micro Devices Inc | Stock | 4,038 | $415.5K | <0.1% | +4,038 | New | History |
| ARMKAramark | COM | 12,645 | $415.5K | <0.1% | +118+0.9% | Added | History |
| GBTCGrayscale Bitcoin Trust ETF | ETF | 12,724 | $430.7K | <0.1% | +12,724 | New | History |
| RSGRepublic Services, Inc. | COM | 3,587 | $432.3K | <0.1% | +1,756+95.9% | Added | History |
| PSXPhillips 66 | Stock | 6,198 | $434.1K | <0.1% | +2,896+87.7% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,272 | $444.4K | <0.1% | +43+1.0% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 3,838 | $451.1K | <0.1% | +28+0.7% | Added | – |
| FISFidelity National Information Services, Inc. | Stock | 3,755 | $456.8K | <0.1% | +1,912+103.7% | Added | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 3,456 | $462.0K | <0.1% | +41+1.2% | Added | – |
| VFCV F Corp | Stock | 6,973 | $467.1K | <0.1% | +3,565+104.6% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 6,373 | $474.2K | <0.1% | +214+3.5% | Added | – |
| AMGNAmgen Inc | Stock | 2,236 | $475.5K | <0.1% | +1,086+94.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 21,503 | $480.4K | <0.1% | +9,151+74.1% | Added | – |
| DGDollar General Corp | COM | 2,325 | $493.2K | <0.1% | +1,087+87.8% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,192 | $507.4K | <0.1% | +201+3.4% | Added | – |
| PHParker-Hannifin Corp | Stock | 1,825 | $510.3K | <0.1% | +1,003+122.0% | Added | History |
| NVSNovartis AG | ADR | 6,383 | $522.0K | <0.1% | +3,072+92.8% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 2,217 | $523.9K | <0.1% | +2,217 | New | – |
| AMATApplied Materials Inc | Stock | 4,108 | $528.8K | <0.1% | +1,829+80.3% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 10,373 | $540.3K | <0.1% | +10,373 | New | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 13,682 | $548.4K | <0.1% | +8,249+151.8% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 6,316 | $550.3K | <0.1% | +6,316 | New | – |
| PYPLPayPal Holdings, Inc. | Stock | 2,128 | $553.7K | <0.1% | +850+66.5% | Added | History |
| SHWSherwin Williams Co | COM | 2,000 | $559.5K | <0.1% | +1,189+146.6% | Added | History |
| PFEPfizer Inc | Stock | 13,142 | $565.2K | <0.1% | +4,454+51.3% | Added | History |
| IBMInternational Business Machines Corp | Stock | 4,097 | $569.2K | <0.1% | +1,487+57.0% | Added | History |
| DUKDuke Energy CORP | Stock | 5,852 | $571.1K | <0.1% | +5,852 | New | History |
| AMTAmerican Tower Corp | REIT | 2,141 | $571.1K | <0.1% | +1,256+141.9% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 4,976 | $571.4K | <0.1% | +2,966+147.6% | Added | History |
| TJXTJX Companies Inc | Stock | 8,722 | $575.5K | <0.1% | +4,765+120.4% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,963 | $576.3K | <0.1% | +241+14.0% | Added | – |
| JBLUJetBlue Airways Corp | COM | 37,751 | $577.2K | <0.1% | +37,751 | New | History |
| PEPPepsiCo Inc | Stock | 3,844 | $578.2K | <0.1% | +1,871+94.8% | Added | History |
| WHRWhirlpool Corp | Stock | 2,861 | $583.2K | 0.1% | +64+2.3% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 6,009 | $587.9K | 0.1% | +2,317+62.8% | Added | – |
| ELEstee Lauder Companies Inc | CL A | 1,974 | $592.1K | 0.1% | +1,297+191.6% | Added | History |
Sold out since Q2 2021 (3)
Positions held at the end of Q2 2021 that are gone from this filing.