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Livermore
Livermore
ZHEN

Evolution Wealth Advisors, LLC

SEC CIK
0001763121
Latest filing
Jul 29, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
663
+37 vs. Q2 2021
Portfolio value
$466.6M
−$25.5M (−5.2%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Evolution Wealth Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KKellanovaStock843$54.0K<0.1%+785+1,353.4%AddedHistory
KHCKraft Heinz CoStock1,463$54.0K<0.1%+1,365+1,392.9%AddedHistory
DXCMDexcom IncCOM98$54.0K<0.1%−11−10.1%ReducedHistory
DHRDanaher CorpStock175$53.0K<0.1%−111−38.8%ReducedHistory
PYPLPayPal Holdings, Inc.Stock198$52.0K<0.1%−121−37.9%ReducedHistory
OXYOccidental Petroleum CorpStock1,741$51.0K<0.1%+763+78.0%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS467$51.0K<0.1%+57+13.9%AddedHistory
MRNAModerna, Inc.Stock130$50.0K<0.1%−15−10.3%ReducedHistory
TDToronto Dominion BankStock760$50.0K<0.1%+150+24.6%AddedHistory
ELEstee Lauder Companies IncCL A166$50.0K<0.1%+88+112.8%AddedHistory
FDUSFidus Investment CorpCOM2,850$50.0K<0.1%+2,850NewHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN851$50.0K<0.1%+851New–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS822$50.0K<0.1%+822New–
ULUnilever PLCSPON ADR NEW925$50.0K<0.1%+925NewHistory
ZBHZimmer Biomet Holdings, Inc.Stock338$49.0K<0.1%+169+100.0%AddedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE859$49.0K<0.1%+859New–
GEGeneral Electric CoStock463$48.0K<0.1%00.0%UnchangedConverted for a 1-for-8 splitHistory
MDYSPDR S&P Midcap 400 ETF TrustETF100$48.0K<0.1%00.0%UnchangedHistory
VALEVale S.A.SPONSORED ADS3,409$48.0K<0.1%−1,365−28.6%ReducedHistory
CGCarlyle Group Inc.COM1,005$48.0K<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF360$46.0K<0.1%−275−43.3%Reduced–
NVSNovartis AGADR561$46.0K<0.1%−101−15.3%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR408$46.0K<0.1%+203+99.0%AddedHistory
SPRSpirit AeroSystems Holdings, Inc.COM CL A1,046$46.0K<0.1%+661+171.7%AddedHistory
PFGPrincipal Financial Group IncCOM711$46.0K<0.1%00.0%UnchangedHistory
SYFSynchrony FinancialCOM919$45.0K<0.1%+541+143.1%AddedHistory
ASMLASML Holding NVADR59$44.0K<0.1%+59NewHistory
ZTSZoetis Inc.Stock227$44.0K<0.1%+79+53.4%AddedHistory
ECLEcolab Inc.Stock210$44.0K<0.1%+77+57.9%AddedHistory
Global X FDS37954Y285TELMDC&DIG ETF2,510$44.0K<0.1%00.0%Unchanged–
APDAir Products & Chemicals, Inc.Stock168$43.0K<0.1%+68+68.0%AddedHistory
SPOTSpotify Technology S.A.Stock190$43.0K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR718$43.0K<0.1%−1,042−59.2%ReducedHistory
TFCTruist Financial CorpCOM721$42.0K<0.1%+348+93.3%AddedHistory
CGCCanopy Growth CorpCOM3,000$42.0K<0.1%00.0%UnchangedHistory
PGRProgressive CorpStock453$41.0K<0.1%+185+69.0%AddedHistory
MKTXMarketaxess Holdings IncCOM98$41.0K<0.1%+65+197.0%AddedHistory
BRF SA10552T107SPONSORED ADR8,108$41.0K<0.1%−97,443−92.3%Reduced–
ADBEAdobe Inc.Stock69$40.0K<0.1%00.0%UnchangedHistory
CLColgate Palmolive CoStock510$39.0K<0.1%−87−14.6%ReducedHistory
TTTrane Technologies plcSHS226$39.0K<0.1%+68+43.0%AddedHistory
RLRalph Lauren CorpCL A338$38.0K<0.1%+187+123.8%AddedHistory
FERGFerguson Enterprises Inc.SHS272$38.0K<0.1%+272NewHistory
FDXFedEx CorpStock170$37.0K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM50,000$37.0K<0.1%+5,000+11.1%AddedHistory
RIORio Tinto PLCADR545$36.0K<0.1%+545NewHistory
OSKOshkosh CorpCOM353$36.0K<0.1%+265+301.1%AddedHistory
TAT&T Inc.Stock1,294$35.0K<0.1%−64,876−98.0%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A686$35.0K<0.1%+341+98.8%AddedHistory
JOFJapan Smaller Capitalization Fund IncCOM3,900$35.0K<0.1%00.0%UnchangedHistory
BIIBBiogen Inc.COM120$34.0K<0.1%+59+96.7%AddedHistory
iShares Tr464288430ASIA 50 ETF430$34.0K<0.1%00.0%Unchanged–
BMBLBumble Inc.COM CL A680$34.0K<0.1%+372+120.8%AddedHistory
DAYDayforce, Inc.COM302$34.0K<0.1%+40+15.3%AddedHistory
PLUGPlug Power IncStock1,280$33.0K<0.1%+831+185.1%AddedHistory
TNLTravel & Leisure Co.COM606$33.0K<0.1%+354+140.5%AddedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI2,000$33.0K<0.1%+2,000New–
AMTBAmerant Bancorp Inc.CL A1,319$33.0K<0.1%00.0%UnchangedHistory
NCNOnCino, Inc.COM458$33.0K<0.1%+207+82.5%AddedHistory
PPGPPG Industries IncStock222$32.0K<0.1%+168+311.1%AddedHistory
RBLXRoblox CorpStock430$32.0K<0.1%00.0%UnchangedHistory
FXCInvesco CurrencyShares Canadian Dollar TrustCDN DLR SHS415$32.0K<0.1%−44,960−99.1%ReducedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM2,147$32.0K<0.1%+2,147NewHistory
LUMNLumen Technologies, Inc.Stock2,500$31.0K<0.1%+2,500NewHistory
ICEIntercontinental Exchange, Inc.Stock270$31.0K<0.1%+97+56.1%AddedHistory
CVXChevron CorpStock306$31.0K<0.1%00.0%UnchangedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR870$31.0K<0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF480$30.0K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
ORCLOracle CorpStock346$30.0K<0.1%00.0%UnchangedHistory
HUMHumana IncStock77$30.0K<0.1%−74−49.0%ReducedHistory
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW474$30.0K<0.1%+474New–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL415$30.0K<0.1%−45,615−99.1%ReducedHistory
Global X FDS37954Y723EDUCATION ETF2,710$30.0K<0.1%00.0%Unchanged–
GTMZoomInfo Technologies Inc.Stock479$29.0K<0.1%−3,761−88.7%ReducedHistory
NTRANatera, Inc.COM261$29.0K<0.1%+156+148.6%AddedHistory
CRHCRH Public Ltd CoADR615$29.0K<0.1%+615NewHistory
PATHUiPath, Inc.Stock536$28.0K<0.1%+536NewHistory
CSCOCisco Systems, Inc.Stock517$28.0K<0.1%+305+143.9%AddedHistory
HIGHartford Insurance Group, Inc.Stock400$28.0K<0.1%00.0%UnchangedHistory
PFEPfizer IncStock659$28.0K<0.1%00.0%UnchangedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR4,282$28.0K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock500$27.0K<0.1%00.0%UnchangedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF113$27.0K<0.1%+113New–
NRONeuberger Real Estate Securities Income Fund IncCOM5,700$27.0K<0.1%+5,700NewHistory
HUBSHubSpot IncCOM39$26.0K<0.1%+10+34.5%AddedHistory
BLKBlackRock, Inc.COM31$26.0K<0.1%00.0%UnchangedHistory
Cyberark Software LtdM2682V108SHS162$26.0K<0.1%+162New–
EWEdwards Lifesciences CorpStock224$25.0K<0.1%−228−50.4%ReducedHistory
CNCCentene CorpStock400$25.0K<0.1%−283−41.4%ReducedHistory
AALAmerican Airlines Group Inc.Stock1,200$25.0K<0.1%+500+71.4%AddedHistory
ENPHEnphase Energy, Inc.Stock164$25.0K<0.1%−5−3.0%ReducedHistory
IBKRInteractive Brokers Group, Inc.Stock400$25.0K<0.1%00.0%UnchangedHistory
LSPDLightspeed Commerce Inc.SUB VTG SHS261$25.0K<0.1%+261NewHistory
SCMStellus Capital Investment CorpCOM1,900$25.0K<0.1%+1,900NewHistory
BDXBecton Dickinson & CoStock98$24.0K<0.1%+34+53.1%AddedHistory
TELFYTelefonica S ASPONSORED ADR5,015$24.0K<0.1%+238+5.0%AddedHistory
SPGIS&P Global Inc.Stock53$23.0K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock527$23.0K<0.1%−792−60.0%ReducedHistory
DHIHorton D R IncCOM278$23.0K<0.1%+160+135.6%AddedHistory
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF430$23.0K<0.1%+430New–

Sold out since Q2 2021 (32)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Evolution Wealth Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Rodgers Silicon Valley Aq Co774873202UNIT 11/30/20257,134,400$7.13M1.4%–
BXPBXP, Inc.COM11,684$1.34M0.3%History
CM Life Sciences Inc18978W109COM CL A86,824$1.22M0.2%–
LVSLas Vegas Sands CorpCOM17,800$938.0K0.2%History
iShares Tr464287796U.S. ENERGY ETF7,980$232.0K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A2,712$183.0K<0.1%History
APHAmphenol CorpCL A2,653$181.0K<0.1%History
CM Life Sciences II Inc125842203UNIT 02/25/202811,000$148.0K<0.1%–
AVLRAvalara, Inc.COM889$144.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A3,000$108.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A2,000$89.0K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,307$83.0K<0.1%–
RNGRingCentral, Inc.CL A279$81.0K<0.1%History
iShares Tr46434V639CUR HD EURZN ETF2,044$74.0K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW1,175$38.0K<0.1%–
Churchill Capital Corp IV171439102CL A1,150$33.0K<0.1%–
FSLYFastly, Inc.CL A500$30.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM500$28.0K<0.1%History
SLViShares Silver TrustETF1,000$24.0K<0.1%History
IAUiShares Gold TrustETF500$17.0K<0.1%History
TCOMTrip.com Group LtdADS397$14.0K<0.1%History
DTDynatrace, Inc.Stock228$13.0K<0.1%History
ROKURoku, IncCOM CL A25$11.0K<0.1%History
MXIMMaxim Integrated Products IncCOM101$11.0K<0.1%History
KYNBKyntra Bio, Inc.COM245$7.00K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM30$6.00K<0.1%History
OLNOLIN CorpStock100$5.00K<0.1%History
CMECME Group Inc.COM23$5.00K<0.1%History
IRDMIridium Communications Inc.COM100$4.00K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS100$4.00K<0.1%History
FLSFlowserve CorpCOM84$3.00K<0.1%History
USOUnited States Oil Fund, LPUNITS50$2.00K<0.1%History