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Livermore
Livermore
ZHEN

Pasadena Private Wealth, LLC

SEC CIK
0001760578
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
98
−10 vs. Q2 2023
Portfolio value
$333.9M
−$21.0M (−5.9%) vs. Q2 2023
Filed
Oct 11, 2023
SEC
Holdings of Pasadena Private Wealth, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF389,158$53.7M16.1%+7,634+2.0%Added–
Vanguard Morningstar Growth ETF922908736ETF166,081$45.2M13.5%+10,826+7.0%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF646,927$33.6M10.0%+7,698+1.2%Added–
Global X FDS37954Y475S&P 500 COVERED506,067$19.7M5.9%−184,833−26.8%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF114,940$18.3M5.5%+6,455+6.0%Added–
Pacer US Small Cap Cash Cows ETF69374H857ETF355,578$14.8M4.4%+355,578New–
Pacer US Cash Cows 100 ETF69374H881ETF298,158$14.7M4.4%+284,475+2,079.0%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF50,096$10.7M3.2%+3,699+8.0%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF230,961$10.1M3.0%+31,514+15.8%Added–
Flexshares Tr33939L407MORNSTAR UPSTR209,858$8.49M2.5%−175,935−45.6%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K1395,780$8.35M2.5%−118,271−23.0%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX176,303$8.34M2.5%−195,096−52.5%Reduced–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG271,935$8.07M2.4%−67,021−19.8%Reduced–
AAPLApple Inc.Stock33,600$5.75M1.7%+50+0.1%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR113,706$5.65M1.7%−189,433−62.5%Reduced–
COLDAmericold Realty TrustCOM181,257$5.51M1.7%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF88,611$5.24M1.6%+10,064+12.8%Added–
WisdomTree Tr97717W851JAPN HEDGE EQT59,237$5.23M1.6%+59,237New–
Vanguard World FD921910709EXTENDED DUR64,229$4.50M1.3%+64,229New–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS52,185$3.01M0.9%+33,267+175.8%Added–
SPYSPDR S&P 500 ETF TrustETF6,824$2.92M0.9%+15+0.2%AddedHistory
Franklin Templeton ETF Tr35473P769FRANKLIN INDIA82,354$2.61M0.8%+82,354New–
PSLVSprott Physical Silver TrustPHYSICAL SILVER302,278$2.29M0.7%+63,775+26.7%AddedHistory
iShares Russell Midcap ETF464287499ETF28,500$1.97M0.6%00.0%Unchanged–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS26,431$1.51M0.5%+26,431New–
Invesco QQQ Trust Series I46090E103ETF3,975$1.42M0.4%+3+0.1%Added–
Schwab US Dividend Equity ETF808524797ETF19,341$1.37M0.4%−1,617−7.7%Reduced–
MSFTMicrosoft CorpStock3,996$1.26M0.4%−25−0.6%ReducedHistory
GOOGLAlphabet Inc.Stock8,247$1.08M0.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock8,299$1.05M0.3%+100+1.2%AddedHistory
GOOGAlphabet Inc.Stock7,731$1.02M0.3%−100−1.3%ReducedHistory
BRK.BBerkshire Hathaway IncStock2,849$998.0K0.3%+8+0.3%AddedHistory
BACBank of America CorpStock34,647$948.6K0.3%−150−0.4%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF10,000$943.3K0.3%00.0%Unchanged–
Amplify ETF Tr032108409CWP ENHANCED DIV26,278$912.6K0.3%+6,081+30.1%Added–
PGProcter & Gamble CoStock5,634$821.7K0.2%+213+3.9%AddedHistory
iShares Tr464287150CORE S&P TTL STK8,469$797.7K0.2%+1,263+17.5%Added–
HBIOHarvard Bioscience IncCOM172,485$741.7K0.2%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF14,750$730.6K0.2%−298−2.0%Reduced–
Global X FDS37960A859DOW 30 CO CA ETF33,817$721.8K0.2%−216−0.6%Reduced–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI42,181$721.3K0.2%+42,181New–
JJacobs Solutions Inc.COM5,047$688.9K0.2%−600−10.6%ReducedHistory
Amplify ETF Tr032108722CWP INTL ENHANCE22,576$604.8K0.2%+4,837+27.3%Added–
Vanguard Star FDS921909768VG TL INTL STK F11,214$600.2K0.2%+50.0%Added–
AMGNAmgen IncStock2,225$598.0K0.2%−400−15.2%ReducedHistory
iShares Tr46434V456MSCI INTL QUALTY17,206$578.3K0.2%+681+4.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF4,366$575.4K0.2%−315−6.7%Reduced–
OSISOsi Systems IncCOM4,829$570.0K0.2%00.0%UnchangedHistory
TSLATesla, Inc.Stock2,215$554.2K0.2%+77+3.6%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF3,546$551.0K0.2%+43+1.2%Added–
AMDAdvanced Micro Devices IncStock4,900$503.8K0.2%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock3,352$486.1K0.1%−145−4.1%ReducedHistory
CSCOCisco Systems, Inc.Stock8,858$476.2K0.1%−96−1.1%ReducedHistory
FDXFedEx CorpStock1,795$475.5K0.1%00.0%UnchangedHistory
RVTRoyce Small-Cap Trust, Inc.COM35,900$462.0K0.1%+35,900NewHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV22,294$427.8K0.1%−1,164−5.0%Reduced–
UNHUnitedHealth Group IncStock848$427.4K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock781$419.5K0.1%+30+4.0%AddedHistory
SIGASiga Technologies IncCOM77,818$408.5K0.1%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK14,833$405.8K0.1%−1,058−6.7%ReducedHistory
BABoeing CoStock2,058$394.5K0.1%+2,058NewHistory
VanEck ETF Trust92189F429PREFERRED SECURT21,896$368.1K0.1%+420+2.0%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF5,873$363.5K0.1%+570+10.7%Added–
ADVAdvantage Solutions Inc.COM CL A127,480$362.0K0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock3,285$338.2K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM2,818$331.4K0.1%−1,245−30.6%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF2,177$330.5K0.1%−310−12.5%Reduced–
METAMeta Platforms, Inc.Stock1,066$320.0K0.1%−142−11.8%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,479$314.1K0.1%+13+0.9%Added–
OKEONEOK IncCOM4,934$313.0K0.1%+4,934NewHistory
NVDANVIDIA CorpStock715$311.0K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,886$293.7K0.1%−200−9.6%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF6,675$291.8K0.1%−750−10.1%Reduced–
NKENIKE, Inc.Stock2,960$283.0K0.1%00.0%UnchangedHistory
OBDCBlue Owl Capital CorpCOM19,116$264.8K0.1%+4,454+30.4%AddedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE7,653$260.4K0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock445$251.6K0.1%−125−21.9%ReducedHistory
BSRRSierra BancorpCOM13,200$250.3K0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock653$238.6K0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM20,354$230.8K0.1%+5,663+38.5%Added–
ABBVAbbVie Inc.Stock1,518$226.3K0.1%−989−39.4%ReducedHistory
NFLXNetflix IncStock582$219.8K0.1%+13+2.3%AddedHistory
TMOThermo Fisher Scientific Inc.Stock434$219.7K0.1%+9+2.1%AddedHistory
HDHome Depot, Inc.Stock708$213.9K0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock12,755$211.5K0.1%+59+0.5%AddedHistory
UNPUnion Pacific CorpStock1,000$203.6K0.1%00.0%UnchangedHistory
ARRArmour Residential REIT, Inc.COM NEW37,335$158.7K<0.1%+2,000+5.7%AddedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM19,170$154.3K<0.1%−16,263−45.9%ReducedHistory
AGNCAGNC Investment Corp.REIT12,647$119.4K<0.1%+450+3.7%AddedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF11,707$118.5K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A20,000$97.2K<0.1%00.0%UnchangedHistory
ONCTOncternal Therapeutics, Inc.COM278,750$83.6K<0.1%+278,750NewHistory
SNAPSnap IncStock8,000$71.3K<0.1%00.0%UnchangedHistory
FFord Motor CoStock2,783$34.6K<0.1%00.0%UnchangedHistory
JOBGEE Group Inc.COM17,531$10.4K<0.1%00.0%UnchangedHistory
TONXTON Strategy CoCOMM STK13,890$9.73K<0.1%00.0%UnchangedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW10,965$7.50K<0.1%00.0%UnchangedHistory
BZFDBuzzFeed, Inc.CLASS A COM10,710$4.09K<0.1%00.0%UnchangedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Pasadena Private Wealth, LLC in Q3 2023
SecurityClassPutsCalls
FFord Motor CoStock–$6.99K
SNAPSnap IncStock–$6.86K
METAMeta Platforms, Inc.Stock–$6.75K
NFLXNetflix IncStock–$4.13K
AMDAdvanced Micro Devices IncStock$3.42K–

Sold out since Q2 2023 (20)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Pasadena Private Wealth, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF122,313$11.2M3.2%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF134,378$5.45M1.5%–
JPMorgan Ultra-Short Income ETF46641Q837ETF76,312$3.83M1.1%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF15,505$1.55M0.4%–
iShares Tr46436E33820+ YEAR TR BD43,294$1.45M0.4%–
VanEck ETF Trust92189F536LONG MUNI ETF61,479$1.10M0.3%–
Vanguard Intermediate-Term Bond ETF921937819ETF9,748$733.3K0.2%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP7,400$461.2K0.1%History
UUnity Software Inc.COM9,582$416.1K0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF33,171$377.2K0.1%–
WMWaste Management IncStock2,068$358.6K0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E9,924$333.1K0.1%–
VLOValero Energy CorpStock2,696$316.2K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF3,781$306.9K0.1%–
Azul S A05501U106SPONSR ADR PFD22,000$301.2K0.1%–
DUKDuke Energy CORPStock2,662$238.9K0.1%History
Ssga Active ETF Tr78467V103ST STR REAL ETF8,647$230.3K0.1%–
AMTAmerican Tower CorpREIT1,115$216.3K0.1%History
LZLegalzoom.com, Inc.COM13,037$157.5K<0.1%History
KNDIKandi Technologies Group, Inc.COM10,350$41.0K<0.1%History