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Livermore
Livermore
ZHEN

Pasadena Private Wealth, LLC

SEC CIK
0001760578
Latest filing
Aug 10, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 21, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
98
−14 vs. Q4 2021
Portfolio value
$307.1M
+$1.62M (+0.5%) vs. Q4 2021
Filed
Apr 21, 2022
SEC
Holdings of Pasadena Private Wealth, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF286,372$42.3M13.8%−14,668−4.9%Reduced–
Vanguard Morningstar Growth ETF922908736ETF122,696$35.3M11.5%−5,966−4.6%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF335,065$33.6M10.9%+328,959+5,387.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF533,609$30.7M10.0%+8,392+1.6%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR501,527$25.0M8.1%+93,768+23.0%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF80,496$14.2M4.6%−9,113−10.2%Reduced–
Flexshares Tr33939L407MORNSTAR UPSTR269,877$12.6M4.1%−11,505−4.1%Reduced–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG311,252$10.3M3.4%+26,912+9.5%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX198,589$10.2M3.3%−8,468−4.1%Reduced–
iShares Tr46429B7470-5 YR TIPS ETF89,232$9.36M3.0%+11,702+15.1%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF36,590$9.08M3.0%−4,936−11.9%Reduced–
iShares Tr46434V878ULTRA SHORT DUR168,690$8.46M2.8%+79,789+89.8%Added–
ProShares Tr74347B714SHORT QQQ NEW486,021$5.63M1.8%+486,021New–
COLDAmericold Realty TrustCOM176,282$4.92M1.6%+18,740+11.9%AddedHistory
AAPLApple Inc.Stock27,821$4.86M1.6%−6,559−19.1%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER406,008$3.56M1.2%+15,260+3.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF7,412$3.35M1.1%−990−11.8%ReducedHistory
Kraneshares Trust500767678GLOBAL CARB STRA59,222$2.76M0.9%+4,235+7.7%Added–
iShares Russell Midcap ETF464287499ETF29,095$2.27M0.7%−609−2.1%Reduced–
iShares Tr4642874407-10 YR TRSY BD13,914$1.50M0.5%−6,945−33.3%Reduced–
BACBank of America CorpStock35,333$1.46M0.5%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF3,833$1.39M0.5%+103+2.8%Added–
AMZNAmazon Com IncStock421$1.37M0.4%+32+8.2%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF16,750$1.37M0.4%+2,529+17.8%Added–
MSFTMicrosoft CorpStock4,017$1.24M0.4%−2,203−35.4%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF15,433$1.22M0.4%−2,422−13.6%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV31,003$1.16M0.4%−65,222−67.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF10,000$1.08M0.4%−1,100−9.9%Reduced–
GOOGLAlphabet Inc.Stock362$1.01M0.3%+10+2.8%AddedHistory
BRK.BBerkshire Hathaway IncStock2,805$990.0K0.3%+50+1.8%AddedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX18,094$986.0K0.3%+18,094New–
GOOGAlphabet Inc.Stock325$908.0K0.3%−204−38.6%ReducedHistory
PGProcter & Gamble CoStock5,503$841.0K0.3%+10.0%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS13,807$818.0K0.3%+13,807New–
Vanguard Short-Term Bond ETF921937827ETF10,119$788.0K0.3%+1,759+21.0%Added–
JJacobs Solutions Inc.COM5,647$778.0K0.3%−585−9.4%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF13,646$729.0K0.2%−973−6.7%Reduced–
HBIOHarvard Bioscience IncCOM117,301$728.0K0.2%+1,401+1.2%AddedHistory
TSLATesla, Inc.Stock635$684.0K0.2%−26−3.9%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD37,295$658.0K0.2%00.0%Unchanged–
iShares MSCI USA Quality Factor ETF46432F339ETF4,478$603.0K0.2%−1,077−19.4%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF12,225$587.0K0.2%−7,032−36.5%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF3,438$558.0K0.2%−1,064−23.6%Reduced–
iShares Tr46434V456MSCI INTL QUALTY14,996$553.0K0.2%−3,631−19.5%Reduced–
iShares Tr464287689RUSSELL 3000 ETF2,081$546.0K0.2%+166+8.7%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF11,384$539.0K0.2%00.0%Unchanged–
JPMJPMorgan Chase & CoStock3,441$469.0K0.2%−4,161−54.7%ReducedHistory
CSCOCisco Systems, Inc.Stock8,328$464.0K0.2%−175−2.1%ReducedHistory
UNHUnitedHealth Group IncStock879$448.0K0.1%+12+1.4%AddedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV20,392$445.0K0.1%−5,452−21.1%Reduced–
AMDAdvanced Micro Devices IncStock3,985$436.0K0.1%−155−3.7%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF2,594$431.0K0.1%+449+20.9%Added–
OSISOsi Systems IncCOM4,829$411.0K0.1%00.0%UnchangedHistory
FDXFedEx CorpStock1,730$400.0K0.1%−32−1.8%ReducedHistory
NKENIKE, Inc.Stock2,940$396.0K0.1%+10+0.3%AddedHistory
JNJJohnson & JohnsonStock2,085$370.0K0.1%+31+1.5%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP7,442$365.0K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM4,361$360.0K0.1%−1,058−19.5%ReducedHistory
VLOValero Energy CorpStock3,510$356.0K0.1%−671−16.0%ReducedHistory
NVDANVIDIA CorpStock1,256$343.0K0.1%+146+13.2%AddedHistory
AMTAmerican Tower CorpREIT1,315$330.0K0.1%+20+1.5%AddedHistory
TAT&T Inc.Stock13,923$329.0K0.1%+9,244+197.6%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,441$328.0K0.1%+4+0.3%Added–
DUKDuke Energy CORPStock2,854$319.0K0.1%−1,096−27.7%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,536$283.0K0.1%00.0%UnchangedHistory
MOSMosaic CoCOM4,257$283.0K0.1%−1,215−22.2%ReducedHistory
UNPUnion Pacific CorpStock1,000$273.0K0.1%00.0%UnchangedHistory
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 1015,000$273.0K0.1%−4,350−22.5%ReducedHistory
MRKMerck & Co., Inc.Stock3,295$270.0K0.1%−449−12.0%ReducedHistory
SPGIS&P Global Inc.Stock656$269.0K0.1%+3+0.5%AddedHistory
RIORio Tinto PLCADR3,345$269.0K0.1%−740−18.1%ReducedHistory
KMIKinder Morgan, Inc.Stock13,739$260.0K0.1%−2,545−15.6%ReducedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF3,232$255.0K0.1%−660−17.0%Reduced–
CFCF Industries Holdings, Inc.COM2,473$255.0K0.1%−1,339−35.1%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock428$253.0K0.1%+3+0.7%AddedHistory
VALEVale S.A.SPONSORED ADS12,085$242.0K0.1%−3,197−20.9%ReducedHistory
PBCTPeople's United Financial, Inc.COM12,000$240.0K0.1%00.0%UnchangedHistory
NTRNutrien Ltd.COM2,206$229.0K0.1%−954−30.2%ReducedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,548$227.0K0.1%00.0%Unchanged–
LZLegalzoom.com, Inc.COM16,000$226.0K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock775$222.0K0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock1,362$221.0K0.1%+1,362NewHistory
ZTSZoetis Inc.Stock1,153$217.0K0.1%−20−1.7%ReducedHistory
HDHome Depot, Inc.Stock692$207.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock914$203.0K0.1%+58+6.8%AddedHistory
GDGeneral Dynamics CorpStock841$203.0K0.1%−240−22.2%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,428$201.0K0.1%−729−23.1%Reduced–
RQICohen & Steers Quality Income Realty Fund IncCEF11,707$196.0K0.1%+51+0.4%AddedHistory
FFord Motor CoStock11,534$195.0K0.1%+11,534NewHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS28,080$174.0K0.1%−10,147−26.5%ReducedHistory
Azul S A05501U106SPONSR ADR PFD10,000$151.0K<0.1%00.0%Unchanged–
PHKPIMCO High Income FundCOM SHS18,997$110.0K<0.1%+18,997NewHistory
BZFDBuzzFeed, Inc.CLASS A COM10,710$56.0K<0.1%00.0%UnchangedHistory
CLVSClovis Oncology, Inc.COM25,000$51.0K<0.1%00.0%UnchangedHistory
SONXSonendo, Inc.COM10,000$40.0K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM22,200$16.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM10,596$7.00K<0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock162$3.00K<0.1%00.0%UnchangedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Pasadena Private Wealth, LLC in Q1 2022
SecurityClassPutsCalls
AALAmerican Airlines Group Inc.Stock–$20.0K
TAT&T Inc.Stock$2.00K–
PGProcter & Gamble CoStock$1.00K–
BACBank of America CorpStock–$1.00K

Sold out since Q4 2021 (20)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Pasadena Private Wealth, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Tr4642874571 3 YR TREAS BD72,401$6.19M2.0%–
WisdomTree Tr97717W604US SMALLCAP DIVD180,250$5.92M1.9%–
iShares Inc464286749MSCI SWITZERLAND98,889$5.21M1.7%–
Schwab Emerging Markets Equity ETF808524706ETF132,290$3.92M1.3%–
ADPAutomatic Data Processing IncStock6,409$1.58M0.5%History
Global X FDS37954Y160GBL X BLOCKCHAIN60,110$1.31M0.4%–
Vanguard World FD921910816MEGA GRWTH IND2,950$769.0K0.3%–
PAYXPaychex IncStock5,219$712.0K0.2%History
Vanguard Real Estate ETF922908553ETF3,116$361.0K0.1%–
ETF Ser Solutions26922A388APTUS DEFINED9,792$283.0K0.1%–
BRBroadridge Financial Solutions, Inc.Stock1,500$274.0K0.1%History
Schwab U.S. Large-Cap ETF808524201ETF2,225$253.0K0.1%–
CVSCVS Health CorpStock2,374$245.0K0.1%History
AESAES CorpStock10,099$245.0K0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,554$239.0K0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A160$238.0K0.1%History
PFEPfizer IncStock3,780$223.0K0.1%History
TGTTarget CorpStock928$215.0K0.1%History
UBERUber Technologies, IncStock1,465$61.0K<0.1%History
GEGeneral Electric CoStock199$19.0K<0.1%History