Pasadena Private Wealth, LLC
- SEC CIK
- 0001760578
- Latest filing
- Aug 10, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 92
- +5 vs. Q2 2021
- Portfolio value
- $285.4M
- −$6.54M (−2.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Value ETF922908744 | ETF | 293,780 | $39.8M | 13.9% | −2,133−0.7% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 125,741 | $36.5M | 12.8% | −7,752−5.8% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 518,355 | $31.6M | 11.1% | +12,883+2.5% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 392,009 | $19.8M | 6.9% | +197,993+102.0% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 88,123 | $14.9M | 5.2% | −1,013−1.1% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 136,380 | $14.2M | 5.0% | +136,380 | New | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 171,390 | $14.1M | 4.9% | −78,226−31.3% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 237,484 | $12.5M | 4.4% | +117,851+98.5% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 40,693 | $11.4M | 4.0% | −1,038−2.5% | Reduced | – |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 269,985 | $9.88M | 3.5% | +12,921+5.0% | Added | – |
| Direxion Shs ETF Tr25460E307 | AUSPCE CMD STG | 280,304 | $8.88M | 3.1% | −1,334−0.5% | Reduced | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 179,484 | $5.53M | 1.9% | −3,384−1.9% | Reduced | – |
| iShares Inc464286749 | MSCI SWITZERLAND | 98,314 | $4.58M | 1.6% | −2,682−2.7% | Reduced | – |
| COLDAmericold Realty Trust | COM | 157,542 | $4.58M | 1.6% | −410−0.3% | Reduced | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 86,240 | $4.36M | 1.5% | +2,221+2.6% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 132,560 | $4.04M | 1.4% | +7,234+5.8% | Added | – |
| AAPLApple Inc. | Stock | 26,344 | $3.73M | 1.3% | +1,728+7.0% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 98,174 | $3.43M | 1.2% | +22,564+29.8% | Added | – |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 374,480 | $2.88M | 1.0% | −169,447−31.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 36,228 | $1.94M | 0.7% | +895+2.5% | Added | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 38,411 | $1.86M | 0.7% | +843+2.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 5,848 | $1.65M | 0.6% | +230+4.1% | Added | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 33,644 | $1.50M | 0.5% | −19,010−36.1% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 441 | $1.45M | 0.5% | +135+44.1% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 18,916 | $1.40M | 0.5% | −67,943−78.2% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 3,179 | $1.36M | 0.5% | +50+1.6% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,710 | $1.33M | 0.5% | +41+1.1% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 6,381 | $1.28M | 0.4% | +29+0.5% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 14,067 | $1.26M | 0.4% | −53,088−79.1% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 6,678 | $1.09M | 0.4% | +66+1.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 400 | $1.07M | 0.4% | +42+11.7% | Added | History |
| GOOGLAlphabet Inc. | Stock | 347 | $928.0K | 0.3% | +6+1.8% | Added | History |
| JJacobs Solutions Inc. | COM | 6,232 | $826.0K | 0.3% | 00.0% | Unchanged | History |
| HBIOHarvard Bioscience Inc | COM | 107,750 | $752.0K | 0.3% | +4,075+3.9% | Added | History |
| PGProcter & Gamble Co | Stock | 5,282 | $738.0K | 0.3% | −224−4.1% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 8,350 | $684.0K | 0.2% | −7,766−48.2% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 2,440 | $666.0K | 0.2% | +304+14.2% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 4,823 | $635.0K | 0.2% | −246−4.9% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 37,868 | $634.0K | 0.2% | +5,577+17.3% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 12,542 | $630.0K | 0.2% | −503−3.9% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 3,935 | $604.0K | 0.2% | −185−4.5% | Reduced | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 2,528 | $594.0K | 0.2% | −330−11.5% | Reduced | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 15,651 | $593.0K | 0.2% | −473−2.9% | Reduced | – |
| PAYXPaychex Inc | Stock | 5,219 | $587.0K | 0.2% | +30+0.6% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 10,964 | $542.0K | 0.2% | −22−0.2% | Reduced | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 1,888 | $481.0K | 0.2% | +144+8.3% | Added | – |
| TSLATesla, Inc. | Stock | 617 | $478.0K | 0.2% | −34−5.2% | Reduced | History |
| Azul S A05501U106 | SPONSR ADR PFD | 23,000 | $461.0K | 0.2% | +3,000+15.0% | Added | – |
| OSISOsi Systems Inc | COM | 4,829 | $458.0K | 0.2% | 00.0% | Unchanged | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 16,391 | $457.0K | 0.2% | +16,391 | New | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 22,508 | $446.0K | 0.2% | −1,281−5.4% | Reduced | – |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 29,914 | $434.0K | 0.2% | −166−0.6% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 4,125 | $424.0K | 0.1% | −42−1.0% | Reduced | History |
| BACBank of America Corp | Stock | 9,463 | $402.0K | 0.1% | +77+0.8% | Added | History |
| JNJJohnson & Johnson | Stock | 2,453 | $396.0K | 0.1% | +454+22.7% | Added | History |
| FDXFedEx Corp | Stock | 1,762 | $386.0K | 0.1% | 00.0% | Unchanged | History |
| DUKDuke Energy CORP | Stock | 3,955 | $386.0K | 0.1% | −855−17.8% | Reduced | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 7,442 | $339.0K | 0.1% | 00.0% | Unchanged | History |
| VLOValero Energy Corp | Stock | 4,694 | $331.0K | 0.1% | +638+15.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 5,853 | $319.0K | 0.1% | +30+0.5% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,432 | $318.0K | 0.1% | +5+0.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 5,326 | $313.0K | 0.1% | +47+0.9% | Added | History |
| ETF Ser Solutions26922A388 | APTUS DEFINED | 10,677 | $306.0K | 0.1% | +534+5.3% | Added | – |
| METAMeta Platforms, Inc. | Stock | 856 | $291.0K | 0.1% | +41+5.0% | Added | History |
| SPGIS&P Global Inc. | Stock | 653 | $277.0K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 1,805 | $262.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 2,969 | $259.0K | 0.1% | −111−3.6% | Reduced | – |
| AESAES Corp | Stock | 11,244 | $257.0K | 0.1% | −2,075−15.6% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 1,500 | $250.0K | 0.1% | 00.0% | Unchanged | History |
| RIORio Tinto PLC | ADR | 3,695 | $247.0K | 0.1% | +3,695 | New | History |
| MRKMerck & Co., Inc. | Stock | 3,074 | $231.0K | 0.1% | 00.0% | Unchanged | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 38,845 | $230.0K | 0.1% | +733+1.9% | Added | History |
| HDHome Depot, Inc. | Stock | 692 | $227.0K | 0.1% | +692 | New | History |
| CFCF Industries Holdings, Inc. | COM | 3,933 | $220.0K | 0.1% | +3,933 | New | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,548 | $219.0K | 0.1% | +2,548 | New | – |
| GDGeneral Dynamics Corp | Stock | 1,074 | $211.0K | 0.1% | −19−1.7% | Reduced | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 12,850 | $210.0K | 0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 1,006 | $208.0K | 0.1% | +1,006 | New | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 3,112 | $206.0K | 0.1% | +76+2.5% | Added | – |
| INTCIntel Corp | Stock | 3,856 | $205.0K | 0.1% | +135+3.6% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 1,976 | $201.0K | 0.1% | −225−10.2% | Reduced | – |
| NACNuveen California Quality Municipal Income Fund | COM | 12,765 | $200.0K | 0.1% | +12,765 | New | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 11,656 | $174.0K | 0.1% | 00.0% | Unchanged | History |
| VCVInvesco California Value Municipal Income Trust | COM | 10,000 | $138.0K | <0.1% | +10,000 | New | History |
| TAT&T Inc. | Stock | 4,614 | $125.0K | <0.1% | +75+1.7% | Added | History |
| SBUXStarbucks Corp | Stock | 612 | $68.0K | <0.1% | +612 | New | History |
| UBERUber Technologies, Inc | Stock | 1,390 | $62.0K | <0.1% | +1,390 | New | History |
| GEGeneral Electric Co | Stock | 324 | $33.0K | <0.1% | +124+62.0% | AddedConverted for a 1-for-8 split | History |
| FFord Motor Co | Stock | 1,899 | $27.0K | <0.1% | +1,899 | New | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 10,596 | $19.0K | <0.1% | +10,596 | New | History |
| SNDLSNDL Inc. | COM | 15,000 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 78 | $4.00K | <0.1% | +75+2,500.0% | Added | History |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (8)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46435G334 | MSCI UK ETF NEW | 152,221 | $4.98M | 1.7% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 70,856 | $4.79M | 1.6% | – |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 70,270 | $4.04M | 1.4% | – |
| ORCOrchid Island Capital, Inc. | COM | 41,203 | $214.0K | 0.1% | History |
| SLVOCredit Suisse AG | X LINK SILVER | 27,579 | $168.0K | 0.1% | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 14,296 | $96.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 800 | $55.0K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 9,500 | $17.0K | <0.1% | History |