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Livermore
Livermore
ZHEN

PRW Wealth Management LLC

SEC CIK
0001760472
Latest filing
Nov 1, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 4, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
94
−163 vs. Q2 2021
Portfolio value
$199.7M
−$140.6M (−41.3%) vs. Q2 2021
Filed
Nov 4, 2021
SEC
Holdings of PRW Wealth Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF89,853$38.7M19.4%+82,928+1,197.5%Added–
Vanguard Morningstar Value ETF922908744ETF125,327$17.0M8.5%+123,820+8,216.3%Added–
Schwab Fundamental International Equity ETF808524755ETF500,134$16.4M8.2%+500,134New–
ARK Innovation ETF00214Q104ETF103,506$11.4M5.7%+103,506New–
Vanguard Morningstar Total Stock Market ETF922908769ETF42,601$9.46M4.7%+40,300+1,751.4%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF97,323$7.98M4.0%+97,323New–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT175,172$6.39M3.2%+175,172New–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT141,158$5.38M2.7%+141,158New–
AMZNAmazon Com IncStock1,448$4.76M2.4%+1,064+277.1%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF93,067$4.42M2.2%+93,067New–
Invesco QQQ Trust Series I46090E103ETF10,816$3.87M1.9%+8,891+461.9%Added–
SHOPShopify Inc.Stock2,808$3.81M1.9%+2,808NewHistory
AAPLApple Inc.Stock26,039$3.68M1.8%−82,831−76.1%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV28,865$3.39M1.7%+28,865New–
BRK.BBerkshire Hathaway IncStock12,320$3.36M1.7%+260+2.2%AddedHistory
GOOGLAlphabet Inc.Stock1,207$3.22M1.6%+341+39.4%AddedHistory
TPLTexas Pacific Land CorpStock2,464$2.98M1.5%+2,464NewHistory
First Tr Exchng Traded FD VI33740F664FT VEST US EQT85,056$2.92M1.5%+85,056New–
NVDANVIDIA CorpStock13,168$2.73M1.4%−18,204−58.0%ReducedConverted for a 4-for-1 splitHistory
iShares Russell 1000 Value ETF464287598ETF15,897$2.49M1.2%+12,481+365.4%Added–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT61,621$2.23M1.1%+61,621New–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR61,321$2.07M1.0%+61,321New–
TSLATesla, Inc.Stock2,661$2.06M1.0%+2,661NewHistory
iShares Tr464287689RUSSELL 3000 ETF7,470$1.90M1.0%+5,952+392.1%Added–
GOOGAlphabet Inc.Stock713$1.90M1.0%−275−27.8%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF21,820$1.79M0.9%+13,172+152.3%Added–
iShares Core Dividend Growth ETF46434V621ETF28,646$1.44M0.7%+28,646New–
MSFTMicrosoft CorpStock4,979$1.40M0.7%−41,799−89.4%ReducedHistory
FSKFS KKR Capital CorpCOM63,300$1.40M0.7%+63,300NewHistory
DISWalt Disney CoStock6,948$1.18M0.6%−11,527−62.4%ReducedHistory
NFLXNetflix IncStock1,797$1.10M0.5%+1,261+235.3%AddedHistory
BFAMBright Horizons Family Solutions Inc.COM7,765$1.08M0.5%+7,765NewHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT30,593$1.06M0.5%+30,593New–
State Street Technology Select Sector SPDR ETF81369Y803ETF6,772$1.00M0.5%+6,772New–
First Tr Exchng Traded FD VI33740F763FT VEST US EQT25,419$932.0K0.5%+25,419New–
GLDSPDR Gold TrustETF5,611$921.0K0.5%+461+9.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF3,023$828.0K0.4%−23,411−88.6%Reduced–
Vanguard Financials ETF92204A405ETF8,828$818.0K0.4%+8,828New–
Vanguard S&P 500 ETF922908363ETF1,798$709.0K0.4%+907+101.8%Added–
TTDTrade Desk, Inc.Stock9,773$687.0K0.3%+9,773NewHistory
Vanguard Consumer Discretionary ETF92204A108ETF2,057$638.0K0.3%+2,057New–
SPYSPDR S&P 500 ETF TrustETF1,323$568.0K0.3%−13,592−91.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF1,361$546.0K0.3%+1,361New–
SIISprott Inc.COM NEW14,823$544.0K0.3%+14,823NewHistory
iShares Russell Mid-Cap Value ETF464287473ETF4,761$539.0K0.3%+4,761New–
HDHome Depot, Inc.Stock1,635$537.0K0.3%−1,794−52.3%ReducedHistory
Vanguard Communication Services ETF92204A884ETF3,764$530.0K0.3%+3,764New–
iShares Tr464288885EAFE GRWTH ETF4,957$528.0K0.3%−22,623−82.0%Reduced–
Vanguard Total World Stock ETF922042742ETF4,782$487.0K0.2%+4,782New–
First Tr Exchange-Traded FD33734H106SHS12,176$477.0K0.2%+12,176New–
Vanguard Health Care ETF92204A504ETF1,899$470.0K0.2%+1,899New–
iShares Russell 2000 ETF464287655ETF2,116$463.0K0.2%−1,545−42.2%Reduced–
iShares S&P Small-Cap 600 Value ETF464287879ETF4,550$458.0K0.2%+4,550New–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,434$437.0K0.2%+622+34.3%Added–
iShares Russell 2000 Growth ETF464287648ETF1,476$433.0K0.2%+1,476New–
EBAYeBay IncCOM6,147$428.0K0.2%+6,147NewHistory
METAMeta Platforms, Inc.Stock1,163$395.0K0.2%+1,163NewHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF5,686$391.0K0.2%+5,686New–
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,869$378.0K0.2%+3,869New–
iShares Tr464287630RUS 2000 VAL ETF2,359$378.0K0.2%+2,359New–
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,957$377.0K0.2%−1,998−40.3%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF13,796$367.0K0.2%+13,796New–
MDBMongoDB, Inc.CL A756$357.0K0.2%+756NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF9,040$340.0K0.2%+3,470+62.3%Added–
HONHoneywell International IncCOM1,602$340.0K0.2%−8,906−84.8%ReducedHistory
JNJJohnson & JohnsonStock2,098$339.0K0.2%−25,633−92.4%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW21,979$309.0K0.2%+21,979NewHistory
Vanguard Industrials ETF92204A603ETF1,628$306.0K0.2%+1,628New–
Schwab U.S. Large-Cap Value ETF808524409ETF4,416$298.0K0.1%+4,416New–
iShares Core S&P U.S. Growth ETF464287671ETF2,889$296.0K0.1%−1,126−28.0%Reduced–
TFIITFI International Inc.COM2,900$296.0K0.1%+2,900NewHistory
AMTAmerican Tower CorpREIT1,097$291.0K0.1%+1,097NewHistory
iShares Tr464288448INTL SEL DIV ETF9,550$291.0K0.1%+9,550New–
iShares U.S. Medical Devices ETF464288810ETF4,500$283.0K0.1%+4,500New–
PGProcter & Gamble CoStock1,999$279.0K0.1%−10,136−83.5%ReducedHistory
MAMastercard IncStock794$276.0K0.1%+794NewHistory
UBERUber Technologies, IncStock5,987$268.0K0.1%+5,987NewHistory
AMATApplied Materials IncStock2,033$262.0K0.1%−3,929−65.9%ReducedHistory
TGTTarget CorpStock1,112$255.0K0.1%−217−16.3%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock1,035$255.0K0.1%+1,035NewHistory
BDXBecton Dickinson & CoStock990$243.0K0.1%−419−29.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock420$240.0K0.1%+420NewHistory
LLYEli Lilly & CoStock998$231.0K0.1%−1,054−51.4%ReducedHistory
CLColgate Palmolive CoStock3,051$231.0K0.1%−13,707−81.8%ReducedHistory
TXNTexas Instruments IncStock1,191$229.0K0.1%+1,191NewHistory
ADIAnalog Devices IncStock1,369$229.0K0.1%+1,369NewHistory
AMGNAmgen IncStock1,064$226.0K0.1%+1,064NewHistory
RTXRTX CorpStock2,599$223.0K0.1%−36,675−93.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF934$221.0K0.1%−8,123−89.7%Reduced–
AMDAdvanced Micro Devices IncStock2,138$220.0K0.1%+2,138NewHistory
JPMJPMorgan Chase & CoStock1,342$220.0K0.1%−30,136−95.7%ReducedHistory
VVisa Inc.Stock976$218.0K0.1%−47,332−98.0%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF4,032$210.0K0.1%+4,032New–
iShares MSCI Eafe ETF464287465ETF2,575$201.0K0.1%−21,075−89.1%Reduced–

Sold out since Q2 2021 (217)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 217 by value last quarter.

Positions of PRW Wealth Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KOCoca Cola CoStock205,457$11.1M3.3%History
KMBKimberly Clark CorpStock63,433$8.49M2.5%History
First Rep BK San Francisco C33616C100COM32,123$6.01M1.8%–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD151,028$5.01M1.5%–
IDXXIDEXX Laboratories IncCOM7,635$4.82M1.4%History
CSCOCisco Systems, Inc.Stock67,477$3.58M1.1%History
XYLXylem Inc.COM29,659$3.56M1.0%History
AZNAstraZeneca PLCSPONSORED ADR56,142$3.36M1.0%History
iShares Core S&P Mid-Cap ETF464287507ETF11,725$3.15M0.9%–
CARRCarrier Global CorpStock63,980$3.11M0.9%History
PEPPepsiCo IncStock19,529$2.89M0.9%History
MDTMedtronic plcStock23,307$2.89M0.9%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF32,063$2.78M0.8%–
APTVAptiv PLCSHS17,553$2.76M0.8%History
TFCTruist Financial CorpCOM49,406$2.74M0.8%History
ECLEcolab Inc.Stock12,911$2.66M0.8%History
UNHUnitedHealth Group IncStock6,532$2.62M0.8%History
NEENextera Energy IncStock35,469$2.60M0.8%History
NEMNEWMONT CorpStock39,939$2.53M0.7%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF39,838$2.52M0.7%–
PIMCO ETF Tr72201R866INTER MUN BD ACT42,718$2.42M0.7%–
MRKMerck & Co., Inc.Stock30,221$2.35M0.7%History
iShares Tr464287515EXPANDED TECH5,903$2.30M0.7%–
QCOMQualcomm IncStock15,613$2.23M0.7%History
ETNEaton Corp plcStock14,482$2.15M0.6%History
WYWeyerhaeuser CoCOM NEW60,004$2.06M0.6%History
PYPLPayPal Holdings, Inc.Stock7,016$2.04M0.6%History
INTCIntel CorpStock36,278$2.04M0.6%History
iShares Core MSCI Eafe ETF46432F842ETF26,840$2.01M0.6%–
iShares Core U.S. Aggregate Bond ETF464287226ETF17,323$2.00M0.6%–
VMCVulcan Materials COCOM11,427$1.99M0.6%History
VZVerizon Communications IncStock34,254$1.92M0.6%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT37,694$1.92M0.6%–
CVXChevron CorpStock18,173$1.90M0.6%History
iShares Tr464288430ASIA 50 ETF20,305$1.86M0.5%–
CBChubb LtdStock11,504$1.83M0.5%History
ELEstee Lauder Companies IncCL A5,620$1.79M0.5%History
LINLinde PLCSHS6,065$1.75M0.5%History
XOMExxonMobil Holdings CorpCOM27,655$1.74M0.5%History
NKENIKE, Inc.Stock11,140$1.72M0.5%History
WBAWalgreens Boots Alliance, Inc.COM31,000$1.63M0.5%History
NSCNorfolk Southern CorpStock5,940$1.58M0.5%History
MDUMdu Resources Group IncStock49,237$1.54M0.5%History
DDominion Energy, IncStock20,549$1.51M0.4%History
RFRegions Financial CorpCOM74,581$1.50M0.4%History
iShares Tr464288158SHRT NAT MUN ETF13,941$1.50M0.4%–
iShares Tr464288588MBS ETF13,823$1.50M0.4%–
Vanguard Intermediate-Term Bond ETF921937819ETF16,600$1.49M0.4%–
ILMNIllumina, Inc.COM2,991$1.42M0.4%History
LOWLowes Companies IncStock7,290$1.41M0.4%History
Global X FDS37954Y780INTERNET OF THNG39,540$1.41M0.4%–
iShares Tr464287150CORE S&P TTL STK14,262$1.41M0.4%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID39,036$1.39M0.4%–
DLRDigital Realty Trust, Inc.COM9,214$1.39M0.4%History
GLWCorning IncCOM33,380$1.36M0.4%History
PNFPPinnacle Financial Partners, Inc.COM15,392$1.36M0.4%History
MARMarriott International IncStock9,789$1.34M0.4%History
CNICanadian National Railway CoStock12,522$1.32M0.4%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF64,134$1.32M0.4%–
NVSNovartis AGADR14,421$1.32M0.4%History
Vanguard Whitehall FDS921946810INTL DVD ETF14,925$1.31M0.4%–
iShares Tr464287622RUS 1000 ETF5,181$1.25M0.4%–
DHRDanaher CorpStock4,601$1.24M0.4%History
iShares Tr464287291GLOBAL TECH ETF3,640$1.23M0.4%–
iShares Tr464288612INTRM GOV CR ETF9,824$1.14M0.3%–
ALCAlcon IncStock15,858$1.11M0.3%History
AVGOBroadcom Inc.Stock2,289$1.09M0.3%History
WMTWalmart Inc.Stock7,646$1.08M0.3%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR8,933$1.07M0.3%History
EMREmerson Electric CoStock11,128$1.07M0.3%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF13,140$1.06M0.3%–
VEEVVeeva Systems IncStock3,416$1.06M0.3%History
DGDollar General CorpCOM4,876$1.05M0.3%History
NOCNorthrop Grumman CorpStock2,872$1.04M0.3%History
New York Life Investments Et45409B107HEDGE MULTI STRA32,079$1.03M0.3%–
SFNCSimmons First National CorpCL A $1 PAR34,701$1.02M0.3%History
ADBEAdobe Inc.Stock1,735$1.02M0.3%History
VanEck Morningstar Wide Moat ETF92189F643ETF13,684$1.01M0.3%–
FANGDiamondback Energy, Inc.Stock10,448$981.0K0.3%History
MMM3M CoStock4,933$980.0K0.3%History
ABTAbbott LaboratoriesStock8,335$966.0K0.3%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF11,522$933.0K0.3%–
Vanguard Dividend Appreciation ETF921908844ETF5,875$909.0K0.3%–
LMTLockheed Martin CorpStock2,388$903.0K0.3%History
DANDANA IncCOM37,192$884.0K0.3%History
SNYSanofiSPONSORED ADR16,405$864.0K0.3%History
SBUXStarbucks CorpStock7,673$858.0K0.3%History
AWKAmerican Water Works Company, Inc.Stock5,387$830.0K0.2%History
iShares Tr46434VBK5IBONDS DEC21 ETF32,455$804.0K0.2%–
EPDEnterprise Products Partners L.P.Stock32,914$794.0K0.2%History
TJXTJX Companies IncStock11,180$754.0K0.2%History
Vanguard Real Estate ETF922908553ETF7,361$749.0K0.2%–
UPSUnited Parcel Service IncStock3,557$740.0K0.2%History
ACNAccenture plcStock2,500$737.0K0.2%History
iShares Core S&P Small Cap ETF464287804ETF6,474$731.0K0.2%–
BABAAlibaba Group Holding LtdADR3,198$725.0K0.2%History
DOVDOVER CorpCOM4,787$721.0K0.2%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF7,504$713.0K0.2%–
NUVNuveen Municipal Value Fund IncCOM61,481$709.0K0.2%History
DNPDNP Select Income Fund IncCOM67,490$705.0K0.2%History