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Livermore
ZHEN

Walleye Capital LLC

SEC CIK
0001758720
Latest filing
Aug 3, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,533
+243 vs. Q2 2021
Portfolio value
$3.32B
+$610.3M (+22.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Walleye Capital LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Forum Energy Technologies IN34984VAC4NOTE 9.000% 8/014,324,354$1.41B42.4%+4,446,000+45.0%Added–
Chesapeake Energy Corp165167164*W EXP 99/99/9991,219,794$44.5M1.3%+471,029+62.9%Added–
Chesapeake Energy Corp165167172*W EXP 99/99/9991,002,426$32.7M1.0%+788,819+369.3%Added–
VMRKVivmark ResidentialSH BEN INT285,468$23.1M0.7%+285,468NewHistory
Beauty Health Co88331L116EQUITY WRT1,472,574$21.3M0.6%+786,372+114.6%Added–
Chesapeake Energy Corp165167180*W EXP 03/01/202700,219$20.5M0.6%+63,865+10.0%Added–
iShares Inc464286103MSCI AUST ETF799,899$19.9M0.6%+799,899New–
DHRDanaher CorpStock64,754$19.7M0.6%−2,458−3.7%ReducedHistory
MAAMid America Apartment Communities Inc.COM93,461$17.5M0.5%+93,461NewHistory
BRXBrixmor Property Group Inc.COM744,473$16.5M0.5%+148,780+25.0%AddedHistory
KRCKilroy Realty CorpCOM243,681$16.1M0.5%+56,062+29.9%AddedHistory
REXRRexford Industrial Realty, Inc.COM280,796$15.9M0.5%+280,796NewHistory
AMZNAmazon Com IncStock4,658$15.3M0.5%+2,677+135.1%AddedHistory
CUZCousins Properties IncCOM NEW395,534$14.7M0.4%−37,874−8.7%ReducedHistory
DLRDigital Realty Trust, Inc.COM94,951$13.7M0.4%+94,951NewHistory
VSXYVictoria's Secret & Co.COMMON STOCK239,546$13.2M0.4%+239,546NewHistory
FIVEFive Below, IncCOM67,514$11.9M0.4%+24,862+58.3%AddedHistory
BURLBurlington Stores, Inc.COM42,040$11.9M0.4%+32,741+352.1%AddedHistory
LSILife Storage, Inc.COM103,488$11.9M0.4%−46,202−30.9%ReducedHistory
PLYMPlymouth Industrial REIT, Inc.COM514,977$11.7M0.4%+140,953+37.7%AddedHistory
YEXTYext, Inc.COM923,128$11.1M0.3%+251,058+37.4%AddedHistory
GWIIGood Works II Acquisition Corp.COMMON STOCK1,107,960$10.8M0.3%+1,107,960NewHistory
ULTAUlta Beauty, Inc.Stock29,825$10.8M0.3%−2,130−6.7%ReducedHistory
KBHKB HomeCOM264,431$10.3M0.3%+264,431NewHistory
INFOIHS Markit Ltd.SHS85,998$10.0M0.3%−18,165−17.4%ReducedHistory
RNGRingCentral, Inc.CL A45,840$9.97M0.3%+32,310+238.8%AddedHistory
Algonquin PWR Utils Corp015857873UNIT 99/99/9999200,000$9.77M0.3%−75,000−27.3%Reduced–
ROSTRoss Stores, Inc.COM88,667$9.65M0.3%+77,204+673.5%AddedHistory
VTRVentas, Inc.REIT171,976$9.49M0.3%+171,976NewHistory
STLSterling BancorpCOM367,519$9.17M0.3%+39,073+11.9%AddedHistory
SLBSLB LimitedStock298,665$8.85M0.3%+105,059+54.3%AddedHistory
SBRASabra Health Care REIT, Inc.REIT598,376$8.81M0.3%−117,316−16.4%ReducedHistory
ABBVAbbVie Inc.Stock78,994$8.52M0.3%+78,994NewHistory
CUBECubeSmartREIT174,441$8.45M0.3%+2,693+1.6%AddedHistory
MCDMcDonalds CorpStock34,400$8.29M0.2%+34,400NewHistory
OUTOUTFRONT Media Inc.COM325,339$8.20M0.2%+74,360+29.6%AddedHistory
NUANNuance Communications, Inc.COM146,941$8.09M0.2%+53,486+57.2%AddedHistory
XOMExxonMobil Holdings CorpCOM134,091$7.89M0.2%+20,949+18.5%AddedHistory
BPOPPopular, Inc.COM NEW100,227$7.79M0.2%+47,827+91.3%AddedHistory
NKENIKE, Inc.Stock53,483$7.77M0.2%+53,483NewHistory
RCMR1 RCM Holdco Inc.COM346,930$7.64M0.2%+9,191+2.7%AddedHistory
SMARSmartsheet IncCOM CL A109,776$7.55M0.2%+74,234+208.9%AddedHistory
RFRegions Financial CorpCOM350,439$7.47M0.2%+40,996+13.2%AddedHistory
UEUrban Edge PropertiesCOM401,343$7.35M0.2%+29,600+8.0%AddedHistory
PXDPioneer Natural Resources CoCOM43,643$7.27M0.2%+43,643NewHistory
ZBHZimmer Biomet Holdings, Inc.Stock49,603$7.26M0.2%+49,603NewHistory
XRAYDentsply Sirona Inc.Stock123,585$7.17M0.2%+7,644+6.6%AddedHistory
PBProsperity Bancshares IncCOM98,412$7.00M0.2%+31,967+48.1%AddedHistory
PGREParamount Group, Inc.COM761,435$6.84M0.2%+388,678+104.3%AddedHistory
MSMorgan StanleyStock68,909$6.71M0.2%−15,421−18.3%ReducedHistory
AKRAcadia Realty TrustCOM SH BEN INT326,309$6.66M0.2%+326,309NewHistory
AFCGAdvanced Flower Capital Inc.COM305,613$6.59M0.2%−126,763−29.3%ReducedHistory
BKNGBooking Holdings Inc.Stock2,730$6.48M0.2%+2,730NewHistory
KEYKeycorpCOM297,894$6.44M0.2%−37,199−11.1%ReducedHistory
CCSCentury Communities, Inc.COM104,738$6.44M0.2%+104,738NewHistory
LOWLowes Companies IncStock31,607$6.41M0.2%+31,607NewHistory
CMAComerica IncCOM78,225$6.30M0.2%+1,247+1.6%AddedHistory
THCTenet Healthcare CorpCOM NEW94,544$6.28M0.2%−931−1.0%ReducedHistory
Parabellum Acquisition Corp.69901P208UNIT 99/99/9999622,720$6.21M0.2%+622,720New–
AMEDAmedisys IncCOM41,174$6.14M0.2%+41,174NewHistory
ABNBAirbnb, Inc.Stock36,063$6.05M0.2%+16,857+87.8%AddedHistory
MRVLMarvell Technology, Inc.COM100,187$6.04M0.2%+64,738+182.6%AddedHistory
STMPStamps.com IncCOM NEW18,130$5.98M0.2%+18,130NewHistory
XECCimarex Energy CoCOM68,198$5.95M0.2%+68,198NewHistory
ELMEElme CommunitiesSH BEN INT234,504$5.80M0.2%+234,504NewHistory
HALHalliburton CoStock265,046$5.73M0.2%+75,386+39.7%AddedHistory
EAElectronic Arts Inc.COM39,831$5.67M0.2%+27,543+224.1%AddedHistory
BKUBankUnited, Inc.COM135,110$5.65M0.2%+56,863+72.7%AddedHistory
OZKBank OZKCOM131,403$5.65M0.2%+36,239+38.1%AddedHistory
WMTWalmart Inc.Stock40,344$5.62M0.2%+3,606+9.8%AddedHistory
CVACovanta Holding CorpCOM277,576$5.58M0.2%+277,576NewHistory
Neogames S AL6673X107SHS148,226$5.44M0.2%+97,116+190.0%Added–
REPXRiley Exploration Permian, Inc.COM230,321$5.41M0.2%−24,679−9.7%ReducedHistory
AerSale Corp00810F114*W EXP 12/22/202871,203$5.36M0.2%+456,307+110.0%Added–
CONECyrusOne Holdco LLCCOM68,914$5.33M0.2%−98,326−58.8%ReducedHistory
VRTXVertex Pharmaceuticals IncStock28,830$5.23M0.2%−2,601−8.3%ReducedHistory
CFGCitizens Financial Group IncCOM111,300$5.23M0.2%+111,300NewHistory
Occidental Pete Corp WT Exp 080327674599162Stock434,907$5.15M0.2%+203,861+88.2%Added–
WMBWilliams Companies, Inc.COM198,027$5.14M0.2%+41,599+26.6%AddedHistory
MDLAMedallia, Inc.COM151,302$5.13M0.2%+97,201+179.7%AddedHistory
PCRXPacira BioSciences, Inc.COM90,782$5.08M0.2%−3,636−3.9%ReducedHistory
CRMSalesforce, Inc.Stock18,562$5.03M0.2%+2,207+13.5%AddedHistory
FITBFifth Third BancorpCOM117,355$4.98M0.1%−39,079−25.0%ReducedHistory
PRGOPERRIGO Co plcSHS104,837$4.96M0.1%−38,522−26.9%ReducedHistory
Matterport, Inc.577096118EQUITY WRT634,784$4.94M0.1%+634,784New–
WLKWestlake CorpCOM54,093$4.93M0.1%+42,991+387.2%AddedHistory
WFCWells Fargo & CompanyStock102,785$4.77M0.1%+19,678+23.7%AddedHistory
CSODCornerstone OnDemand IncCOM82,822$4.74M0.1%+82,822NewHistory
GMEDGlobus Medical IncStock61,484$4.71M0.1%−14,596−19.2%ReducedHistory
HCI Group, Inc.40416EAD5NOTE 4.250% 3/025,634$4.69M0.1%+5,250+25.8%Added–
PNFPPinnacle Financial Partners, Inc.COM49,629$4.67M0.1%+41,851+538.1%AddedHistory
Hillman Solution431636117EQUITY WRT1,606,184$4.66M0.1%+1,606,184New–
Latch, Inc.51818V114*W EXP 06/04/2021,407,903$4.65M0.1%+1,021,340+264.2%Added–
SoFi Technologies, Inc.83406F110*W EXP 05/28/202734,468$4.57M0.1%+734,468New–
ISBCInvestors Bancorp, Inc.COM301,232$4.55M0.1%−42,039−12.2%ReducedHistory
GOOGLAlphabet Inc.Stock1,674$4.47M0.1%−728−30.3%ReducedHistory
PPDPPD, Inc.COM94,696$4.43M0.1%+7,196+8.2%AddedHistory
SBUXStarbucks CorpStock39,210$4.33M0.1%−260−0.7%ReducedHistory
Janus International Group IN47103N114*W EXP 06/07/2021,236,321$4.32M0.1%+398,713+47.6%Added–
CLDRCloudera, Inc.COM268,663$4.29M0.1%−22,092−7.6%ReducedHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Walleye Capital LLC in Q3 2021
SecurityClassPutsCalls
NIONIO Inc.ADR$106.8M–
TSLATesla, Inc.Stock$19.4M–
LILi Auto Inc.SPONSORED ADS$14.7M–
DKNGDraftKings Inc.COM CL A$13.3M–
SPLKSplunk IncCOM$6.92M–
COINCoinbase Global, Inc.COM CL A$6.82M–
LVSLas Vegas Sands CorpCOM–$5.49M
TJXTJX Companies IncStock–$4.95M
WYNNWynn Resorts LtdCOM$4.24M–
ROVRRover Group, Inc.COMMON STOCK$3.81M–
IQiQIYI, Inc.SPONSORED ADS$3.33M–
FSRFisker Inc.CL A COM STK$2.93M–
PDDPDD Holdings Inc.SPONSORED ADS$2.72M–
LICYLi-Cycle Holdings Corp.COMMON SHARES$1.01M–
RBOTVicarious Surgical Inc.COM CL A$901.0K–
CNRCore Natural Resources, Inc.COM$781.0K–
FLRFluor CorpStock$775.0K–
SPIRSpire Global, Inc.COM CL A$697.0K–
MNTSMomentus Inc.COM CL A$689.0K–
AOSSmith A O CorpCOM–$611.0K
Teekay LNG Partners L PY8564M105PRTNRSP UNITS$544.0K–
Bakkt, Inc.G9441E100SHS CL A$506.0K–
RKLBRocket Lab CorpCOM$477.0K–
VLTAVolta Inc.COM CL A$368.0K–
BKSYBlackSky Technology Inc.COM CL A$292.0K–
HCCWarrior Met Coal, Inc.COM$233.0K–
CXWCoreCivic, Inc.COM$176.0K–
RNWReNew Energy Global plcCL A SHS$146.0K–
Velo3D, Inc.92259N104COMMON STOCK$84.0K–

Sold out since Q2 2021 (515)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 515 by value last quarter.

Positions of Walleye Capital LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM66,350$12.2M0.4%History
STAGSTAG Industrial, Inc.COM310,624$11.6M0.4%History
GSKYGreenSky, Inc.CL A1,814,612$10.1M0.4%History
MXIMMaxim Integrated Products IncCOM90,000$9.48M0.3%History
PFPTProofpoint IncCOM53,000$9.21M0.3%History
TJXTJX Companies IncStock133,528$9.00M0.3%History
OPENWOpendoor Technologies Inc.*W EXP 12/18/2021,324,011$8.66M0.3%History
ORLYO Reilly Automotive IncStock14,454$8.18M0.3%History
CPTCamden Property TrustREIT59,418$7.88M0.3%History
WORKSlack Technologies, Inc.COM CL A165,609$7.34M0.3%History
BACBank of America CorpStock177,254$7.31M0.3%History
INVHInvitation Homes Inc.COM191,958$7.16M0.3%History
EQIXEquinix IncCOM8,744$7.02M0.3%History
OXYOccidental Petroleum CorpStock188,815$5.90M0.2%History
USBUS Bancorp DECOM NEW102,334$5.83M0.2%History
SIVBSVB Financial GroupCOM10,445$5.81M0.2%History
COLDAmericold Realty TrustCOM151,637$5.74M0.2%History
Global Consumer Acquisitn Co37892B207UNIT 05/21/2026577,552$5.67M0.2%–
J2 Global Inc48123VAC6NOTE 3.250% 6/127,557$5.59M0.2%–
GRAW R Grace & CoCOM80,110$5.54M0.2%History
AMHAmerican Homes 4 RentCL A138,431$5.38M0.2%History
LXPLXP Industrial TrustCOM391,556$4.68M0.2%History
DGDollar General CorpCOM20,669$4.47M0.2%History
CVXChevron CorpStock41,232$4.32M0.2%History
PEGPublic Service Enterprise Group IncCOM70,102$4.19M0.2%History
ROPRoper Technologies IncStock8,717$4.10M0.2%History
ZIONZions Bancorporation, National AssociationCOM76,801$4.06M0.1%History
ENPHEnphase Energy, Inc.Stock21,495$3.95M0.1%History
LLYEli Lilly & CoStock16,592$3.81M0.1%History
VVisa Inc.Stock15,550$3.64M0.1%History
Signature BK New York N Y82669G104COM14,725$3.62M0.1%–
PNCPNC Financial Services Group, Inc.Stock18,936$3.61M0.1%History
ETREntergy CorpCOM35,278$3.52M0.1%History
OSHOak Street Health, Inc.COM59,406$3.48M0.1%History
Tuscan Hldgs Corp90069K112*W EXP 04/01/202836,418$3.48M0.1%–
FULTFulton Financial CorpCOM213,701$3.37M0.1%History
South Jersey Inds Inc838518306UNIT 04/01/202460,000$3.33M0.1%–
FEFirstenergy CorpCOM89,490$3.33M0.1%History
EOGEOG Resources IncStock39,844$3.33M0.1%History
CLVTClarivate PLCORD SHS120,014$3.30M0.1%History
CTASCintas CorpStock8,339$3.19M0.1%History
RUNSunrun Inc.COM56,982$3.18M0.1%History
GGGGraco IncCOM41,879$3.17M0.1%History
CMSCMS Energy CorpCOM52,965$3.13M0.1%History
COUPCoupa Software IncCOM11,893$3.12M0.1%History
SBACSba Communications CorpCL A9,743$3.10M0.1%History
ITWIllinois Tool Works IncStock13,872$3.10M0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS311,100$3.10M0.1%–
AVYAvery Dennison CorpCOM14,621$3.07M0.1%History
OLLIOllie's Bargain Outlet Holdings, Inc.Stock35,069$2.95M0.1%History
HOMEAt Home Group Inc.COM79,177$2.92M0.1%History
Churchill Capital Corp IV171439110*W EXP 08/04/202179,328$2.85M0.1%–
IASIntegral Ad Science Holding Corp.COM130,000$2.67M0.1%History
AWIArmstrong World Industries IncCOM24,323$2.61M0.1%History
PHParker-Hannifin CorpStock8,228$2.53M0.1%History
PSXPhillips 66Stock29,427$2.52M0.1%History
AVAHAveanna Healthcare Holdings, Inc.COM200,000$2.47M0.1%History
Malacca Straits Acquisition Co LtdG5859B117COM CL A248,580$2.46M0.1%–
ZETAZeta Global Holdings Corp.CL A288,588$2.42M0.1%History
LNTAlliant Energy CorpStock43,350$2.42M0.1%History
ORBCOMM Inc.68555P100COM211,704$2.38M0.1%–
RCUSArcus Biosciences, Inc.COM86,438$2.37M0.1%History
EXCExelon CorpStock53,502$2.37M0.1%History
LESLLeslie's, Inc.COM84,348$2.32M0.1%History
SNAPSnap IncStock33,178$2.26M0.1%History
UAAUnder Armour, Inc.Stock105,848$2.24M0.1%History
FSLRFirst Solar, Inc.Stock24,464$2.21M0.1%History
XYLXylem Inc.COM18,344$2.20M0.1%History
Walkme LtdM97628107ORD SHS75,000$2.19M0.1%–
CMCSAComcast CorpStock38,332$2.19M0.1%History
EXPEagle Materials IncCOM15,334$2.18M0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock15,473$2.18M0.1%History
FVRRFiverr International Ltd.ORD SHS8,898$2.16M0.1%History
SSentinelOne, Inc.CL A50,000$2.13M0.1%History
HEHawaiian Electric Industries IncCOM49,451$2.09M0.1%History
ALDXAldeyra Therapeutics, Inc.COM179,810$2.04M0.1%History
RPMRPM International IncCOM22,855$2.03M0.1%History
ADCAgree Realty CorpCOM28,719$2.02M0.1%History
AZEKAZEK Co Inc.CL A46,728$1.98M0.1%History
ABTAbbott LaboratoriesStock16,970$1.97M0.1%History
OSKOshkosh CorpCOM15,780$1.97M0.1%History
APAAPA CorpStock90,880$1.97M0.1%History
MPMP Materials Corp.COM CL A53,199$1.96M0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM3,415$1.91M0.1%History
UGIUgi CorpStock40,846$1.89M0.1%History
SEESealed Air CorpCOM30,955$1.83M0.1%History
MTZMastec IncCOM17,183$1.82M0.1%History
BABoeing CoStock7,459$1.79M0.1%History
SICPSilvergate Capital CorpCL A15,734$1.78M0.1%History
GCM Grosvenor Inc.36831E116*W EXP 11/17/2021,128,587$1.74M0.1%–
Twitter, Inc.90184LAD4NOTE 1.000% 9/116,871$1.72M0.1%–
HRIHerc Holdings IncCOM14,982$1.68M0.1%History
iShares Tr464287739U.S. REAL ES ETF16,460$1.68M0.1%–
Landcadia Holdings III Inc51476H118*W EXP 10/01/202620,123$1.67M0.1%–
HPEHewlett Packard Enterprise CoCOM114,203$1.67M0.1%History
D8 Holdings CorpG2614K110SHS CL A164,630$1.64M0.1%–
XYZBlock, Inc.CL A6,687$1.63M0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT60,695$1.59M0.1%History
Hostess Brands, Inc.44109J114*W EXP 11/04/202650,880$1.58M0.1%–
LINLinde PLCSHS5,399$1.56M0.1%History