DeepCurrents Investment Group LLC
- SEC CIK
- 0001754535
- Latest filing
- Aug 14, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 116
- −33 vs. Q4 2022
- Portfolio value
- $2.32B
- −$36.3M (−1.5%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $236.2M | 10.2% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $71.0M | 3.1% | – | – | – |
| Pinduoduo Inc722304AB8 | NOTE 10/0 | – | $68.2M | 2.9% | – | – | – |
| Bilibili Inc.090040AB2 | NOTE 1.375% 4/0 | – | $62.6M | 2.7% | – | – | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $56.0M | 2.4% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $55.9M | 2.4% | – | – | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $53.7M | 2.3% | – | – | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $51.7M | 2.2% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $50.8M | 2.2% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $50.5M | 2.2% | – | – | – |
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $50.5M | 2.2% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $49.4M | 2.1% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $46.2M | 2.0% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $45.3M | 2.0% | – | – | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $43.2M | 1.9% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $41.0M | 1.8% | – | – | – |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $40.3M | 1.7% | – | – | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $38.4M | 1.7% | – | – | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $36.0M | 1.6% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $35.7M | 1.5% | – | – | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $34.7M | 1.5% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $34.6M | 1.5% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $33.9M | 1.5% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $30.7M | 1.3% | – | New | – |
| Sea Ltd81141RAF7 | NOTE 2.375%12/0 | – | $27.3M | 1.2% | – | – | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $26.9M | 1.2% | – | – | – |
| Alphatec Hldgs Inc02081GAB8 | NOTE 0.750% 8/0 | – | $26.7M | 1.2% | – | – | – |
| Oak STR Health Inc67181AAB3 | NOTE 3/1 | – | $26.3M | 1.1% | – | New | – |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $26.3M | 1.1% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $25.8M | 1.1% | – | – | – |
| BKNGBooking Holdings Inc. | Stock | 9,590 | $25.4M | 1.1% | +1,618+20.3% | Added | History |
| Dynavax Technologies Corp268158AD4 | NOTE 2.500% 5/1 | – | $25.0M | 1.1% | – | – | – |
| GoPro, Inc.38268TAD5 | NOTE 1.250%11/1 | – | $23.9M | 1.0% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $23.8M | 1.0% | – | New | – |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $22.5M | 1.0% | – | – | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $22.3M | 1.0% | – | – | – |
| Mannkind Corp56400PAQ5 | NOTE 2.500% 3/0 | – | $20.9M | 0.9% | – | – | – |
| DocuSign, Inc.256163AD8 | NOTE 1/1 | – | $20.4M | 0.9% | – | – | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $19.6M | 0.8% | – | – | – |
| BMRNBiomarin Pharmaceutical Inc | COM | 193,733 | $18.8M | 0.8% | +6,297+3.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 45,190 | $18.5M | 0.8% | +23,601+109.3% | Added | History |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $18.2M | 0.8% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $18.1M | 0.8% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $18.1M | 0.8% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $17.9M | 0.8% | – | – | – |
| 2U, LLC90214JAB7 | NOTE 2.250% 5/0 | – | $17.9M | 0.8% | – | – | – |
| Sunnova Energy Intl Inc.86745KAF1 | NOTE 0.250%12/0 | – | $17.9M | 0.8% | – | – | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $17.8M | 0.8% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $17.6M | 0.8% | – | – | – |
| Peabody Engr Corp704551AD2 | NOTE 3.250% 3/0 | – | $17.1M | 0.7% | – | New | – |
| Varonis Sys Inc922280AB8 | NOTE 1.250% 8/1 | – | $16.9M | 0.7% | – | – | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $16.8M | 0.7% | – | New | – |
| Aurora Cannabis Inc05156XAG3 | CONVERTIBLE BOND | – | $16.7M | 0.7% | – | – | – |
| Sunrun Inc.86771WAB1 | NOTE 2/0 | – | $15.2M | 0.7% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $14.4M | 0.6% | – | – | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $13.5M | 0.6% | – | – | – |
| Heska Corp42805EAB4 | NOTE 3.750% 9/1 | – | $13.1M | 0.6% | – | New | – |
| LUVSouthwest Airlines Co | COM | 398,392 | $13.0M | 0.6% | −76,764−16.2% | Reduced | History |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $12.4M | 0.5% | – | – | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $11.4M | 0.5% | – | – | – |
| 8X8 Inc282914AE0 | NOTE 4.000% 2/0 | – | $11.0M | 0.5% | – | – | – |
| Marathon Digital Holdings IN565788AB2 | NOTE 1.000%12/0 | – | $10.4M | 0.4% | – | – | – |
| Gossamer Bio, Inc.38341PAA0 | NOTE 5.000% 6/0 | – | $9.99M | 0.4% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $9.94M | 0.4% | – | New | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $9.93M | 0.4% | – | – | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | – | $9.92M | 0.4% | – | – | – |
| Perficient Inc71375UAF8 | NOTE 0.125%11/1 | – | $9.90M | 0.4% | – | New | – |
| Xometry, Inc.98423FAB5 | NOTE 1.000% 2/0 | – | $9.88M | 0.4% | – | New | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $9.68M | 0.4% | – | – | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $9.43M | 0.4% | – | New | – |
| Alarm Com Hldgs Inc011642AB1 | NOTE 1/1 | – | $9.40M | 0.4% | – | – | – |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | – | $9.21M | 0.4% | – | – | – |
| NCL Corp Ltd62886HBK6 | NOTE 2.500% 2/1 | – | $9.06M | 0.4% | – | New | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $8.87M | 0.4% | – | – | – |
| Amyris, Inc.03236MAJ0 | NOTE 1.500%11/1 | – | $8.86M | 0.4% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $8.57M | 0.4% | – | – | – |
| MCHPMicrochip Technology Inc | Stock | 102,174 | $8.56M | 0.4% | −3,996−3.8% | Reduced | History |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $8.10M | 0.3% | – | – | – |
| Live Nation Entertainment IN538034AU3 | NOTE 2.000% 2/1 | – | $7.96M | 0.3% | – | New | – |
| Evolent Health, Inc.30050BAF8 | NOTE 3.500%12/0 | – | $7.68M | 0.3% | – | – | – |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $7.67M | 0.3% | – | New | – |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $7.63M | 0.3% | – | New | – |
| Cerence Inc.156727AB5 | NOTE 3.000% 6/0 | – | $7.61M | 0.3% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $7.56M | 0.3% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $6.62M | 0.3% | – | New | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $6.08M | 0.3% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $5.47M | 0.2% | – | – | – |
| Shake Shack Inc.819047AB7 | NOTE 3/0 | – | $5.25M | 0.2% | – | – | – |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $5.02M | 0.2% | – | – | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $4.67M | 0.2% | – | New | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $4.65M | 0.2% | – | – | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $4.57M | 0.2% | – | – | – |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $4.34M | 0.2% | – | – | – |
| INSMED Inc457669AB5 | NOTE 0.750% 6/0 | – | $4.30M | 0.2% | – | – | – |
| EEFTEuronet Worldwide, Inc. | COM | 32,630 | $3.65M | 0.2% | −9,272−22.1% | Reduced | History |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $3.27M | 0.1% | – | – | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $2.93M | 0.1% | – | – | – |
| MTNVail Resorts Inc | COM | 10,501 | $2.45M | 0.1% | −3,085−22.7% | Reduced | History |
| Imax Corp45245EAJ8 | NOTE 0.500% 4/0 | – | $2.40M | 0.1% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $2.24M | 0.1% | – | – | – |
Options (30)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $64.2M | – |
| GLDSPDR Gold Trust | ETF | – | $55.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $21.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $12.9M | – |
| LUVSouthwest Airlines Co | COM | – | $11.7M |
| BMRNBiomarin Pharmaceutical Inc | COM | $3.40M | $6.76M |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | $8.98M | – |
| DXCMDexcom Inc | COM | – | $8.71M |
| VOYAVoya Financial, Inc. | COM | $7.15M | – |
| SLViShares Silver Trust | ETF | – | $6.64M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | – | $6.63M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $6.44M | – |
| MCHPMicrochip Technology Inc | Stock | – | $5.78M |
| ALLYAlly Financial Inc. | Stock | $3.82M | – |
| INTCIntel Corp | Stock | – | $3.27M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $3.23M |
| First Rep BK San Francisco C33616C100 | COM | $447.7K | $1.65M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $1.04M | $1.04M |
| Gol Linhas Aereas Inteligent38045R206 | SPON ADR PFD NEW | $1.75M | – |
| TECKTeck Resources Ltd | CL B | – | $1.46M |
| Flagstar Bank, National Association649445103 | COM | $904.0K | – |
| KnightSwan Acquisition Corp499103117 | *W EXP 99/99/999 | – | $390.4K |
| Atlantica Sustainable Infr PG0751N103 | SHS | $322.2K | – |
| Liv Capital Acquisitn Corp IG5510R113 | *W EXP 02/07/202 | – | $225.5K |
| Motive Capital Corp IIG6293R114 | *W EXP 99/99/999 | – | $187.7K |
| Heartland Media Acquisition Corp.42237V116 | *W EXP 99/99/999 | – | $186.2K |
| Moringa Acquisition CorpG6S23K124 | *W EXP 02/22/202 | – | $145.8K |
| Goal Acquisitions Corp38021H115 | *W EXP 02/11/202 | – | $144.7K |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | – | $120.4K |
| MLECWMoolec Science SA | *W EXP 12/30/202 | – | $66.6K |
Sold out since Q4 2022 (53)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $101.1M | 4.3% | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $50.6M | 2.1% | – |
| Avadel Fin Cay Ltd/Avadel Pharm (Exchange Offer)05337YAC2 | Note 4.5000% 02-Oct-2023 | – | $40.4M | 1.7% | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $36.5M | 1.5% | – |
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $31.7M | 1.3% | – |
| 1Life Healthcare Inc68269GAB3 | NOTE 3.000% 6/1 | – | $18.0M | 0.8% | – |
| Bilibili Inc.090040AF3 | NOTE 0.500%12/0 | – | $15.7M | 0.7% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $7.35M | 0.3% | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 208,674 | $7.14M | 0.3% | – |
| MDRXVeradigm Inc. | COM | 318,812 | $5.62M | 0.2% | History |
| DXCMDexcom Inc | COM | 39,014 | $4.42M | 0.2% | History |
| Jamf Hldg Corp47074LAB1 | NOTE 0.125% 9/0 | – | $4.13M | 0.2% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 131,710 | $3.73M | 0.2% | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 40,000 | $2.98M | 0.1% | History |
| Farfetch Ltd30744WAD9 | NOTE 3.750% 5/0 | – | $2.70M | 0.1% | – |
| Invacare Corp461203AQ4 | NOTE 4.250% 3/1 | – | $2.67M | 0.1% | – |
| Tricida, Inc.89610FAB7 | NOTE 3.500% 5/1 | – | $1.68M | 0.1% | – |
| Bill.com Holdings090043AD2 | CONV BOND | – | $837.7K | <0.1% | – |
| TYLTyler Technologies Inc | COM | 2,234 | $720.3K | <0.1% | History |
| Tailwind Internatnal Acq CorG8662F101 | COM CL A | 50,000 | $504.5K | <0.1% | – |
| MACAMoringa Acquisition Corp | CL A SHS | 50,000 | $503.5K | <0.1% | History |
| SCAQStratim Cloud Acquisition Corp. | CLASS A COM | 50,000 | $500.5K | <0.1% | History |
| UNITUniti Group Inc. | COM | 88,618 | $490.1K | <0.1% | History |
| WDCWestern Digital Corp | COM | 15,017 | $473.8K | <0.1% | History |
| Marlin Technology Corp.G58411102 | CL A SHS | 17,731 | $179.6K | <0.1% | – |
| SCOBScION Tech Growth II | CL A SHS | 17,730 | $179.4K | <0.1% | History |
| Stardust Power Inc.G3934P102 | CL A SHS | 17,731 | $179.3K | <0.1% | – |
| North Atlantic Acquisitn CorG66139109 | CL A SHS | 17,731 | $179.3K | <0.1% | – |
| Pontem CorporationG71707106 | SHS CL A | 17,731 | $179.3K | <0.1% | – |
| Peridot Acquisition Corp. IIG7008B105 | SHS CL A | 17,731 | $179.3K | <0.1% | – |
| SVF Investment Corp.G8601L102 | CL A SHS | 17,730 | $179.3K | <0.1% | – |
| HERAFTAC Hera Acquisition Corp. | CLASS A ORD SHS | 17,730 | $179.3K | <0.1% | History |
| JWSMFJaws Mustang Acquisition Corp | SHS CL A | 17,731 | $179.2K | <0.1% | History |
| Noble Rock Acquisition CorpG6546R101 | CL A SHS | 17,731 | $179.1K | <0.1% | – |
| European Biotech Acqutn CorpG3167F102 | CLASS A ORD SHS | 17,730 | $179.1K | <0.1% | – |
| FTAAFTAC Athena Acquisition Corp. | CL A SHS | 17,730 | $179.1K | <0.1% | History |
| Biotech Acquisition CompanyG1125A108 | CL A SHS | 17,730 | $179.1K | <0.1% | – |
| LHCLeo Holdings Corp. II | COM CL A | 17,731 | $178.9K | <0.1% | History |
| Ibere PharmaceuticalsG46843101 | SHS CL A | 17,730 | $178.9K | <0.1% | – |
| Colonnade Acquisition Corp IG2284B101 | SHS CL A | 17,730 | $178.5K | <0.1% | – |
| RMG Acquisition Corp IIIG76088106 | CL A SHS | 14,539 | $146.6K | <0.1% | – |
| Pioneer Merger Corp.G7S24C103 | CL A SHS | 14,185 | $143.8K | <0.1% | – |
| CSTAFConstellation Acquisition Corp I | SHS CL A | 14,184 | $143.4K | <0.1% | History |
| TZP Strategies Acquistn CorpG91595101 | CL A SHS | 14,184 | $143.3K | <0.1% | – |
| G Squared Ascend I IncG4204R109 | SHS CL A | 14,184 | $143.3K | <0.1% | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 14,184 | $143.3K | <0.1% | – |
| ABGIABG Acquisition Corp. I | CL A SHS | 14,184 | $143.1K | <0.1% | History |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 14,184 | $143.1K | <0.1% | – |
| Aurora Acquisition CorpG0698L103 | CLASS A ORD SHS | 14,184 | $143.1K | <0.1% | – |
| Goal Acquisitions Corp38021H107 | COM | 14,185 | $142.7K | <0.1% | – |
| UHGUnited Homes Group, Inc. | CL A | 14,184 | $142.5K | <0.1% | History |
| Prospector Capital CorpG7273A105 | CL A | 11,647 | $115.9K | <0.1% | – |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 13,283 | $95.1K | <0.1% | History |