DeepCurrents Investment Group LLC
- SEC CIK
- 0001754535
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 200
- −10 vs. Q2 2021
- Portfolio value
- $3.30B
- +$67.0M (+2.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $213.9M | 6.5% | – | – | – |
| Tesla, Inc.88160RAD3 | NOTE 2.375% 3/1 | – | $188.6M | 5.7% | – | – | – |
| Bilibili Inc.090040AB2 | NOTE 1.375% 4/0 | – | $167.0M | 5.1% | – | – | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $157.6M | 4.8% | – | – | – |
| Sea Ltd81141RAF7 | NOTE 2.375%12/0 | – | $145.0M | 4.4% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $138.3M | 4.2% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $110.6M | 3.4% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $106.6M | 3.2% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $82.0M | 2.5% | – | New | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $76.7M | 2.3% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $72.9M | 2.2% | – | – | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $71.5M | 2.2% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $62.9M | 1.9% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $61.8M | 1.9% | – | – | – |
| Pinduoduo Inc722304AB8 | NOTE 10/0 | – | $61.6M | 1.9% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $52.7M | 1.6% | – | – | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $51.3M | 1.6% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $50.9M | 1.5% | – | – | – |
| Wayfair Inc.94419LAD3 | NOTE 1.125%11/0 | – | $50.4M | 1.5% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $50.1M | 1.5% | – | – | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $50.0M | 1.5% | – | – | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $47.2M | 1.4% | – | – | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $45.2M | 1.4% | – | – | – |
| 1Life Healthcare Inc68269GAB3 | NOTE 3.000% 6/1 | – | $42.5M | 1.3% | – | – | – |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $39.8M | 1.2% | – | – | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $39.6M | 1.2% | – | – | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $39.4M | 1.2% | – | – | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $39.1M | 1.2% | – | – | – |
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $38.8M | 1.2% | – | – | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $36.2M | 1.1% | – | – | – |
| PTC Therapeutics, Inc.69366JAB7 | NOTE 3.000% 8/1 | – | $32.6M | 1.0% | – | – | – |
| Theravance Biopharma, Inc.88339KAA0 | NOTE 3.250%11/0 | – | $31.2M | 0.9% | – | New | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $30.1M | 0.9% | – | – | – |
| Nevro Corp64157FAC7 | NOTE 2.750% 4/0 | – | $29.8M | 0.9% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $29.3M | 0.9% | – | – | – |
| Gossamer Bio, Inc.38341PAA0 | NOTE 5.000% 6/0 | – | $29.2M | 0.9% | – | – | – |
| iQIYI, Inc.46267XAB4 | NOTE 3.750%12/0 | – | $29.1M | 0.9% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $29.0M | 0.9% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $28.1M | 0.9% | – | – | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $25.2M | 0.8% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $25.1M | 0.8% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $24.5M | 0.7% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $24.4M | 0.7% | – | New | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $24.4M | 0.7% | – | – | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $24.2M | 0.7% | – | New | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $21.9M | 0.7% | – | New | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $20.8M | 0.6% | – | – | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $20.8M | 0.6% | – | – | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 47,400 | $20.3M | 0.6% | +27,400+137.0% | Added | History |
| CNMDCONMED Corp | COM | 152,109 | $19.9M | 0.6% | −105,225−40.9% | Reduced | History |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $19.9M | 0.6% | – | – | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $19.6M | 0.6% | – | – | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $18.5M | 0.6% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $18.1M | 0.5% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $15.4M | 0.5% | – | New | – |
| Farfetch Ltd30744WAD9 | NOTE 3.750% 5/0 | – | $14.8M | 0.4% | – | – | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $14.7M | 0.4% | – | – | – |
| ONOn Semiconductor Corp | Stock | 227,239 | $14.4M | 0.4% | +65,051+40.1% | Added | History |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $14.2M | 0.4% | – | – | – |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $13.9M | 0.4% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $13.9M | 0.4% | – | New | – |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $13.8M | 0.4% | – | New | – |
| Cardlytics, Inc.14161WAB1 | NOTE 1.000% 9/1 | – | $13.4M | 0.4% | – | New | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 98,736 | $12.9M | 0.4% | +98,736 | New | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $12.6M | 0.4% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $11.9M | 0.4% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $11.7M | 0.4% | – | New | – |
| Collegium Pharmaceutical, Inc19459JAA2 | NOTE 2.625% 2/1 | – | $11.2M | 0.3% | – | – | – |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $10.4M | 0.3% | – | – | – |
| JBLUJetBlue Airways Corp | COM | 584,160 | $8.93M | 0.3% | +45,162+8.4% | Added | History |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $7.06M | 0.2% | – | New | – |
| EXPEExpedia Group, Inc. | Stock | 41,978 | $6.88M | 0.2% | +41,978 | New | History |
| GMGeneral Motors Co | COM | 118,000 | $6.22M | 0.2% | +118,000 | New | History |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $5.94M | 0.2% | – | New | – |
| EEFTEuronet Worldwide, Inc. | COM | 44,161 | $5.62M | 0.2% | −26,044−37.1% | Reduced | History |
| Aurora Cannabis Inc05156XAG3 | CONVERTIBLE BOND | – | $5.05M | 0.2% | – | – | – |
| Best Inc08653CAB2 | NOTE 1.750%10/0 | – | $4.99M | 0.2% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $4.57M | 0.1% | – | – | – |
| BKNGBooking Holdings Inc. | Stock | 1,684 | $4.00M | 0.1% | −2,952−63.7% | Reduced | History |
| FDXFedEx Corp | Stock | 17,848 | $3.91M | 0.1% | +17,848 | New | History |
| MCHPMicrochip Technology Inc | Stock | 45,704 | $3.51M | 0.1% | −3,197−6.5% | Reduced | History |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $3.42M | 0.1% | – | – | – |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $2.89M | 0.1% | – | – | – |
| NICENICE Ltd. | SPONSORED ADR | 10,134 | $2.88M | 0.1% | +10,134 | New | History |
| WDCWestern Digital Corp | COM | 49,288 | $2.78M | 0.1% | −11,408−18.8% | Reduced | History |
| PLUGPlug Power Inc | Stock | 69,367 | $1.77M | 0.1% | −210,196−75.2% | Reduced | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $1.68M | 0.1% | – | – | – |
| JAMFJamf Holding Corp. | COM | 41,600 | $1.60M | <0.1% | +41,600 | New | History |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $1.59M | <0.1% | – | – | – |
| SESea Ltd | SPONSORD ADS | 4,831 | $1.54M | <0.1% | +4,831 | New | History |
| TWOAtwo | COM CL A | 155,007 | $1.52M | <0.1% | 00.0% | Unchanged | History |
| VIAVViavi Solutions Inc. | COM | 88,613 | $1.40M | <0.1% | −751,019−89.4% | Reduced | History |
| TDOCTeladoc Health, Inc. | COM | 8,700 | $1.10M | <0.1% | +8,700 | New | History |
| SCVX CorpG79448208 | COM | 63,242 | $628.0K | <0.1% | 00.0% | Unchanged | – |
| Archimedes Tech Spac Partnr039562202 | UNIT 03/10/2026 | 50,000 | $498.0K | <0.1% | 00.0% | Unchanged | – |
| Moringa Acquisition CorpG6S23K116 | UNIT 02/16/2026 | 50,000 | $498.0K | <0.1% | 00.0% | Unchanged | – |
| Stratim Cloud Acquisition Corp.86309R206 | UNIT 03/05/2026 | 50,000 | $497.0K | <0.1% | 00.0% | Unchanged | – |
| Tailwind Internatnal Acq CorG8662F127 | UNIT 99/99/9999 | 50,000 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 50,000 | $494.0K | <0.1% | 00.0% | Unchanged | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 50,000 | $490.0K | <0.1% | 00.0% | Unchanged | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464287184 | CHINA LG-CAP ETF | $23.4M | – |
| FDXFedEx Corp | Stock | $4.06M | $4.06M |
| GMGeneral Motors Co | COM | $6.22M | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | $4.00M | – |
| VXXBarclays Bank PLC | ETF | $3.34M | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | $3.10M | – |
| EEFTEuronet Worldwide, Inc. | COM | – | $2.06M |
| MCHPMicrochip Technology Inc | Stock | – | $1.15M |
| WDCWestern Digital Corp | COM | – | $733.0K |
| CHP Merger Corp.12558Y114 | *W EXP 11/22/202 | – | $209.0K |
| Roman DBDR Tech Acquisition77584N119 | *W EXP 10/31/202 | – | $142.0K |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | – | $82.0K |
Sold out since Q2 2021 (45)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $53.3M | 1.6% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $39.3M | 1.2% | – |
| RH74967XAA1 | NOTE 6/1 | – | $38.4M | 1.2% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $35.2M | 1.1% | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $31.4M | 1.0% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $27.2M | 0.8% | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $14.2M | 0.4% | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $10.9M | 0.3% | – |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $10.1M | 0.3% | – |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | – | $9.89M | 0.3% | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $5.75M | 0.2% | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $4.55M | 0.1% | – |
| RDFNRedfin Corp | COM | 46,490 | $2.95M | 0.1% | History |
| MTNVail Resorts Inc | COM | 9,180 | $2.91M | 0.1% | History |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $2.21M | 0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 7,867 | $1.78M | 0.1% | History |
| VNETVNET Group, Inc. | SPONSORED ADS A | 39,700 | $911.0K | <0.1% | History |
| Accelerate Diagnostics, Inc00430HAB8 | NOTE 2.500% 3/1 | – | $661.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 50,000 | $530.0K | <0.1% | – |
| RMG Acquisition Corp IIG76083107 | CL A SHS | 40,000 | $398.0K | <0.1% | – |
| iShares Russell 2000 ETF464287655 | ETF | 1,053 | $242.0K | <0.1% | – |
| Rotor Acquisition Corp77879W204 | UNIT 06/15/2027 | 21,277 | $224.0K | <0.1% | – |
| Decarbonization Plus Acqu II242794204 | UNIT 01/19/2026 | 17,731 | $183.0K | <0.1% | – |
| CF Acquisition Corp V12520R205 | UNIT 01/25/2026 | 17,730 | $181.0K | <0.1% | – |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 17,730 | $181.0K | <0.1% | – |
| FTAC Athena Acquisition Corp.G37283127 | UNIT 99/99/9999 | 17,730 | $181.0K | <0.1% | – |
| Longview Acquisition Corp. II54319Q204 | UNIT 99/99/9999 | 17,730 | $179.0K | <0.1% | – |
| Dmy Technology Group Inc IV23344K201 | UNIT 99/99/9999 | 17,730 | $178.0K | <0.1% | – |
| Spartan Acquisition Corp. III84677R205 | UNIT 99/99/9999 | 17,731 | $178.0K | <0.1% | – |
| Astrea Acquisition Corp.04637C205 | UNIT 01/28/2028 | 17,731 | $177.0K | <0.1% | – |
| Healthcare Capital Corp42228C200 | UNIT 12/31/2025 | 17,730 | $177.0K | <0.1% | – |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 17,735 | $177.0K | <0.1% | – |
| Supernova Partners AcquistnG8T86C113 | UNIT 99/99/9999 | 17,731 | $177.0K | <0.1% | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 17,730 | $176.0K | <0.1% | – |
| Amplitude Hlthcre Aqustin Co03212A105 | COM CL A | 15,813 | $157.0K | <0.1% | – |
| Dmy Technology Group Inc III233278100 | COM CLASS A | 13,997 | $150.0K | <0.1% | – |
| Pioneer Merger Corp.G7S24C129 | UNIT 99/99/9999 | 14,185 | $148.0K | <0.1% | – |
| G Squared Ascend I IncG4204R125 | UNIT 99/99/9999 | 14,184 | $143.0K | <0.1% | – |
| Tailwind Acquisition Corp87403Q201 | UNIT 09/07/2027 | 13,424 | $142.0K | <0.1% | – |
| Altimar Acquisition Corp IIG03709113 | UNIT 99/99/9999 | 14,184 | $142.0K | <0.1% | – |
| Navsight Hldgs Inc639358100 | CL A | 13,423 | $134.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 10,638 | $130.0K | <0.1% | History |
| Genesis PK Acquisition CorpG38245117 | UNIT 99/99/9999 | 10,564 | $121.0K | <0.1% | – |
| TWC Tech Hldgs II Corp90117G204 | UNIT 09/10/2025 | 10,738 | $113.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 10,639 | $106.0K | <0.1% | – |