Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 324
- +8 vs. Q2 2023
- Portfolio value
- $416.0M
- +$12.7M (+3.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PLTRPalantir Technologies Inc. | Stock | 24,970 | $399.5K | 0.1% | +27+0.1% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 26,498 | $401.7K | 0.1% | −120,923−82.0% | Reduced | History |
| ALGNAlign Technology Inc | COM | 1,327 | $405.2K | 0.1% | −231−14.8% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 2,643 | $410.8K | 0.1% | +74+2.9% | Added | History |
| DBXDropbox, Inc. | CL A | 15,126 | $411.9K | 0.1% | −4,659−23.5% | Reduced | History |
| TFCTruist Financial Corp | COM | 14,422 | $412.6K | 0.1% | +14,422 | New | History |
| EAElectronic Arts Inc. | COM | 3,445 | $414.7K | 0.1% | +169+5.2% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 27,844 | $414.9K | 0.1% | −1,812−6.1% | Reduced | History |
| EXELExelixis, Inc. | COM | 18,994 | $415.0K | 0.1% | +791+4.3% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 4,093 | $417.6K | 0.1% | +4,093 | New | – |
| NACNuveen California Quality Municipal Income Fund | COM | 43,592 | $420.7K | 0.1% | −233−0.5% | Reduced | History |
| DEDeere & Co | Stock | 1,122 | $423.5K | 0.1% | +349+45.1% | Added | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 10,909 | $424.7K | 0.1% | +2,289+26.6% | Added | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 9,837 | $425.6K | 0.1% | +29+0.3% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 4,832 | $441.4K | 0.1% | −87−1.8% | Reduced | – |
| CHEChemed Corp | COM | 855 | $444.3K | 0.1% | +48+5.9% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 5,694 | $444.5K | 0.1% | −523−8.4% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 4,266 | $445.1K | 0.1% | −3,775−46.9% | Reduced | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 11,310 | $446.3K | 0.1% | +400+3.7% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 500 | $454.4K | 0.1% | −4−0.8% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 8,289 | $455.0K | 0.1% | +155+1.9% | Added | History |
| HSYHershey Co | COM | 2,300 | $460.2K | 0.1% | +230+11.1% | Added | History |
| MARMarriott International Inc | Stock | 2,344 | $460.8K | 0.1% | +3+0.1% | Added | History |
| GILGildan Activewear Inc. | Stock | 16,507 | $462.4K | 0.1% | +984+6.3% | Added | History |
| CTVACorteva, Inc. | Stock | 9,213 | $471.4K | 0.1% | +2,886+45.6% | Added | History |
| EMREmerson Electric Co | Stock | 4,899 | $473.1K | 0.1% | +224+4.8% | Added | History |
| AGNCAGNC Investment Corp. | REIT | 50,478 | $476.5K | 0.1% | −207−0.4% | Reduced | History |
| TDToronto Dominion Bank | Stock | 7,932 | $478.0K | 0.1% | +365+4.8% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 5,395 | $481.3K | 0.1% | −27−0.5% | Reduced | – |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 6,203 | $483.3K | 0.1% | +6,203 | New | – |
| MDTMedtronic plc | Stock | 6,192 | $485.2K | 0.1% | +265+4.5% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 2,493 | $485.6K | 0.1% | +2,493 | New | – |
| HONHoneywell International Inc | COM | 2,683 | $495.6K | 0.1% | −20−0.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 18,210 | $499.0K | 0.1% | 00.0% | UnchangedConverted for a 10-for-1 split | – |
| PNCPNC Financial Services Group, Inc. | Stock | 4,084 | $501.3K | 0.1% | −20.0% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 60,801 | $511.3K | 0.1% | +5,980+10.9% | Added | History |
| EXCExelon Corp | Stock | 13,537 | $511.6K | 0.1% | +103+0.8% | Added | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 22,956 | $513.5K | 0.1% | +695+3.1% | Added | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 3,976 | $514.7K | 0.1% | +201+5.3% | Added | History |
| SBUXStarbucks Corp | Stock | 5,714 | $521.6K | 0.1% | +71+1.3% | Added | History |
| CICigna Group | Stock | 1,847 | $528.4K | 0.1% | +111+6.4% | Added | History |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 25,405 | $539.9K | 0.1% | +1,951+8.3% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 7,624 | $551.9K | 0.1% | −1,575−17.1% | Reduced | – |
| Listed FD Tr53656F847 | CORE ALT FD | 19,998 | $551.9K | 0.1% | +10,365+107.6% | Added | – |
| ONOn Semiconductor Corp | Stock | 5,952 | $553.2K | 0.1% | +890+17.6% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 3,975 | $556.7K | 0.1% | +2+0.1% | Added | History |
| NKENIKE, Inc. | Stock | 5,826 | $557.1K | 0.1% | −512−8.1% | Reduced | History |
| SRESempra | Stock | 8,192 | $557.3K | 0.1% | +210+2.6% | AddedConverted for a 2-for-1 split | History |
| TGTTarget Corp | Stock | 5,069 | $560.5K | 0.1% | −787−13.4% | Reduced | History |
| INTUIntuit Inc. | Stock | 1,101 | $562.6K | 0.1% | +5+0.5% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,437 | $564.2K | 0.1% | −304−17.5% | Reduced | – |
| APTVAptiv PLC | SHS | 5,761 | $568.0K | 0.1% | +985+20.6% | Added | History |
| KLACKLA Corp | COM NEW | 1,243 | $570.0K | 0.1% | +55+4.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 5,554 | $571.1K | 0.1% | +3,569+179.8% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 12,913 | $571.1K | 0.1% | −3,158−19.7% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 1,772 | $573.5K | 0.1% | −71−3.9% | Reduced | History |
| Ssga Active Tr78470P846 | ST STR BLACK ETF | 21,070 | $580.8K | 0.1% | −28−0.1% | Reduced | – |
| EOGEOG Resources Inc | Stock | 4,617 | $585.2K | 0.1% | +35+0.8% | Added | History |
| DUKDuke Energy CORP | Stock | 6,674 | $589.1K | 0.1% | +106+1.6% | Added | History |
| PEPPepsiCo Inc | Stock | 3,490 | $591.4K | 0.1% | +243+7.5% | Added | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 16,818 | $592.2K | 0.1% | −1,908−10.2% | Reduced | – |
| PGRProgressive Corp | Stock | 4,278 | $596.0K | 0.1% | +779+22.3% | Added | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 9,000 | $597.0K | 0.1% | +465+5.4% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 24,496 | $599.9K | 0.1% | +1,695+7.4% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 7,722 | $602.8K | 0.1% | +626+8.8% | Added | – |
| MSMorgan Stanley | Stock | 7,499 | $612.4K | 0.1% | −20−0.3% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 2,475 | $622.1K | 0.1% | +79+3.3% | Added | History |
| WPCW. P. Carey Inc. | COM | 11,573 | $625.9K | 0.2% | +272+2.4% | Added | History |
| OKEONEOK Inc | COM | 9,867 | $625.9K | 0.2% | −269−2.7% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 28,488 | $627.9K | 0.2% | −55,671−66.1% | Reduced | – |
| OTISOtis Worldwide Corp | Stock | 7,862 | $631.4K | 0.2% | +279+3.7% | Added | History |
| DISWalt Disney Co | Stock | 7,842 | $635.6K | 0.2% | −78−1.0% | Reduced | History |
| MUMicron Technology Inc | Stock | 9,490 | $645.6K | 0.2% | +4,089+75.7% | Added | History |
| CMCSAComcast Corp | Stock | 14,561 | $645.6K | 0.2% | +784+5.7% | Added | History |
| APAAPA Corp | Stock | 15,979 | $656.8K | 0.2% | +583+3.8% | Added | History |
| HOLXHologic Inc | COM | 9,502 | $659.4K | 0.2% | +174+1.9% | Added | History |
| MCKMcKesson Corp | Stock | 1,518 | $660.1K | 0.2% | −96−5.9% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 5,542 | $669.8K | 0.2% | +9+0.2% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,472 | $673.2K | 0.2% | +317+14.7% | Added | – |
| Agf Invts Tr00110G408 | US MARKET NETRL | 33,979 | $674.8K | 0.2% | −9,015−21.0% | Reduced | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 14,280 | $675.7K | 0.2% | +14,280 | New | – |
| TAT&T Inc. | Stock | 45,273 | $680.0K | 0.2% | −6,532−12.6% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 2,639 | $682.2K | 0.2% | +12+0.5% | Added | History |
| J P Morgan Exchange Traded F46641Q159 | INCOME ETF | 15,437 | $685.4K | 0.2% | +4,912+46.7% | Added | – |
| LHLabcorp Holdings Inc. | COM NEW | 3,439 | $691.3K | 0.2% | −579−14.4% | Reduced | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 21,265 | $692.0K | 0.2% | +21,265 | New | – |
| FDXFedEx Corp | Stock | 2,647 | $701.2K | 0.2% | +212+8.7% | Added | History |
| LLYEli Lilly & Co | Stock | 1,306 | $701.7K | 0.2% | +142+12.2% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,806 | $705.6K | 0.2% | −605−7.2% | Reduced | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 11,871 | $708.1K | 0.2% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 2,688 | $708.2K | 0.2% | +262+10.8% | Added | History |
| KOCoca Cola Co | Stock | 12,706 | $711.3K | 0.2% | +2,773+27.9% | Added | History |
| PAGPenske Automotive Group, Inc. | COM | 4,318 | $721.3K | 0.2% | −66−1.5% | Reduced | History |
| CIONCION Investment Corp | COM | 69,247 | $731.9K | 0.2% | −5,945−7.9% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 7,111 | $732.1K | 0.2% | −269−3.6% | Reduced | History |
| NEENextera Energy Inc | Stock | 13,077 | $749.2K | 0.2% | +767+6.2% | Added | History |
| RTXRTX Corp | Stock | 10,415 | $749.6K | 0.2% | +63+0.6% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,330 | $751.6K | 0.2% | +350+5.0% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 8,075 | $760.6K | 0.2% | −959−10.6% | Reduced | – |
| SPLKSplunk Inc | COM | 5,217 | $763.0K | 0.2% | +692+15.3% | Added | History |
Sold out since Q2 2023 (20)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 47,210 | $3.25M | 0.8% | – |
| ULTAUlta Beauty, Inc. | Stock | 1,051 | $494.6K | 0.1% | History |
| SFMSprouts Farmers Market, Inc. | COM | 10,357 | $380.4K | 0.1% | History |
| iShares Tr46435G474 | FALN ANGLS USD | 13,623 | $345.6K | 0.1% | – |
| PPLPPL Corp | COM | 12,623 | $334.0K | 0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 48,953 | $330.9K | 0.1% | History |
| ALBAlbemarle Corp | Stock | 1,277 | $285.0K | 0.1% | History |
| DHIHorton D R Inc | COM | 1,971 | $239.9K | 0.1% | History |
| EPREpr Properties | COM SH BEN INT | 5,106 | $239.0K | 0.1% | History |
| EXASExact Sciences Corp | COM | 2,537 | $238.2K | 0.1% | History |
| TTEKTetra Tech Inc | COM | 1,387 | $227.1K | 0.1% | History |
| MANHManhattan Associates Inc | Stock | 1,133 | $226.5K | 0.1% | History |
| EXPDExpeditors International of Washington Inc | COM | 1,845 | $223.4K | 0.1% | History |
| AAgilent Technologies, Inc. | COM | 1,747 | $210.1K | 0.1% | History |
| GGenpact LTD | SHS | 5,492 | $206.3K | 0.1% | History |
| RYANRyan Specialty Holdings, Inc. | CL A | 4,582 | $205.7K | 0.1% | History |
| AZOAutoZone Inc | COM | 81 | $202.0K | 0.1% | History |
| BGBunge Global SA | COM | 2,132 | $201.2K | <0.1% | History |
| KMIKinder Morgan, Inc. | Stock | 11,312 | $194.8K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 10,981 | $95.5K | <0.1% | History |