Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 6, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 245
- −5 vs. Q2 2021
- Portfolio value
- $482.1M
- −$9.70M (−2.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| METAMeta Platforms, Inc. | Stock | 5,346 | $1.81M | 0.4% | +1,049+24.4% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 37,748 | $1.82M | 0.4% | +3,083+8.9% | Added | – |
| TWLOTwilio Inc | CL A | 5,776 | $1.84M | 0.4% | +40+0.7% | Added | History |
| IBMInternational Business Machines Corp | Stock | 13,696 | $1.90M | 0.4% | +687+5.3% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 7,355 | $1.94M | 0.4% | +6,168+519.6% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 63,350 | $1.98M | 0.4% | +4,924+8.4% | Added | – |
| DISWalt Disney Co | Stock | 11,715 | $1.98M | 0.4% | −73−0.6% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 18,171 | $1.98M | 0.4% | +1,681+10.2% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 12,880 | $2.02M | 0.4% | −78−0.6% | Reduced | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 69,074 | $2.36M | 0.5% | +3,312+5.0% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 46,378 | $2.37M | 0.5% | +4,922+11.9% | Added | – |
| PGProcter & Gamble Co | Stock | 19,974 | $2.79M | 0.6% | +90+0.5% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 16,176 | $2.84M | 0.6% | −31,367−66.0% | Reduced | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 58,853 | $2.98M | 0.6% | −31,413−34.8% | Reduced | – |
| BABoeing Co | Stock | 13,740 | $3.02M | 0.6% | −228−1.6% | Reduced | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 103,416 | $3.09M | 0.6% | +8,774+9.3% | Added | – |
| HDHome Depot, Inc. | Stock | 9,579 | $3.15M | 0.7% | +209+2.2% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 81,706 | $3.19M | 0.7% | +9,402+13.0% | Added | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 93,198 | $3.34M | 0.7% | −82,912−47.1% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 12,229 | $3.35M | 0.7% | −78−0.6% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 22,847 | $3.36M | 0.7% | +22,847 | New | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 57,181 | $3.66M | 0.8% | +5,358+10.3% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,608 | $4.30M | 0.9% | +2+0.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 16,170 | $4.41M | 0.9% | −121−0.7% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 76,491 | $4.79M | 1.0% | +71,761+1,517.1% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 120,158 | $6.26M | 1.3% | −19,437−13.9% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 15,949 | $6.87M | 1.4% | +37+0.2% | Added | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 99,218 | $7.78M | 1.6% | −18,794−15.9% | Reduced | – |
| iShares Tr46435G474 | FALN ANGLS USD | 275,294 | $8.29M | 1.7% | +154,086+127.1% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 85,976 | $8.71M | 1.8% | +85,976 | New | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 165,655 | $8.82M | 1.8% | +8,895+5.7% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 89,759 | $8.98M | 1.9% | −2,370−2.6% | Reduced | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 251,246 | $9.38M | 1.9% | −110,865−30.6% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 38,028 | $10.7M | 2.2% | +716+1.9% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 107,069 | $10.8M | 2.2% | −4,320−3.9% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 100,429 | $10.9M | 2.3% | +69,973+229.8% | Added | – |
| AMZNAmazon Com Inc | Stock | 3,501 | $11.5M | 2.4% | +3+0.1% | Added | History |
| TSLATesla, Inc. | Stock | 14,881 | $11.5M | 2.4% | −20−0.1% | Reduced | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 268,553 | $13.7M | 2.8% | −100,618−27.3% | Reduced | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 663,739 | $17.6M | 3.7% | −469,807−41.4% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 187,876 | $20.0M | 4.1% | +35,023+22.9% | Added | – |
| AAPLApple Inc. | Stock | 147,866 | $20.9M | 4.3% | +1,826+1.3% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 426,265 | $21.7M | 4.5% | +3,910+0.9% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 757,889 | $38.2M | 7.9% | −20,873−2.7% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 452,793 | $44.6M | 9.2% | −17,614−3.7% | Reduced | – |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464289511 | 10+ YR INVST GRD | 55,922 | $3.93M | 0.8% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 20,654 | $1.42M | 0.3% | – |
| MUMicron Technology Inc | Stock | 10,140 | $862.0K | 0.2% | History |
| iShares Tr46435U853 | BROAD USD HIGH | 16,300 | $680.0K | 0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 5,401 | $411.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,097 | $402.0K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 41,227 | $383.0K | 0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 6,679 | $379.0K | 0.1% | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,673 | $274.0K | 0.1% | – |
| BENFranklin Templeton Inc | COM | 8,341 | $267.0K | 0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 3,770 | $263.0K | 0.1% | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,056 | $252.0K | 0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,153 | $249.0K | 0.1% | – |
| GEGeneral Electric Co | COM | 18,327 | $247.0K | 0.1% | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 11,366 | $234.0K | <0.1% | – |
| MKSIMKS Inc | COM | 1,316 | $234.0K | <0.1% | History |
| PIIPolaris Inc. | Stock | 1,687 | $231.0K | <0.1% | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 12,333 | $230.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 580 | $224.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 608 | $220.0K | <0.1% | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,625 | $215.0K | <0.1% | – |
| CTRNCiti Trends Inc | COM | 2,355 | $205.0K | <0.1% | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,506 | $202.0K | <0.1% | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 3,595 | $201.0K | <0.1% | – |