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Livermore
Livermore
ZHEN

Beacon Pointe Advisors, LLC

SEC CIK
0001744317
Latest filing
Aug 18, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
896
+72 vs. Q2 2021
Portfolio value
$4.05B
+$1.23B (+43.7%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Beacon Pointe Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RMTIRockwell Medical, Inc.COM10,000$6.00K<0.1%00.0%UnchangedHistory
JOBGEE Group Inc.COM15,000$7.00K<0.1%+15,000NewHistory
Sonnet Biotherapeutc HLDNG I83548R105COM17,350$11.0K<0.1%+17,350New–
YARWYarrow Bioscience, Inc.COM16,000$22.0K<0.1%+3,405+27.0%AddedHistory
EMANEmagin CorpCOM NEW14,928$34.0K<0.1%+14,928NewHistory
GNLNGreenlane Holdings, Inc.CL A16,027$38.0K<0.1%+16,027NewHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT15,810$39.0K<0.1%−7,046−30.8%ReducedHistory
VTGNVistagen Therapeutics, Inc.COM NEW19,080$52.0K<0.1%00.0%UnchangedHistory
VATEINNOVATE Corp.COM12,800$52.0K<0.1%+500+4.1%AddedHistory
GNWGenworth Financial IncCOM SHS15,000$56.0K<0.1%00.0%UnchangedHistory
CRMDCorMedix Inc.COM12,000$56.0K<0.1%+12,000NewHistory
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT15,286$63.0K<0.1%−1,023−6.3%Reduced–
VOCVOC Energy TrustTR UNIT17,240$78.0K<0.1%+17,240NewHistory
RNACCartesian Therapeutics, Inc.COM19,000$79.0K<0.1%+19,000NewHistory
KODKEastman Kodak CoCOM NEW11,991$82.0K<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM21,960$87.0K<0.1%+21,960NewHistory
Global X FDS37950E127REIT ETF10,244$97.0K<0.1%+10,244New–
TRAWTraws Pharma, Inc.COM NEW26,440$101.0K<0.1%+2,453+10.2%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1010,234$115.0K<0.1%−13,131−56.2%ReducedHistory
JFINJiayin Group Inc.SPONSORED ADS35,275$132.0K<0.1%+25,140+248.1%AddedHistory
BGSFBGSF, Inc.COM10,528$135.0K<0.1%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN10,000$139.0K<0.1%+10,000NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,200$142.0K<0.1%−10,200−50.0%ReducedHistory
HTBKHeritage Commerce CorpCOM12,301$143.0K<0.1%+12,301NewHistory
PFNPIMCO Income Strategy Fund IICOM14,600$148.0K<0.1%+14,600NewHistory
CNTYCentury Casinos IncCOM11,000$148.0K<0.1%+11,000NewHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS10,526$153.0K<0.1%−33−0.3%Reduced–
ADTADT Inc.COM19,601$159.0K<0.1%−180−0.9%ReducedHistory
EFTEaton Vance Floating-Rate Income TrustCOM11,410$166.0K<0.1%+11,410NewHistory
BCSFBain Capital Specialty Finance, Inc.COM STK11,377$169.0K<0.1%+11,377NewHistory
Amplify ETF Tr032108805AMPLIFY LITHIUM10,000$172.0K<0.1%00.0%Unchanged–
DSLDoubleLine Income Solutions FundCOM10,479$186.0K<0.1%+10,479NewHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM15,322$187.0K<0.1%+15,322NewHistory
PBCTPeople's United Financial, Inc.COM10,690$187.0K<0.1%+10,690NewHistory
Despegar Com CorpG27358103ORD SHS16,403$197.0K<0.1%00.0%Unchanged–
BIOBio-Rad Laboratories, Inc.CL A270$201.0K<0.1%−233−46.3%ReducedHistory
GSKGSK plcSPONSORED ADR5,253$201.0K<0.1%−21,608−80.4%ReducedHistory
FLOWSPX FLOW, Inc.COM2,751$201.0K<0.1%−6,727−71.0%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,830$202.0K<0.1%+1,830New–
DOCUDocuSign, Inc.Stock783$202.0K<0.1%−132−14.4%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM708$202.0K<0.1%+708NewHistory
IEXIdex CorpCOM975$202.0K<0.1%−101−9.4%ReducedHistory
BF.BBrown Forman CorpStock3,023$203.0K<0.1%+3,023NewHistory
iShares Tr464287739U.S. REAL ES ETF1,983$203.0K<0.1%+1,983New–
HTGCHercules Capital, Inc.COM12,200$203.0K<0.1%00.0%UnchangedHistory
ROKURoku, IncCOM CL A649$203.0K<0.1%−143−18.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC1,902$205.0K<0.1%+2+0.1%Added–
ROKRockwell Automation, IncStock700$206.0K<0.1%−93−11.7%ReducedHistory
NOVTNovanta IncCOM1,345$208.0K<0.1%+1,345NewHistory
NRGNRG Energy, Inc.Stock5,112$209.0K<0.1%+5,112NewHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT10,000$209.0K<0.1%+10,000NewHistory
HESMHess Midstream LPCL A SHS7,400$209.0K<0.1%+7,400NewHistory
KAIKadant IncCOM1,031$210.0K<0.1%+1,031NewHistory
VanEck ETF Trust92189F353EMERGING MRKT HI9,064$210.0K<0.1%+9,064New–
FLWS1 800 Flowers Com IncCL A6,885$210.0K<0.1%−146−2.1%ReducedHistory
iShares Tr464288612INTRM GOV CR ETF1,846$212.0K<0.1%+1+0.1%Added–
DARDarling Ingredients Inc.COM2,944$212.0K<0.1%−31−1.0%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A13,614$212.0K<0.1%+13,614NewHistory
FANGDiamondback Energy, Inc.Stock2,254$213.0K<0.1%+2,254NewHistory
Vanguard Energy ETF92204A306ETF2,893$214.0K<0.1%+2,893New–
AZOAutoZone IncCOM126$214.0K<0.1%+126NewHistory
APTVAptiv PLCSHS1,437$214.0K<0.1%−46−3.1%ReducedHistory
First Tr Exchange-Traded FD336917109SHS6,571$215.0K<0.1%00.0%Unchanged–
TRMBTrimble Inc.COM2,625$216.0K<0.1%+2,625NewHistory
iShares Tr464288505MRGSTR SM CP ETF3,860$217.0K<0.1%+3,860New–
PNWPinnacle West Capital CorpCOM3,007$218.0K<0.1%−2,054−40.6%ReducedHistory
FIVEFive Below, IncCOM1,233$218.0K<0.1%+191+18.3%AddedHistory
BCPCBalchem CorpCOM1,506$218.0K<0.1%+1,506NewHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF3,588$219.0K<0.1%+3,588New–
RIORio Tinto PLCADR3,275$219.0K<0.1%−2,413−42.4%ReducedHistory
HIGHartford Insurance Group, Inc.Stock3,119$219.0K<0.1%+3,119NewHistory
GRMNGarmin LtdSHS1,408$219.0K<0.1%+1,408NewHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX3,996$219.0K<0.1%+3,996New–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF14,000$220.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A805ST STR PR SP15004,158$220.0K<0.1%00.0%Unchanged–
iShares Inc46434G822MSCI JAPAN ETF3,138$220.0K<0.1%−3,514−52.8%Reduced–
FOXAFox CorpCL A COM5,500$221.0K<0.1%+5,500NewHistory
ZIONZions Bancorporation, National AssociationCOM3,567$221.0K<0.1%+3,567NewHistory
NUANNuance Communications, Inc.COM4,020$221.0K<0.1%00.0%UnchangedHistory
RMDResmed IncCOM847$223.0K<0.1%−2−0.2%ReducedHistory
HBANHuntington Bancshares IncCOM14,435$223.0K<0.1%+1,336+10.2%AddedHistory
MEDPMedpace Holdings, Inc.COM1,176$223.0K<0.1%+46+4.1%AddedHistory
ALBAlbemarle CorpStock1,024$224.0K<0.1%+1,024NewHistory
SEBSeaboard CorpCOM55$225.0K<0.1%−1−1.8%ReducedHistory
VRSKVerisk Analytics, Inc.COM1,127$226.0K<0.1%−1,521−57.4%ReducedHistory
QGENQiagen N.V.SHS NEW4,366$226.0K<0.1%−188−4.1%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,036$227.0K<0.1%+10.0%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,344$229.0K<0.1%−422−15.3%Reduced–
LENLennar CorpCL A2,447$229.0K<0.1%−2,126−46.5%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock1,381$230.0K<0.1%+1,381NewHistory
Innovator ETFs Trust45782C573US EQTY PWR BUF7,546$230.0K<0.1%−3,715−33.0%Reduced–
WisdomTree Tr97717W778INTL MIDCAP DV3,450$231.0K<0.1%+3,450New–
Cyberark Software LtdM2682V108SHS1,471$232.0K<0.1%+1,471New–
AFLAflac IncStock4,460$233.0K<0.1%−4,250−48.8%ReducedHistory
CNSCohen & Steers, Inc.COM2,776$233.0K<0.1%00.0%UnchangedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF4,827$233.0K<0.1%−707−12.8%Reduced–
YAlleghany CorpCOM373$233.0K<0.1%−325−46.6%ReducedHistory
NTPIFNam Tai Property Inc.SHS10,000$233.0K<0.1%00.0%UnchangedHistory
RRRRed Rock Resorts, Inc.CL A4,576$234.0K<0.1%+4,576NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A5,238$234.0K<0.1%−1,212−18.8%Reduced–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Beacon Pointe Advisors, LLC in Q3 2021
SecurityClassPutsCalls
AMZNAmazon Com IncStock$8.00K–

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Beacon Pointe Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ACCDAccolade, Inc.COM182,897$9.93M0.4%History
AFBAlliancebernstein National Municipal Income FundCOM281,473$4.28M0.2%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT47,738$2.65M0.1%History
PIPRPiper Sandler CompaniesCOM18,298$2.37M0.1%History
iShares Tr46435G789IBONDS DEC202185,491$2.19M0.1%–
iShares Tr46435G755IBONDS DEC202262,136$1.63M0.1%–
iShares Tr464288356CALIF MUN BD ETF24,299$1.52M0.1%–
EPDEnterprise Products Partners L.P.Stock60,392$1.46M0.1%History
NNNNNN REIT, Inc.REIT27,776$1.30M<0.1%History
FFWMFirst Foundation Inc.COM55,000$1.24M<0.1%History
CDWCDW CorpCOM6,251$1.09M<0.1%History
VTRVentas, Inc.REIT15,612$891.0K<0.1%History
TFXTeleflex IncCOM2,119$851.0K<0.1%History
LOOPLoop Industries, Inc.COM67,857$837.0K<0.1%History
STTState Street CorpCOM8,492$699.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,960$683.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD5,768$666.0K<0.1%–
SPGSimon Property Group Inc.REIT5,022$655.0K<0.1%History
Barrick Gold Corp067901108COM30,406$629.0K<0.1%–
First BK Williamstown New Je31931U102COM44,049$596.0K<0.1%–
BXBlackstone Inc.COM5,974$580.0K<0.1%History
NTRSNorthern Trust CorpCOM4,923$569.0K<0.1%History
iShares Tr46435G409MSCI INTL VLU FT20,221$522.0K<0.1%–
AEMAgnico Eagle Mines LtdStock8,524$515.0K<0.1%History
SJMJ M SMUCKER CoStock3,869$501.0K<0.1%History
CAGConagra Brands Inc.Stock13,736$500.0K<0.1%History
CDNSCadence Design Systems IncStock3,612$494.0K<0.1%History
iShares Tr46435G318IBONDS DEC202318,853$492.0K<0.1%–
SWAVShockwave Medical, Inc.COM2,500$474.0K<0.1%History
PPLPPL CorpCOM16,689$467.0K<0.1%History
KRKroger CoStock11,669$447.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A37,915$434.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,311$433.0K<0.1%–
EQCEQC Liquidating TrustCOM SH BEN INT15,972$418.0K<0.1%History
ITGartner IncCOM1,653$400.0K<0.1%History
FTVFortive CorpStock5,627$392.0K<0.1%History
JLLJones Lang Lasalle IncCOM2,001$391.0K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT10,118$391.0K<0.1%–
EBTCEnterprise Bancorp IncCOM11,863$389.0K<0.1%History
Kirkland Lake Gold Ltd49741E100COM9,894$381.0K<0.1%–
NIONIO Inc.ADR7,083$377.0K<0.1%History
ARMKAramarkCOM10,096$376.0K<0.1%History
AESAES CorpStock14,196$370.0K<0.1%History
KHCKraft Heinz CoStock8,840$360.0K<0.1%History
FIVNFive9, Inc.COM1,959$359.0K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL5,808$354.0K<0.1%–
GWREGuidewire Software, Inc.COM3,134$353.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG6,249$349.0K<0.1%–
NLYAnnaly Capital Management IncCOM37,869$336.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM918$330.0K<0.1%History
PAASPan American Silver CorpStock10,873$311.0K<0.1%History
LMNDLemonade, Inc.Stock2,709$296.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS3,146$295.0K<0.1%History
ZGZillow Group, Inc.CL A2,387$292.0K<0.1%History
Flexshares Tr33939L837INTL QLTDV IDX10,545$280.0K<0.1%–
XYLXylem Inc.COM2,338$280.0K<0.1%History
BRXBrixmor Property Group Inc.COM12,075$276.0K<0.1%History
PINSPinterest, Inc.CL A3,384$267.0K<0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF9,528$257.0K<0.1%–
iShares Inc46434G889EMNG MKTS EQT4,556$247.0K<0.1%–
CORCencora, Inc.Stock2,143$245.0K<0.1%History
SPDR Series Trust78464A144ST STR CORPO ETF6,929$245.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,813$245.0K<0.1%History
PROVProvident Financial Holdings IncCOM13,846$239.0K<0.1%History
LBAILakeland Bancorp IncCOM13,465$235.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS2,000$231.0K<0.1%History
CFRCullen/Frost Bankers, Inc.COM2,064$231.0K<0.1%History
TSNTyson Foods, Inc.Stock3,124$230.0K<0.1%History
VLOValero Energy CorpStock2,917$228.0K<0.1%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,181$227.0K<0.1%–
Innovator ETFs Trust45782C888US EQT BUFR APR7,061$224.0K<0.1%–
DTDynatrace, Inc.Stock3,822$223.0K<0.1%History
WECWec Energy Group, Inc.Stock2,488$221.0K<0.1%History
TNLTravel & Leisure Co.COM3,722$221.0K<0.1%History
MXIMMaxim Integrated Products IncCOM2,080$219.0K<0.1%History
OSKOshkosh CorpCOM1,748$218.0K<0.1%History
BLNKBlink Charging Co.COM5,288$218.0K<0.1%History
GHCGraham Holdings CoCOM CL B341$216.0K<0.1%History
HLNEHamilton Lane INCCL A2,328$212.0K<0.1%History
CBSHCommerce Bancshares IncStock2,796$208.0K<0.1%History
CTRACoterra Energy Inc.Stock11,884$207.0K<0.1%History
TAPMolson Coors Beverage CoCL B3,830$206.0K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN17,973$204.0K<0.1%History
AYXAlteryx, Inc.COM CL A2,375$204.0K<0.1%History
ARWArrow Electronics, Inc.COM1,759$200.0K<0.1%History
MROMarathon Oil CorpCOM14,174$193.0K<0.1%History
ZNGAZynga IncCL A15,911$169.0K<0.1%History
PSECProspect Capital CorpCOM19,963$167.0K<0.1%History
RFPResolute Forest Products Inc.COM13,056$159.0K<0.1%History
RLJRLJ Lodging TrustCOM10,212$156.0K<0.1%History
AGIAlamos Gold IncStock20,040$153.0K<0.1%History
AMCRAmcor plcORD10,619$122.0K<0.1%History
RITMRithm Capital Corp.REIT10,074$107.0K<0.1%History
New Gold Inc Cda644535106COM50,000$91.0K<0.1%–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS15,213$82.0K<0.1%History
IMHImpac Mortgage Holdings IncCOM NEW37,540$80.0K<0.1%History
HOSHornbeck Offshore Services, Inc.Stock10,953$63.0K<0.1%History
OPKOpko Health, Inc.COM12,600$51.0K<0.1%History