Skip to main content

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
535
−287 vs. Q2 2022
Portfolio value
$124.8M
−$116.3M (−48.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Retirement Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Real Estate ETF922908553ETF576$46.0K<0.1%−887−60.6%Reduced–
Vanguard Information Technology ETF92204A702ETF150$46.0K<0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock1,149$46.0K<0.1%−6,645−85.3%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF252$47.0K<0.1%−227−47.4%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,019$47.0K<0.1%−1,153−53.1%Reduced–
iShares Tr464287291GLOBAL TECH ETF1,105$47.0K<0.1%−614−35.7%Reduced–
BACBank of America CorpStock1,594$48.0K<0.1%−5,175−76.5%ReducedHistory
ABBVAbbVie Inc.Stock367$49.0K<0.1%−2,427−86.9%ReducedHistory
Fidelity MSCI Materials Index ETF316092881ETF1,025$49.0K<0.1%+4+0.4%Added–
Fidelity High Dividend ETF316092840ETF1,500$50.0K<0.1%+1,500New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF755$50.0K<0.1%−1,128−59.9%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF715$52.0K<0.1%−3,972−84.7%Reduced–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW1,080$52.0K<0.1%−439−28.9%Reduced–
Invesco Exchange Traded FD T46137V621FINL PFD ETF3,471$52.0K<0.1%+30+0.9%Added–
Vanguard Total Bond Market ETF921937835ETF750$53.0K<0.1%−1,250−62.5%Reduced–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM4,010$53.0K<0.1%−7,246−64.4%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF822$54.0K<0.1%−692−45.7%Reduced–
iShares Tr46434V1000-5YR INVT GR CP1,145$54.0K<0.1%−5,487−82.7%Reduced–
SRSpire IncCOM860$54.0K<0.1%−860−50.0%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF912$55.0K<0.1%−208−18.6%Reduced–
DBX ETF Tr233051747XTRCK JP MRG ESG687$55.0K<0.1%−963−58.4%Reduced–
ENBEnbridge IncStock1,535$57.0K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock357$58.0K<0.1%−283−44.2%ReducedHistory
VZVerizon Communications IncStock1,546$59.0K<0.1%−5,236−77.2%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM7,080$59.0K<0.1%−7,669−52.0%ReducedHistory
COSTCostco Wholesale CorpStock131$62.0K<0.1%+52+65.8%AddedHistory
KMIKinder Morgan, Inc.Stock3,838$64.0K0.1%+308+8.7%AddedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN1,466$67.0K0.1%−1,186−44.7%Reduced–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV1,283$68.0K0.1%−3,487−73.1%Reduced–
EPDEnterprise Products Partners L.P.Stock2,995$71.0K0.1%+5+0.2%AddedHistory
SPDR Series Trust78468R804ST STR R1K LOWV578$71.0K0.1%−103−15.1%Reduced–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM5,439$72.0K0.1%−62,747−92.0%ReducedHistory
IRMIron Mountain IncCOM1,650$73.0K0.1%+8+0.5%AddedHistory
AMDAdvanced Micro Devices IncStock1,171$74.0K0.1%−116−9.0%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF775$74.0K0.1%−8,570−91.7%Reduced–
UNHUnitedHealth Group IncStock146$74.0K0.1%−177−54.8%ReducedHistory
TSLATesla, Inc.Stock282$75.0K0.1%−1,884−87.0%ReducedConverted for a 3-for-1 splitHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR1,530$76.0K0.1%+9+0.6%Added–
iShares Tr464288802ESG OPTIMIZED1,030$78.0K0.1%−374−26.6%Reduced–
BABoeing CoStock660$80.0K0.1%−1,213−64.8%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF1,360$82.0K0.1%−463−25.4%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP2,313$85.0K0.1%−715−23.6%Reduced–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI5,448$95.0K0.1%−1,245−18.6%Reduced–
VNOMViper Energy, Inc.COM UNT RP INT3,300$95.0K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock1,040$99.0K0.1%−3,120−75.0%ReducedConverted for a 20-for-1 splitHistory
iShares Core S&P Small Cap ETF464287804ETF1,169$102.0K0.1%−746−39.0%Reduced–
iShares U.S. Medical Devices ETF464288810ETF2,212$104.0K0.1%−620−21.9%Reduced–
GLDSPDR Gold TrustETF682$105.0K0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF4,364$105.0K0.1%00.0%Unchanged–
GEGeneral Electric CoCOM1,690$105.0K0.1%−1,666−49.6%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF1,759$111.0K0.1%−1,348−43.4%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF1,079$112.0K0.1%+126+13.2%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,069$115.0K0.1%−375−15.3%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF4,167$122.0K0.1%−4,748−53.3%Reduced–
METAMeta Platforms, Inc.Stock921$125.0K0.1%−395−30.0%ReducedHistory
iShares Select Dividend ETF464287168ETF1,197$128.0K0.1%−699−36.9%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF921$132.0K0.1%−6,347−87.3%Reduced–
IBMInternational Business Machines CorpStock1,110$132.0K0.1%−11,812−91.4%ReducedHistory
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%+4,302+573.6%Added–
BBDCBarings BDC, Inc.COM15,990$132.0K0.1%−2,397−13.0%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF612$134.0K0.1%−1,893−75.6%Reduced–
HDHome Depot, Inc.Stock524$145.0K0.1%−409−43.8%ReducedHistory
SLViShares Silver TrustETF8,555$150.0K0.1%−1,448−14.5%ReducedHistory
WPMWheaton Precious Metals Corp.COM4,700$152.0K0.1%−1,717−26.8%ReducedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY2,490$155.0K0.1%−1,465−37.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,622$156.0K0.1%−313−16.2%Reduced–
PSLVSprott Physical Silver TrustPHYSICAL SILVER24,480$162.0K0.1%−1,355−5.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF991$163.0K0.1%−3,884−79.7%Reduced–
Global X FDS37954Y475S&P 500 COVERED4,350$166.0K0.1%+25+0.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF4,601$167.0K0.1%−19,162−80.6%Reduced–
ADIAnalog Devices IncStock1,210$169.0K0.1%−68−5.3%ReducedHistory
iShares S&P 500 Value ETF464287408ETF1,348$173.0K0.1%−1,053−43.9%Reduced–
ORealty Income CorpREIT3,009$175.0K0.1%−10,703−78.1%ReducedHistory
GOOGAlphabet Inc.Stock1,850$178.0K0.1%−1,030−35.8%ReducedConverted for a 20-for-1 splitHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD8,118$178.0K0.1%−2,283−21.9%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,541$183.0K0.1%−174−10.1%Reduced–
iShares Tr464288646ISHS 1-5YR INVS3,733$184.0K0.1%−2,514−40.2%Reduced–
WBDWarner Bros. Discovery, Inc.Stock16,893$194.0K0.2%−17,734−51.2%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV1,736$194.0K0.2%+890+105.2%Added–
iShares Tr4642874571 3 YR TREAS BD2,604$211.0K0.2%−2,614−50.1%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF2,295$301.0K0.2%−1,834−44.4%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST3,776$302.0K0.2%−9,942−72.5%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF2,604$352.0K0.3%−13,258−83.6%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF8,357$355.0K0.3%−16,551−66.4%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF18,285$410.0K0.3%−8,288−31.2%Reduced–
ADBEAdobe Inc.Stock1,503$414.0K0.3%−350−18.9%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,966$421.0K0.3%−13,090−86.9%Reduced–
MSFTMicrosoft CorpStock1,861$433.0K0.3%−2,905−61.0%ReducedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,227$443.0K0.4%−3,391−12.3%ReducedHistory
AAPLApple Inc.Stock3,324$459.0K0.4%−5,219−61.1%ReducedHistory
iShares Tr46432F388MSCI USA VALUE6,029$494.0K0.4%−12,192−66.9%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K119,794$511.0K0.4%+220+1.1%Added–
NVDANVIDIA CorpStock4,544$552.0K0.4%−407−8.2%ReducedHistory
BXBlackstone Inc.COM6,719$562.0K0.5%+560+9.1%AddedHistory
PDIPIMCO Dynamic Income FundSHS29,287$568.0K0.5%−7,606−20.6%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD12,931$570.0K0.5%−8,441−39.5%Reduced–
Vanguard Energy ETF92204A306ETF5,903$600.0K0.5%−2,297−28.0%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD37,620$609.0K0.5%+6,163+19.6%Added–
PFEPfizer IncStock14,084$616.0K0.5%+10,744+321.7%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF38,325$640.0K0.5%−50,134−56.7%Reduced–

Sold out since Q2 2022 (324)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 324 by value last quarter.

Positions of Retirement Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr464287234MSCI EMG MKT ETF17,970$721.0K0.3%–
Osi ETF Tr67110P704OSHS GBL INTER28,146$541.0K0.2%–
HONHoneywell International IncCOM2,318$403.0K0.2%History
NOCNorthrop Grumman CorpStock841$402.0K0.2%History
WMWaste Management IncStock2,364$362.0K0.2%History
PCGPG&E CorpStock31,831$318.0K0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH14,695$283.0K0.1%–
Aim ETF Products Trust00888H703ALLIANZIM US EQT11,000$270.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET4,644$190.0K0.1%–
iShares Tr46434V647GLOBAL REIT ETF7,290$174.0K0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF7,586$170.0K0.1%–
KEYKeycorpCOM8,965$154.0K0.1%History
AEEAmeren CorpCOM1,388$125.0K0.1%History
iShares Tr46432F875MRNGSTR INC ETF5,400$107.0K<0.1%–
Aim ETF Products Trust00888H208ALLIANZIM US EQT4,000$101.0K<0.1%–
iShares Tr464287275GBL COMM SVC ETF1,614$99.0K<0.1%–
Aim ETF Products Trust00888H109ALLIANZIM US EQ3,750$99.0K<0.1%–
Global X FDS37950E291GLOBX SUPDV US5,100$99.0K<0.1%–
EMREmerson Electric CoStock1,223$97.0K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF751$97.0K<0.1%–
Columbia ETF Tr I19761L201SUSTNBLE INTL3,299$87.0K<0.1%–
Flagstar Bank, National Association649445103COM9,110$83.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5002,600$74.0K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA2,162$74.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM2,012$72.0K<0.1%History
FTNTFortinet, Inc.Stock1,230$70.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF2,000$69.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV7,100$66.0K<0.1%–
BSTBlackRock Science & Technology TrustSHS1,988$65.0K<0.1%History
MCDMcDonalds CorpStock228$56.0K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF1,337$56.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT509$56.0K<0.1%–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$55.0K<0.1%History
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,008$54.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$53.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,246$53.0K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$53.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME4,075$52.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$50.0K<0.1%–
Vanguard Health Care ETF92204A504ETF200$47.0K<0.1%–
KRKroger CoStock1,000$47.0K<0.1%History
LVSLas Vegas Sands CorpCOM1,310$44.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT1,976$39.0K<0.1%History
MAMastercard IncStock120$38.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$37.0K<0.1%–
AMATApplied Materials IncStock400$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF914$36.0K<0.1%–
iShares Inc464286178US INTL HGH YLD840$34.0K<0.1%–
MDLZMondelez International, Inc.Stock533$33.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF500$30.0K<0.1%–
BECNQxo Building Products, Inc.COM548$28.0K<0.1%History
ABTAbbott LaboratoriesStock269$27.0K<0.1%History
SPDR Series Trust78464A201ST STR SP600GRWO376$27.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF775$26.0K<0.1%–
BIDUBaidu, Inc.ADR167$25.0K<0.1%History
USOUnited States Oil Fund, LPUNITS312$25.0K<0.1%History
UNMUnum GroupStock1,000$24.0K<0.1%History
TMUST-Mobile US, Inc.Stock178$24.0K<0.1%History
iShares Tr464288588MBS ETF244$24.0K<0.1%–
COWNCowen Inc.CL A NEW1,000$24.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM210$23.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD227$23.0K<0.1%–
AMTAmerican Tower CorpREIT86$22.0K<0.1%History
CHTRCharter Communications, Inc.CL A48$22.0K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$22.0K<0.1%–
PRFTPerficient IncCOM236$22.0K<0.1%History
CNCCentene CorpStock252$21.0K<0.1%History
GOLFAcushnet Holdings Corp.COM500$21.0K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$21.0K<0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.0K<0.1%History
ANAutonation, Inc.COM184$21.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock84$20.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX443$20.0K<0.1%–
URIUnited Rentals, Inc.COM83$20.0K<0.1%History
STZConstellation Brands, Inc.Stock80$19.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM32$19.0K<0.1%History
OZKBank OZKCOM500$19.0K<0.1%History
STWDStarwood Property Trust, Inc.COM928$19.0K<0.1%History
CTXSCitrix Systems IncCOM200$19.0K<0.1%History
LINLinde PLCSHS66$19.0K<0.1%History
VFCV F CorpStock410$18.0K<0.1%History
NVSNovartis AGADR213$18.0K<0.1%History
LOWLowes Companies IncStock103$18.0K<0.1%History
PPGPPG Industries IncStock153$17.0K<0.1%History
CORCencora, Inc.Stock122$17.0K<0.1%History
ECLEcolab Inc.Stock113$17.0K<0.1%History
BKNGBooking Holdings Inc.Stock10$17.0K<0.1%History
SHWSherwin Williams CoCOM77$17.0K<0.1%History
iShares Tr464288406MRGSTR MD CP VAL282$17.0K<0.1%–
Schwab Strategic Tr8085247221000 INDEX ETF462$17.0K<0.1%–
CBRECbre Group, Inc.CL A232$17.0K<0.1%History
FSKFS KKR Capital CorpCOM893$17.0K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%–
VMWVmware LLCCL A COM149$17.0K<0.1%History
CBChubb LtdStock80$16.0K<0.1%History
iShares Inc464286392MSCI WORLD ETF150$16.0K<0.1%–
DDTDillard's, Inc.CL A600$16.0K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC598$15.0K<0.1%–
JKHYJack Henry & Associates IncStock77$14.0K<0.1%History
WECWec Energy Group, Inc.Stock136$14.0K<0.1%History