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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
535
−287 vs. Q2 2022
Portfolio value
$124.8M
−$116.3M (−48.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Retirement Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTZMastec IncCOM75$5.00K<0.1%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT200$5.00K<0.1%00.0%UnchangedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%+99New–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$5.00K<0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC166$5.00K<0.1%−674−80.2%Reduced–
DYDycom Industries IncCOM57$5.00K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM600$5.00K<0.1%+600NewHistory
FCELFuelcell Energy IncCOM1,400$5.00K<0.1%−632−31.1%ReducedHistory
Chiron Real Estate Inc.37954A204COM NEW580$5.00K<0.1%00.0%Unchanged–
GTEGran Tierra Energy Inc.COM4,000$5.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT650$5.00K<0.1%−575−46.9%Reduced–
PRPOPrecipio, Inc.COM6,000$5.00K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF29$6.00K<0.1%+21+262.5%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$6.00K<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%−71−50.0%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF100$6.00K<0.1%−5,296−98.1%Reduced–
PANWPalo Alto Networks IncStock36$6.00K<0.1%+3+9.1%AddedConverted for a 3-for-1 splitHistory
CSCOCisco Systems, Inc.Stock157$6.00K<0.1%−815−83.8%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF104$6.00K<0.1%+1+1.0%Added–
ARK Innovation ETF00214Q104ETF159$6.00K<0.1%−446−73.7%Reduced–
GLPIGaming & Leisure Properties, Inc.COM130$6.00K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE108$6.00K<0.1%00.0%Unchanged–
iShares Tr464288570ESG MSCI KLD ETF90$6.00K<0.1%−1,789−95.2%Reduced–
UMHUmh Properties, Inc.COM400$6.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X578EM EX ST-OWNED234$6.00K<0.1%+3+1.3%Added–
iShares Inc464286509MSCI CDA ETF183$6.00K<0.1%−42−18.7%Reduced–
VanEck ETF Trust92189F452MORTGAGE REIT520$6.00K<0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM119$6.00K<0.1%00.0%UnchangedHistory
VERUVeru Inc.COM525$6.00K<0.1%−1,975−79.0%ReducedHistory
CMCSAComcast CorpStock240$7.00K<0.1%−807−77.1%ReducedHistory
CTVACorteva, Inc.Stock119$7.00K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock200$7.00K<0.1%−50−20.0%ReducedHistory
PLUGPlug Power IncStock330$7.00K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF98$7.00K<0.1%+1+1.0%Added–
RQICohen & Steers Quality Income Realty Fund IncCEF580$7.00K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM3,000$7.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT51$7.00K<0.1%+1+2.0%Added–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE190$7.00K<0.1%−7,470−97.5%Reduced–
MPTMedical Properties Trust IncCOM600$7.00K<0.1%+600NewHistory
BNSBank of Nova ScotiaCOM146$7.00K<0.1%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$7.00K<0.1%00.0%UnchangedHistory
XHRXenia Hotels & Resorts, Inc.COM488$7.00K<0.1%00.0%UnchangedHistory
USBUS Bancorp DECOM NEW180$7.00K<0.1%−9,375−98.1%ReducedHistory
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%−470−54.7%Reduced–
DEAEasterly Government Properties, Inc.COM450$7.00K<0.1%00.0%UnchangedHistory
GSKGSK plcSPONSORED ADR243$7.00K<0.1%−561−69.8%ReducedHistory
ARCCAres Capital CorpCEF450$8.00K<0.1%−11−2.4%ReducedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF116$8.00K<0.1%+110+1,833.3%Added–
DVNDevon Energy CorpStock125$8.00K<0.1%−20−13.8%ReducedHistory
BMOBank of MontrealCOM95$8.00K<0.1%+95NewHistory
OHIOmega Healthcare Investors IncCOM281$8.00K<0.1%+5+1.8%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.00K<0.1%00.0%Unchanged–
UTGReaves Utility Income FundCOM SH BEN INT310$8.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$8.00K<0.1%00.0%Unchanged–
iShares Tr464287689RUSSELL 3000 ETF38$8.00K<0.1%00.0%Unchanged–
RFICohen & Steers Total Return Realty Fund IncCOM650$8.00K<0.1%00.0%UnchangedHistory
AVAVAeroVironment IncCOM100$8.00K<0.1%+100NewHistory
IVTInvenTrust Properties Corp.COM NEW391$8.00K<0.1%−2,444−86.2%ReducedHistory
iShares Tr464288273EAFE SML CP ETF166$8.00K<0.1%−418−71.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$8.00K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock205$9.00K<0.1%−1,882−90.2%ReducedHistory
DUKDuke Energy CORPStock100$9.00K<0.1%−11−9.9%ReducedHistory
AEPAmerican Electric Power Co IncStock107$9.00K<0.1%+1+0.9%AddedHistory
RYRoyal Bank of CanadaStock100$9.00K<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock41$9.00K<0.1%−903−95.7%ReducedHistory
TDToronto Dominion BankStock140$9.00K<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD206$9.00K<0.1%+114+123.9%Added–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS415$9.00K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP291$9.00K<0.1%−2,536−89.7%Reduced–
TMToyota Motor CorpADS70$9.00K<0.1%−22−23.9%ReducedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL318$9.00K<0.1%−2,391−88.3%Reduced–
HRBH&R Block IncCOM214$9.00K<0.1%+2+0.9%AddedHistory
iShares Tr464289867CORE 60 BALA ETF200$9.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT74$9.00K<0.1%−105−58.7%Reduced–
UTFCohen & Steers Infrastructure Fund IncCOM370$9.00K<0.1%00.0%UnchangedHistory
SPBSpectrum Brands Holdings, Inc.COM243$9.00K<0.1%−179−42.4%ReducedHistory
Global X FDS37950E127REIT ETF1,240$9.00K<0.1%+22+1.8%Added–
STORStore Capital LLCCOM295$9.00K<0.1%−34−10.3%ReducedHistory
SLBSLB LimitedStock286$10.0K<0.1%−17−5.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF50$10.0K<0.1%−74−59.7%Reduced–
JPMJPMorgan Chase & CoStock100$10.0K<0.1%−51−33.8%ReducedHistory
DISWalt Disney CoStock109$10.0K<0.1%−434−79.9%ReducedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD500$10.0K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr8085246985 10YR CORP BD230$10.0K<0.1%−40−14.8%Reduced–
SPDR Series Trust78464A292ST STR PFD ETF299$10.0K<0.1%−69−18.8%Reduced–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%+326NewHistory
iShares Tr464287150CORE S&P TTL STK122$10.0K<0.1%−356−74.5%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A1,640$10.0K<0.1%−54,140−97.1%ReducedHistory
LACLithium Americas Corp.COM NEW400$10.0K<0.1%−50−11.1%ReducedHistory
SYKStryker CorpStock54$11.0K<0.1%−57−51.4%ReducedHistory
Schwab Fundamental International Small Equity ETF808524748ETF392$11.0K<0.1%00.0%Unchanged–
MMM3M CoStock100$11.0K<0.1%−57−36.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock129$11.0K<0.1%−154−54.4%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD94$11.0K<0.1%−24−20.3%Reduced–
WMBWilliams Companies, Inc.COM385$11.0K<0.1%−400−51.0%ReducedHistory
DALDelta Air Lines, Inc.COM NEW400$11.0K<0.1%−19−4.5%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF82$11.0K<0.1%−142−63.4%Reduced–
NFLXNetflix IncStock51$12.0K<0.1%−286−84.9%ReducedHistory

Sold out since Q2 2022 (324)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 324 by value last quarter.

Positions of Retirement Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr464287234MSCI EMG MKT ETF17,970$721.0K0.3%–
Osi ETF Tr67110P704OSHS GBL INTER28,146$541.0K0.2%–
HONHoneywell International IncCOM2,318$403.0K0.2%History
NOCNorthrop Grumman CorpStock841$402.0K0.2%History
WMWaste Management IncStock2,364$362.0K0.2%History
PCGPG&E CorpStock31,831$318.0K0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH14,695$283.0K0.1%–
Aim ETF Products Trust00888H703ALLIANZIM US EQT11,000$270.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET4,644$190.0K0.1%–
iShares Tr46434V647GLOBAL REIT ETF7,290$174.0K0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF7,586$170.0K0.1%–
KEYKeycorpCOM8,965$154.0K0.1%History
AEEAmeren CorpCOM1,388$125.0K0.1%History
iShares Tr46432F875MRNGSTR INC ETF5,400$107.0K<0.1%–
Aim ETF Products Trust00888H208ALLIANZIM US EQT4,000$101.0K<0.1%–
iShares Tr464287275GBL COMM SVC ETF1,614$99.0K<0.1%–
Aim ETF Products Trust00888H109ALLIANZIM US EQ3,750$99.0K<0.1%–
Global X FDS37950E291GLOBX SUPDV US5,100$99.0K<0.1%–
EMREmerson Electric CoStock1,223$97.0K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF751$97.0K<0.1%–
Columbia ETF Tr I19761L201SUSTNBLE INTL3,299$87.0K<0.1%–
Flagstar Bank, National Association649445103COM9,110$83.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5002,600$74.0K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA2,162$74.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM2,012$72.0K<0.1%History
FTNTFortinet, Inc.Stock1,230$70.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF2,000$69.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV7,100$66.0K<0.1%–
BSTBlackRock Science & Technology TrustSHS1,988$65.0K<0.1%History
MCDMcDonalds CorpStock228$56.0K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF1,337$56.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT509$56.0K<0.1%–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$55.0K<0.1%History
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,008$54.0K<0.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$53.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,246$53.0K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$53.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME4,075$52.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$50.0K<0.1%–
Vanguard Health Care ETF92204A504ETF200$47.0K<0.1%–
KRKroger CoStock1,000$47.0K<0.1%History
LVSLas Vegas Sands CorpCOM1,310$44.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT1,976$39.0K<0.1%History
MAMastercard IncStock120$38.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$37.0K<0.1%–
AMATApplied Materials IncStock400$36.0K<0.1%History
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF914$36.0K<0.1%–
iShares Inc464286178US INTL HGH YLD840$34.0K<0.1%–
MDLZMondelez International, Inc.Stock533$33.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF500$30.0K<0.1%–
BECNQxo Building Products, Inc.COM548$28.0K<0.1%History
ABTAbbott LaboratoriesStock269$27.0K<0.1%History
SPDR Series Trust78464A201ST STR SP600GRWO376$27.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF775$26.0K<0.1%–
BIDUBaidu, Inc.ADR167$25.0K<0.1%History
USOUnited States Oil Fund, LPUNITS312$25.0K<0.1%History
UNMUnum GroupStock1,000$24.0K<0.1%History
TMUST-Mobile US, Inc.Stock178$24.0K<0.1%History
iShares Tr464288588MBS ETF244$24.0K<0.1%–
COWNCowen Inc.CL A NEW1,000$24.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM210$23.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD227$23.0K<0.1%–
AMTAmerican Tower CorpREIT86$22.0K<0.1%History
CHTRCharter Communications, Inc.CL A48$22.0K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$22.0K<0.1%–
PRFTPerficient IncCOM236$22.0K<0.1%History
CNCCentene CorpStock252$21.0K<0.1%History
GOLFAcushnet Holdings Corp.COM500$21.0K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$21.0K<0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.0K<0.1%History
ANAutonation, Inc.COM184$21.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock84$20.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX443$20.0K<0.1%–
URIUnited Rentals, Inc.COM83$20.0K<0.1%History
STZConstellation Brands, Inc.Stock80$19.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM32$19.0K<0.1%History
OZKBank OZKCOM500$19.0K<0.1%History
STWDStarwood Property Trust, Inc.COM928$19.0K<0.1%History
CTXSCitrix Systems IncCOM200$19.0K<0.1%History
LINLinde PLCSHS66$19.0K<0.1%History
VFCV F CorpStock410$18.0K<0.1%History
NVSNovartis AGADR213$18.0K<0.1%History
LOWLowes Companies IncStock103$18.0K<0.1%History
PPGPPG Industries IncStock153$17.0K<0.1%History
CORCencora, Inc.Stock122$17.0K<0.1%History
ECLEcolab Inc.Stock113$17.0K<0.1%History
BKNGBooking Holdings Inc.Stock10$17.0K<0.1%History
SHWSherwin Williams CoCOM77$17.0K<0.1%History
iShares Tr464288406MRGSTR MD CP VAL282$17.0K<0.1%–
Schwab Strategic Tr8085247221000 INDEX ETF462$17.0K<0.1%–
CBRECbre Group, Inc.CL A232$17.0K<0.1%History
FSKFS KKR Capital CorpCOM893$17.0K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY174$17.0K<0.1%–
VMWVmware LLCCL A COM149$17.0K<0.1%History
CBChubb LtdStock80$16.0K<0.1%History
iShares Inc464286392MSCI WORLD ETF150$16.0K<0.1%–
DDTDillard's, Inc.CL A600$16.0K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC598$15.0K<0.1%–
JKHYJack Henry & Associates IncStock77$14.0K<0.1%History
WECWec Energy Group, Inc.Stock136$14.0K<0.1%History