Skip to main content
Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 4, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
822
+2 vs. Q1 2022
Portfolio value
$241.1M
−$16.9M (−6.5%) vs. Q1 2022
Filed
Aug 4, 2022
SEC
Holdings of Retirement Group, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NTAPNetApp, Inc.Stock747$49.0K<0.1%+90+13.7%AddedHistory
iShares Tr464288513IBOXX HI YD ETF663$49.0K<0.1%−914−58.0%Reduced–
Fidelity MSCI Materials Index ETF316092881ETF1,021$50.0K<0.1%−2,980−74.5%Reduced–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM5,985$50.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V167S&P SML600 VAL4,220$50.0K<0.1%−607−12.6%Reduced–
PEPPepsiCo IncStock308$51.0K<0.1%−14−4.3%ReducedHistory
DISWalt Disney CoStock543$51.0K<0.1%−5−0.9%ReducedHistory
Amplify ETF Tr032108847CEF HIGH INCOME4,075$52.0K<0.1%00.0%Unchanged–
iShares S&P Small-Cap 600 Growth ETF464287887ETF500$53.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV1,246$53.0K<0.1%+10+0.8%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$53.0K<0.1%−291−4.1%ReducedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF3,441$53.0K<0.1%−7,323−68.0%Reduced–
CSCOCisco Systems, Inc.Stock972$54.0K<0.1%+4+0.4%AddedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,008$54.0K<0.1%+4+0.4%Added–
Vanguard Star FDS921909768VG TL INTL STK F1,066$55.0K<0.1%+12+1.1%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$55.0K<0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock228$56.0K<0.1%−2−0.9%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF1,337$56.0K<0.1%+675+102.0%Added–
KRGKite Realty Group TrustCOM NEW3,236$56.0K<0.1%00.0%UnchangedHistory
iShares Tr46432F370MSCI USA SZE FT509$56.0K<0.1%+1+0.2%Added–
MUMicron Technology IncStock1,047$58.0K<0.1%+459+78.1%AddedHistory
NFLXNetflix IncStock337$59.0K<0.1%+280+491.2%AddedHistory
KMIKinder Morgan, Inc.Stock3,530$59.0K<0.1%+149+4.4%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT3,273$59.0K<0.1%−9,947−75.2%Reduced–
AVGOBroadcom Inc.Stock212$62.0K<0.1%+22+11.6%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF2,201$62.0K<0.1%−2,272−50.8%Reduced–
Medley Cap Corp58503F502COM1,737$63.0K<0.1%−1,554−47.2%Reduced–
ENBEnbridge IncStock1,535$65.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF1,183$65.0K<0.1%00.0%Unchanged–
BSTBlackRock Science & Technology TrustSHS1,988$65.0K<0.1%+728+57.8%AddedHistory
Global X FDS37950E549GLB X SUPERDIV7,100$66.0K<0.1%00.0%Unchanged–
iShares Tr464289883CORE 30 70 ETF2,000$69.0K<0.1%00.0%Unchanged–
FTNTFortinet, Inc.Stock1,230$70.0K<0.1%+615+100.0%AddedConverted for a 5-for-1 splitHistory
VanEck Morningstar Wide Moat ETF92189F643ETF1,120$71.0K<0.1%−600−34.9%Reduced–
ASOAcademy Sports & Outdoors, Inc.COM2,012$72.0K<0.1%+56+2.9%AddedHistory
EPDEnterprise Products Partners L.P.Stock2,990$73.0K<0.1%+300+11.2%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID1,849$73.0K<0.1%−96−4.9%Reduced–
IVTInvenTrust Properties Corp.COM NEW2,835$73.0K<0.1%+2,444+625.1%AddedHistory
ETF Ser Solutions26922A594AAM S&P 5002,600$74.0K<0.1%00.0%Unchanged–
DBX ETF Tr233051762XTRACK MSCI CHNA2,162$74.0K<0.1%+1,081+100.0%Added–
iShares Semiconductor ETF464287523ETF215$75.0K<0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR1,521$75.0K<0.1%−657−30.2%Reduced–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF800$76.0K<0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A879VAR RATE INVT3,088$76.0K<0.1%−1,147−27.1%Reduced–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW1,519$78.0K<0.1%−128−7.8%Reduced–
iShares Tr464287291GLOBAL TECH ETF1,719$79.0K<0.1%−71−4.0%Reduced–
IRMIron Mountain IncCOM1,642$80.0K<0.1%+8+0.5%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,187$83.0K<0.1%+636+115.4%Added–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL2,709$83.0K<0.1%00.0%Unchanged–
Flagstar Bank, National Association649445103COM9,110$83.0K<0.1%+4,555+100.0%Added–
Columbia ETF Tr I19761L201SUSTNBLE INTL3,299$87.0K<0.1%−859−20.7%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF1,117$88.0K<0.1%−90−7.5%Reduced–
VNOMViper Energy, Inc.COM UNT RP INT3,300$88.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R804ST STR R1K LOWV681$89.0K<0.1%+2+0.3%Added–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW2,030$90.0K<0.1%+3+0.1%Added–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP2,827$93.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF479$94.0K<0.1%+174+57.0%Added–
HGLBHighland Global Allocation FundCOM8,381$94.0K<0.1%00.0%UnchangedHistory
EMREmerson Electric CoStock1,223$97.0K<0.1%+558+83.9%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF751$97.0K<0.1%+164+27.9%Added–
AMDAdvanced Micro Devices IncStock1,287$98.0K<0.1%−7−0.5%ReducedHistory
iShares Tr464287275GBL COMM SVC ETF1,614$99.0K<0.1%+807+100.0%Added–
Aim ETF Products Trust00888H109ALLIANZIM US EQ3,750$99.0K<0.1%00.0%Unchanged–
Global X FDS37950E291GLOBX SUPDV US5,100$99.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV846$100.0K<0.1%+2+0.2%Added–
Aim ETF Products Trust00888H208ALLIANZIM US EQT4,000$101.0K<0.1%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP3,028$104.0K<0.1%+38+1.3%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,514$106.0K<0.1%−118−7.2%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF953$106.0K<0.1%+37+4.0%Added–
iShares Tr46432F875MRNGSTR INC ETF5,400$107.0K<0.1%−9,450−63.6%Reduced–
DOWDow Inc.Stock2,087$108.0K<0.1%+917+78.4%AddedHistory
PMPhilip Morris International Inc.Stock1,094$108.0K<0.1%−69−5.9%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF3,650$110.0K<0.1%−3,282−47.3%Reduced–
USBUS Bancorp DECOM NEW9,555$112.0K<0.1%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED1,404$113.0K<0.1%−74−5.0%Reduced–
JNJJohnson & JohnsonStock640$114.0K<0.1%−23−3.5%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF1,823$114.0K<0.1%−1,646−47.4%Reduced–
GLDSPDR Gold TrustETF682$115.0K<0.1%+50+7.9%AddedHistory
WMTWalmart Inc.Stock950$115.0K<0.1%+20+2.2%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF2,172$115.0K<0.1%+67+3.2%Added–
Vanguard Whitehall FDS921946810INTL DVD ETF1,710$117.0K<0.1%+687+67.2%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF4,364$119.0K<0.1%00.0%Unchanged–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM14,749$124.0K0.1%−6,570−30.8%ReducedHistory
AEEAmeren CorpCOM1,388$125.0K0.1%+394+39.6%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI6,693$127.0K0.1%+82+1.2%Added–
SRSpire IncCOM1,720$128.0K0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN2,652$128.0K0.1%−8,857−77.0%Reduced–
Vanguard Real Estate ETF922908553ETF1,463$133.0K0.1%+2+0.1%Added–
iShares Tr464288570ESG MSCI KLD ETF1,879$135.0K0.1%00.0%Unchanged–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF1,883$136.0K0.1%−935−33.2%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,444$142.0K0.1%−399−14.0%Reduced–
iShares U.S. Medical Devices ETF464288810ETF2,832$143.0K0.1%+3+0.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF2,560$151.0K0.1%+1,174+84.7%Added–
Vanguard Total Bond Market ETF921937835ETF2,000$151.0K0.1%−237−10.6%Reduced–
iShares S&P 500 Growth ETF464287309ETF2,555$154.0K0.1%+1,016+66.0%Added–
KEYKeycorpCOM8,965$154.0K0.1%+4,050+82.4%AddedHistory
Vanguard S&P 500 ETF922908363ETF450$156.0K0.1%+385+592.3%Added–
UNHUnitedHealth Group IncStock323$166.0K0.1%−9−2.7%ReducedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM11,256$169.0K0.1%−683−5.7%ReducedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF7,586$170.0K0.1%−275−3.5%Reduced–

Sold out since Q1 2022 (26)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD55,876$1.47M0.6%History
APTSPreferred Apartment Communities IncCOM18,099$451.0K0.2%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,150$90.0K<0.1%–
iShares Tr46434V266INTERNATIONAL SL725$25.0K<0.1%–
ProShares Tr74348A541HGH YLD INT RATE375$23.0K<0.1%–
iShares Tr46435G268RUSEL 2500 ETF365$23.0K<0.1%–
iShares Core MSCI Total International Stock ETF46432F834ETF335$22.0K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET226$21.0K<0.1%–
DDSDillard's, Inc.CL A600$16.0K<0.1%History
Pacer Trendpilot US Bond ETF69374G642TRENDPILOT US BD350$9.00K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF100$7.00K<0.1%–
FLOWSPX FLOW, Inc.COM71$6.00K<0.1%History
TELLTellurian Inc.COM1,000$5.00K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF76$2.00K<0.1%–
AAAlcoa CorpStock25$2.00K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A95$2.00K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM148$2.00K<0.1%–
OGNOrganon & Co.Stock15$1.00K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL8$1.00K<0.1%–
AZNAstraZeneca PLCSPONSORED ADR10$1.00K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS22$1.00K<0.1%–
VTRSViatris IncStock43$00.0%History
CCChemours CoStock11$00.0%History
SXCSunCoke Energy, Inc.COM50$00.0%History
TYMETyme Technologies, Inc.COM300$00.0%History
CYNCyngn Inc.COM200$00.0%History