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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 4, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
822
+2 vs. Q1 2022
Portfolio value
$241.1M
−$16.9M (−6.5%) vs. Q1 2022
Filed
Aug 4, 2022
SEC
Holdings of Retirement Group, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X FDS37954Y624AUTONMOUS EV ETF100$2.00K<0.1%00.0%Unchanged–
CNQCanadian Natural Resources LtdCOM32$2.00K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM19$2.00K<0.1%00.0%UnchangedHistory
NINisource Inc.COM60$2.00K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT137$2.00K<0.1%+137NewHistory
DNPDNP Select Income Fund IncCOM195$2.00K<0.1%00.0%UnchangedHistory
RHRHCOM10$2.00K<0.1%+5+100.0%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX26$2.00K<0.1%+13+100.0%Added–
ISRGIntuitive Surgical IncCOM NEW9$2.00K<0.1%+4+80.0%AddedHistory
EPAMEPAM Systems, Inc.COM6$2.00K<0.1%+3+100.0%AddedHistory
ZVRAZevra Therapeutics, Inc.COM NEW400$2.00K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%00.0%Unchanged–
AGRAvangrid, Inc.COM34$2.00K<0.1%00.0%UnchangedHistory
INSGInseego Corp.COM1,000$2.00K<0.1%00.0%UnchangedHistory
iShares Tr464289123NEW ZEALAND ETF52$2.00K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM100$2.00K<0.1%+100NewHistory
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%+10NewHistory
ASTRAstra Space, Inc.Common Stock1,600$2.00K<0.1%+1,000+166.7%AddedHistory
RKLBRocket Lab CorpCOM500$2.00K<0.1%+200+66.7%AddedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%00.0%Unchanged–
RGRSturm Ruger & Co IncStock54$3.00K<0.1%+27+100.0%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF33$3.00K<0.1%00.0%Unchanged–
CICigna GroupStock12$3.00K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock40$3.00K<0.1%00.0%UnchangedHistory
CEGConstellation Energy CorpStock55$3.00K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock50$3.00K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock38$3.00K<0.1%+19+100.0%AddedHistory
GFSGLOBALFOUNDRIES Inc.Stock80$3.00K<0.1%+40+100.0%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF82$3.00K<0.1%00.0%Unchanged–
HRZNHorizon Technology Finance CorpCOM262$3.00K<0.1%+131+100.0%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF108$3.00K<0.1%00.0%Unchanged–
GBDCGolub Capital BDC, Inc.COM242$3.00K<0.1%+121+100.0%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND35$3.00K<0.1%00.0%Unchanged–
RMBSRambus IncCOM155$3.00K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%−300−60.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$3.00K<0.1%00.0%Unchanged–
APOApollo Global Management, Inc.COM62$3.00K<0.1%+31+100.0%AddedHistory
NEONeogenomics IncCOM NEW320$3.00K<0.1%00.0%UnchangedHistory
DARDarling Ingredients Inc.COM58$3.00K<0.1%+29+100.0%AddedHistory
iShares Inc464286103MSCI AUST ETF151$3.00K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION15$3.00K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X511YIELD ENHANCD US74$3.00K<0.1%−4,500−98.4%Reduced–
iShares Tr46434V878ULTRA SHORT DUR75$3.00K<0.1%00.0%Unchanged–
IOVAIovance Biotherapeutics, Inc.COM250$3.00K<0.1%−4,100−94.3%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM200$3.00K<0.1%+100+100.0%AddedHistory
ALSumisho Air Lease CorpCL A47$3.00K<0.1%00.0%UnchangedHistory
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/9999313$3.00K<0.1%00.0%UnchangedHistory
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
SIRISirius XM Holdings Inc.COM500$3.00K<0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM50$3.00K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM10,000$3.00K<0.1%+10,000NewHistory
GSGoldman Sachs Group IncStock14$4.00K<0.1%+14NewHistory
iShares S&P 100 ETF464287101ETF22$4.00K<0.1%+22New–
TSMTaiwan Semiconductor Manufacturing Co LtdADR49$4.00K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock19$4.00K<0.1%00.0%UnchangedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF28$4.00K<0.1%+28New–
iShares Core S&P U.S. Growth ETF464287671ETF45$4.00K<0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF60$4.00K<0.1%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock46$4.00K<0.1%+23+100.0%AddedHistory
FICOFair Isaac CorpCOM10$4.00K<0.1%+5+100.0%AddedHistory
iShares Tr46432F859CORE 1 5 YR USD92$4.00K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH13$4.00K<0.1%00.0%Unchanged–
iShares Inc464286285JP MRGN EM HI BD120$4.00K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$4.00K<0.1%00.0%Unchanged–
IGRCbre Global Real Estate Income FundCOM540$4.00K<0.1%+270+100.0%AddedHistory
EAElectronic Arts Inc.COM31$4.00K<0.1%+4+14.8%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF126$4.00K<0.1%+2+1.6%Added–
SPDR Series Trust78464A755ST STR SP METAL85$4.00K<0.1%00.0%Unchanged–
MPWRMonolithic Power Systems, Inc.COM10$4.00K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM46$4.00K<0.1%+23+100.0%AddedHistory
LEALear CorpCOM NEW120$4.00K<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS53$4.00K<0.1%+21+65.6%AddedHistory
ABRArbor Realty Trust IncCOM300$4.00K<0.1%+300NewHistory
ATVIActivision Blizzard, Inc.COM54$4.00K<0.1%+27+100.0%AddedHistory
OCSLOaktree Specialty Lending CorpCOM662$4.00K<0.1%+331+100.0%AddedHistory
XUnited States Steel CorpCOM200$4.00K<0.1%−400−66.7%ReducedHistory
WRKWestRock CoCOM100$4.00K<0.1%+100NewHistory
INDOIndonesia Energy Corp LtdORD SHS550$4.00K<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock27$5.00K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock100$5.00K<0.1%00.0%UnchangedHistory
Schwab International Small-Cap Equity ETF808524888ETF176$5.00K<0.1%00.0%Unchanged–
NIONIO Inc.ADR238$5.00K<0.1%−150−38.7%ReducedHistory
PANWPalo Alto Networks IncStock11$5.00K<0.1%+5+83.3%AddedHistory
PLUGPlug Power IncStock330$5.00K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR351$5.00K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock46$5.00K<0.1%+13+39.4%AddedHistory
iShares Inc464286426MSCI EM ASIA ETF70$5.00K<0.1%+70New–
MTZMastec IncCOM75$5.00K<0.1%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT200$5.00K<0.1%+200NewHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$5.00K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$5.00K<0.1%00.0%Unchanged–
PENPenumbra IncCOM40$5.00K<0.1%00.0%UnchangedHistory
DYDycom Industries IncCOM57$5.00K<0.1%00.0%UnchangedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS240$5.00K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM874$5.00K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM4,000$5.00K<0.1%00.0%UnchangedHistory

Sold out since Q1 2022 (26)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD55,876$1.47M0.6%History
APTSPreferred Apartment Communities IncCOM18,099$451.0K0.2%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,150$90.0K<0.1%–
iShares Tr46434V266INTERNATIONAL SL725$25.0K<0.1%–
ProShares Tr74348A541HGH YLD INT RATE375$23.0K<0.1%–
iShares Tr46435G268RUSEL 2500 ETF365$23.0K<0.1%–
iShares Core MSCI Total International Stock ETF46432F834ETF335$22.0K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET226$21.0K<0.1%–
DDSDillard's, Inc.CL A600$16.0K<0.1%History
Pacer Trendpilot US Bond ETF69374G642TRENDPILOT US BD350$9.00K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF100$7.00K<0.1%–
FLOWSPX FLOW, Inc.COM71$6.00K<0.1%History
TELLTellurian Inc.COM1,000$5.00K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF76$2.00K<0.1%–
AAAlcoa CorpStock25$2.00K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A95$2.00K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM148$2.00K<0.1%–
OGNOrganon & Co.Stock15$1.00K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL8$1.00K<0.1%–
AZNAstraZeneca PLCSPONSORED ADR10$1.00K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS22$1.00K<0.1%–
VTRSViatris IncStock43$00.0%History
CCChemours CoStock11$00.0%History
SXCSunCoke Energy, Inc.COM50$00.0%History
TYMETyme Technologies, Inc.COM300$00.0%History
CYNCyngn Inc.COM200$00.0%History