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Livermore
Livermore
ZHEN

Winthrop Advisory Group LLC

SEC CIK
0001739043
Latest filing
Jul 17, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 3, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
127
−7 vs. Q2 2023
Portfolio value
$609.1M
−$14.2M (−2.3%) vs. Q2 2023
Filed
Nov 3, 2023
SEC
Holdings of Winthrop Advisory Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZVSAZyVersa Therapeutics, Inc.COM13,361$1.73K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM10,000$6.00K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW10,255$9.43K<0.1%00.0%UnchangedHistory
NCPLNetcapital Inc.COM91,199$37.4K<0.1%00.0%UnchangedHistory
SEATVivid Seats Inc.COM CL A25,000$160.5K<0.1%00.0%UnchangedHistory
TAT&T Inc.Stock11,142$167.3K<0.1%−2,435−17.9%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,984$202.3K<0.1%00.0%Unchanged–
NFLXNetflix IncStock538$203.1K<0.1%−48−8.2%ReducedHistory
VRSKVerisk Analytics, Inc.COM891$210.6K<0.1%−7−0.8%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,339$213.5K<0.1%+64+5.0%Added–
SONSonoco Products CoCOM4,000$217.4K<0.1%−165−4.0%ReducedHistory
FSKFS KKR Capital CorpCOM10,661$218.3K<0.1%+274+2.6%AddedHistory
KOCoca Cola CoStock3,909$220.6K<0.1%+8+0.2%AddedHistory
ABTAbbott LaboratoriesStock2,304$223.1K<0.1%−147−6.0%ReducedHistory
LYVLive Nation Entertainment, Inc.COM2,727$226.4K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,196$233.9K<0.1%+1,196New–
EWEdwards Lifesciences CorpStock3,426$237.4K<0.1%−161−4.5%ReducedHistory
LOWLowes Companies IncStock1,143$237.5K<0.1%+1,143NewHistory
AMATApplied Materials IncStock1,732$239.8K<0.1%−38−2.1%ReducedHistory
RTXRTX CorpStock3,358$241.7K<0.1%−151−4.3%ReducedHistory
HUBSHubSpot IncCOM491$241.8K<0.1%−20−3.9%ReducedHistory
SHOPShopify Inc.Stock4,440$242.3K<0.1%−100−2.2%ReducedHistory
DKNGDraftKings Inc.Stock8,303$244.4K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock4,317$250.5K<0.1%−52−1.2%ReducedHistory
iShares S&P 500 Value ETF464287408ETF1,634$252.7K<0.1%−99−5.7%Reduced–
J P Morgan Exchange Traded F46641Q118SMALL & MID CAP5,398$261.5K<0.1%−2,991−35.7%Reduced–
SYYSysco CorpStock3,972$262.3K<0.1%−26−0.7%ReducedHistory
CVSCVS Health CorpStock3,834$267.7K<0.1%−29−0.8%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF2,651$272.7K<0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock484$273.5K<0.1%−27−5.3%ReducedHistory
CMCSAComcast CorpStock6,316$280.1K<0.1%−639−9.2%ReducedHistory
iShares Tr464288687PFD AND INCM SEC9,295$280.2K<0.1%00.0%Unchanged–
NOWServiceNow, Inc.Stock539$301.3K<0.1%−20−3.6%ReducedHistory
PLTRPalantir Technologies Inc.Stock19,371$309.9K0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1947$318.1K0.1%+1+0.1%AddedHistory
VZVerizon Communications IncStock10,512$340.7K0.1%+722+7.4%AddedHistory
iShares Tr464288257MSCI ACWI ETF3,759$347.2K0.1%+311+9.0%Added–
HONHoneywell International IncCOM1,884$348.0K0.1%+31+1.7%AddedHistory
UPSUnited Parcel Service IncStock2,340$364.7K0.1%−243−9.4%ReducedHistory
INTUIntuit Inc.Stock720$367.7K0.1%−111−13.4%ReducedHistory
BABoeing CoStock1,956$374.9K0.1%−135−6.5%ReducedHistory
CRMSalesforce, Inc.Stock1,896$384.5K0.1%−183−8.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF4,190$397.2K0.1%+26+0.6%Added–
GLDSPDR Gold TrustETF2,354$403.5K0.1%+41+1.8%AddedHistory
XOMExxonMobil Holdings CorpCOM3,531$415.2K0.1%−121−3.3%ReducedHistory
ORCLOracle CorpStock3,947$418.1K0.1%−312−7.3%ReducedHistory
EMREmerson Electric CoStock4,365$421.5K0.1%−6−0.1%ReducedHistory
CICigna GroupStock1,494$427.3K0.1%+6+0.4%AddedHistory
iShares Russell 2000 ETF464287655ETF2,442$433.6K0.1%+10.0%Added–
TTTrane Technologies plcSHS2,213$449.0K0.1%−85−3.7%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,818$461.9K0.1%−65−2.3%Reduced–
Vanguard Real Estate ETF922908553ETF6,049$462.0K0.1%−590−8.9%Reduced–
MKLMarkel Group Inc.COM327$481.5K0.1%00.0%UnchangedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK90,149$488.6K0.1%−52,044−36.6%ReducedHistory
CSCOCisco Systems, Inc.Stock9,091$488.7K0.1%−18−0.2%ReducedHistory
LUVSouthwest Airlines CoCOM18,155$491.4K0.1%+13+0.1%AddedHistory
KLACKLA CorpCOM NEW1,082$496.3K0.1%+4+0.4%AddedHistory
CATCaterpillar IncStock1,876$512.3K0.1%−121−6.1%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,906$519.1K0.1%−285−13.0%Reduced–
ADBEAdobe Inc.Stock1,038$529.3K0.1%−38−3.5%ReducedHistory
ABBVAbbVie Inc.Stock3,562$531.0K0.1%+124+3.6%AddedHistory
ACNAccenture plcStock1,774$544.7K0.1%−43−2.4%ReducedHistory
SGENSeagen Inc.COM2,598$551.2K0.1%00.0%UnchangedHistory
PFEPfizer IncStock16,809$557.5K0.1%−856−4.8%ReducedHistory
UNHUnitedHealth Group IncStock1,120$564.7K0.1%+1+0.1%AddedHistory
CVXChevron CorpStock3,627$611.6K0.1%−18−0.5%ReducedHistory
ARK Innovation ETF00214Q104ETF16,836$667.9K0.1%−29,587−63.7%Reduced–
iShares Russell Midcap ETF464287499ETF9,691$674.3K0.1%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF6,846$707.3K0.1%+89+1.3%Added–
IBMInternational Business Machines CorpStock5,178$726.4K0.1%+58+1.1%AddedHistory
SBUXStarbucks CorpStock8,121$741.2K0.1%−531−6.1%ReducedHistory
MCDMcDonalds CorpStock2,830$745.4K0.1%+14+0.5%AddedHistory
BACBank of America CorpStock28,187$771.8K0.1%−417−1.5%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF6,469$892.3K0.1%+88+1.4%Added–
MRKMerck & Co., Inc.Stock8,928$925.7K0.2%−1,066−10.7%ReducedHistory
MAMastercard IncStock2,390$946.1K0.2%00.0%UnchangedHistory
LLYEli Lilly & CoStock1,765$948.0K0.2%−56−3.1%ReducedHistory
iShares Select Dividend ETF464287168ETF8,912$972.4K0.2%−290−3.2%Reduced–
PEPPepsiCo IncStock6,402$1.08M0.2%−45−0.7%ReducedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK50,293$1.14M0.2%+276+0.6%AddedHistory
NVDANVIDIA CorpStock2,727$1.19M0.2%+123+4.7%AddedHistory
DISWalt Disney CoStock14,930$1.21M0.2%+1,036+7.5%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF27,349$1.27M0.2%+27+0.1%Added–
Vanguard S&P 500 ETF922908363ETF3,356$1.32M0.2%−35−1.0%Reduced–
METAMeta Platforms, Inc.Stock4,422$1.33M0.2%+55+1.3%AddedHistory
WMTWalmart Inc.Stock8,474$1.36M0.2%−46−0.5%ReducedHistory
JNJJohnson & JohnsonStock8,872$1.38M0.2%−37−0.4%ReducedHistory
iShares Tr464288802ESG OPTIMIZED15,788$1.43M0.2%−492−3.0%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF31,562$1.50M0.2%+2,409+8.3%Added–
VVisa Inc.Stock6,564$1.51M0.2%+79+1.2%AddedHistory
PGProcter & Gamble CoStock10,366$1.51M0.2%−348−3.2%ReducedHistory
TSLATesla, Inc.Stock6,351$1.59M0.3%+32+0.5%AddedHistory
JPMJPMorgan Chase & CoStock11,209$1.63M0.3%+50+0.4%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF32,676$1.94M0.3%+417+1.3%Added–
GOOGAlphabet Inc.Stock16,134$2.13M0.3%−138−0.8%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF13,994$2.14M0.4%+137+1.0%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF4,945$2.27M0.4%−49−1.0%ReducedHistory
GOOGLAlphabet Inc.Stock19,665$2.57M0.4%−200−1.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF16,858$2.63M0.4%+828+5.2%Added–
BRK.BBerkshire Hathaway IncStock7,587$2.66M0.4%−524−6.5%ReducedHistory

Sold out since Q2 2023 (9)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Winthrop Advisory Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr46434V381FUTU EXPO TE ETF23,798$1.32M0.2%–
WMWaste Management IncStock1,286$223.1K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF3,795$222.4K<0.1%–
MSMorgan StanleyStock2,523$215.5K<0.1%History
AVGOBroadcom Inc.Stock247$214.9K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF913$209.8K<0.1%–
State Street Financial Select Sector SPDR ETF81369Y605ETF6,120$206.3K<0.1%–
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,711$201.5K<0.1%–
LLoews CorpCOM1,105––History