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Livermore
Livermore
ZHEN

SWS Partners

SEC CIK
0001731731
Latest filing
Aug 3, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
115
+2 vs. Q2 2023
Portfolio value
$270.5M
−$6.73M (−2.4%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of SWS Partners in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF39,475$17.0M6.3%+331+0.8%Added–
Schwab International Equity ETF808524805ETF463,194$15.7M5.8%+18,401+4.1%Added–
Schwab U.S. Large-Cap ETF808524201ETF197,218$9.98M3.7%+3,321+1.7%Added–
Schwab Intermediate-Term US Treasury ETF808524854ETF169,555$8.13M3.0%+8,309+5.2%Added–
iShares Core S&P Mid-Cap ETF464287507ETF27,272$6.80M2.5%+272+1.0%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF192,846$6.76M2.5%+5,739+3.1%Added–
iShares Core S&P Small Cap ETF464287804ETF47,726$4.50M1.7%+1,379+3.0%Added–
GOOGLAlphabet Inc.Stock32,676$4.28M1.6%+196+0.6%AddedHistory
iShares Tr464288414NATIONAL MUN ETF41,010$4.21M1.6%+6,976+20.5%Added–
UBERUber Technologies, IncStock90,245$4.15M1.5%−10,879−10.8%ReducedHistory
INTCIntel CorpStock114,301$4.06M1.5%+22,203+24.1%AddedHistory
NTRANatera, Inc.COM88,204$3.90M1.4%+8,748+11.0%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF88,235$3.86M1.4%+4,178+5.0%Added–
ACNAccenture plcStock11,852$3.64M1.3%−396−3.2%ReducedHistory
PCTPureCycle Technologies, Inc.COM622,905$3.49M1.3%+108,837+21.2%AddedHistory
STZConstellation Brands, Inc.Stock13,883$3.49M1.3%+6,836+97.0%AddedHistory
AMBAAmbarella IncSHS65,284$3.46M1.3%+9,796+17.7%AddedHistory
JPMJPMorgan Chase & CoStock23,300$3.38M1.2%+47+0.2%AddedHistory
PSXPhillips 66Stock28,111$3.38M1.2%−3,052−9.8%ReducedHistory
MPCMarathon Petroleum CorpStock22,111$3.35M1.2%−3,647−14.2%ReducedHistory
METMetlife IncStock52,476$3.30M1.2%−1,178−2.2%ReducedHistory
AMZNAmazon Com IncStock25,826$3.28M1.2%+84+0.3%AddedHistory
TPRTapestry, Inc.COM110,745$3.18M1.2%+35,503+47.2%AddedHistory
NETCloudflare, Inc.CL A COM49,936$3.15M1.2%+308+0.6%AddedHistory
ETNEaton Corp plcStock14,706$3.14M1.2%−811−5.2%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF99,108$3.12M1.2%+2,179+2.2%Added–
WRKWestRock CoCOM86,427$3.09M1.1%−14,017−14.0%ReducedHistory
TWLOTwilio IncCL A51,093$2.99M1.1%+8,846+20.9%AddedHistory
FNFFidelity National Financial, Inc.COM SHS72,201$2.98M1.1%−7,868−9.8%ReducedHistory
WFCWells Fargo & CompanyStock72,317$2.95M1.1%+4,741+7.0%AddedHistory
BLKBlackRock, Inc.COM4,552$2.94M1.1%+206+4.7%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF48,335$2.90M1.1%+1,616+3.5%Added–
LYBLyondellBasell Industries N.V.SHS - A -29,525$2.80M1.0%−1,887−6.0%ReducedHistory
UPSUnited Parcel Service IncStock17,698$2.76M1.0%+163+0.9%AddedHistory
PINSPinterest, Inc.CL A101,883$2.75M1.0%+8,482+9.1%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD61,533$2.69M1.0%−4,371−6.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF25,246$2.61M1.0%−202−0.8%Reduced–
METAMeta Platforms, Inc.Stock8,646$2.60M1.0%+50+0.6%AddedHistory
ABBVAbbVie Inc.Stock17,388$2.59M1.0%−2,664−13.3%ReducedHistory
ABTAbbott LaboratoriesStock26,078$2.53M0.9%+3,191+13.9%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF64,236$2.52M0.9%+4,392+7.3%Added–
UNHUnitedHealth Group IncStock4,768$2.40M0.9%−1,752−26.9%ReducedHistory
SNOWSnowflake Inc.Stock15,606$2.38M0.9%+87+0.6%AddedHistory
NVDANVIDIA CorpStock5,348$2.33M0.9%+10.0%AddedHistory
RHRHCOM8,784$2.32M0.9%+1,489+20.4%AddedHistory
MRKMerck & Co., Inc.Stock22,394$2.31M0.9%+1,492+7.1%AddedHistory
PFEPfizer IncStock69,103$2.29M0.8%−222−0.3%ReducedHistory
DBX ETF Tr233051630XTRACK MSCI EAFE100,957$2.28M0.8%+273+0.3%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF25,224$2.28M0.8%−3,261−11.4%Reduced–
Schwab U.S. REIT ETF808524847ETF128,098$2.27M0.8%+8,424+7.0%Added–
Global X FDS37954Y657US PFD ETF120,747$2.27M0.8%+120,747New–
iShares Tr46435U853BROAD USD HIGH65,377$2.27M0.8%+280.0%Added–
iShares Tr464288638ISHS 5-10YR INVT46,434$2.26M0.8%+892+2.0%Added–
DUKDuke Energy CORPStock23,596$2.08M0.8%−798−3.3%ReducedHistory
KMBKimberly Clark CorpStock17,083$2.06M0.8%+1,721+11.2%AddedHistory
MDLZMondelez International, Inc.Stock29,694$2.06M0.8%+2,285+8.3%AddedHistory
EDConsolidated Edison IncStock23,991$2.05M0.8%+23,991NewHistory
GPCGenuine Parts CoStock13,776$1.99M0.7%+652+5.0%AddedHistory
MRVLMarvell Technology, Inc.COM36,736$1.99M0.7%−4,744−11.4%ReducedHistory
NOWServiceNow, Inc.Stock3,521$1.97M0.7%+18+0.5%AddedHistory
PYPLPayPal Holdings, Inc.Stock32,970$1.93M0.7%+208+0.6%AddedHistory
LAMRLamar Advertising CoREIT22,596$1.89M0.7%+2,892+14.7%AddedHistory
AMTAmerican Tower CorpREIT11,193$1.84M0.7%+1,018+10.0%AddedHistory
MPMP Materials Corp.COM CL A95,643$1.83M0.7%+3,867+4.2%AddedHistory
CTSHCognizant Technology Solutions CorpCL A26,180$1.77M0.7%−2,025−7.2%ReducedHistory
MTCHMatch Group, Inc.COM44,926$1.76M0.7%+13,644+43.6%AddedHistory
GLWCorning IncCOM56,905$1.73M0.6%+4,384+8.3%AddedHistory
CSCOCisco Systems, Inc.Stock31,021$1.67M0.6%+65+0.2%AddedHistory
CMCSAComcast CorpStock37,472$1.66M0.6%−1,560−4.0%ReducedHistory
VRTXVertex Pharmaceuticals IncStock4,474$1.56M0.6%−1,114−19.9%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM53,038$1.52M0.6%+10,894+25.8%AddedHistory
SHOPShopify Inc.Stock27,626$1.51M0.6%+167+0.6%AddedHistory
MTNVail Resorts IncCOM6,437$1.43M0.5%−193−2.9%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF21,023$1.42M0.5%+2,882+15.9%Added–
AMATApplied Materials IncStock10,264$1.42M0.5%+61+0.6%AddedHistory
OKTAOkta, Inc.CL A16,992$1.39M0.5%+16,992NewHistory
GHGuardant Health, Inc.COM46,695$1.38M0.5%+2,663+6.0%AddedHistory
TEAMAtlassian CorpCL A6,452$1.30M0.5%+40+0.6%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF19,210$1.19M0.4%+19,210New–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS20,787$1.19M0.4%−1,475−6.6%Reduced–
SPDR Series Trust78464A292ST STR PFD ETF33,625$1.09M0.4%+164+0.5%Added–
CIENCiena CorpCOM NEW22,236$1.05M0.4%+4,450+25.0%AddedHistory
WDAYWorkday, Inc.CL A4,785$1.03M0.4%+27+0.6%AddedHistory
VCVisteon CorpCOM NEW7,391$1.02M0.4%+37+0.5%AddedHistory
ISRGIntuitive Surgical IncCOM NEW3,437$1.00M0.4%+18+0.5%AddedHistory
NFLXNetflix IncStock2,619$988.9K0.4%−619−19.1%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF11,411$807.4K0.3%00.0%Unchanged–
LIILennox International IncCOM2,094$784.1K0.3%−2,671−56.1%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF16,366$729.8K0.3%−269−1.6%Reduced–
MSFTMicrosoft CorpStock2,307$728.3K0.3%+24+1.1%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF17,406$721.0K0.3%+2,630+17.8%Added–
ETSYEtsy IncCOM10,847$700.5K0.3%+65+0.6%AddedHistory
AAPLApple Inc.Stock3,555$608.7K0.2%−51−1.4%ReducedHistory
Vanguard Real Estate ETF922908553ETF7,883$596.4K0.2%+11+0.1%Added–
ANETArista Networks, Inc.COM3,045$560.1K0.2%+30+1.0%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF23,191$555.2K0.2%−50−0.2%Reduced–
XYZBlock, Inc.CL A11,844$524.2K0.2%+80+0.7%AddedHistory
VanEck Semiconductor ETF92189F676ETF3,540$513.2K0.2%00.0%Unchanged–
iShares Tr464288588MBS ETF5,688$505.1K0.2%00.0%Unchanged–
iShares Tr464288513IBOXX HI YD ETF5,491$404.8K0.1%+352+6.8%Added–

Sold out since Q2 2023 (5)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of SWS Partners sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco Exch Traded FD Tr II46138E511PFD ETF204,340$2.32M0.8%–
DDominion Energy, IncStock41,648$2.16M0.8%History
KOCoca Cola CoStock35,267$2.14M0.8%History
NEWRNew Relic, Inc.COM25,719$1.68M0.6%History
Pacer Trendpilot US Large Cap ETF69374H105ETF4,962$204.9K0.1%–