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Livermore
Livermore
ZHEN

Claybrook Capital, LLC

SEC CIK
0001729848
Latest filing
Oct 24, 2023

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 18, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
129
0 vs. Q1 2022
Portfolio value
$169.3M
−$32.6M (−16.1%) vs. Q1 2022
Filed
Jul 18, 2022
SEC
Holdings of Claybrook Capital, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF37,370$14.1M8.3%+104+0.3%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM792,367$8.76M5.2%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF23,726$6.65M3.9%+22+0.1%Added–
NANNuveen New York Quality Municipal Income FundCOM486,078$5.70M3.4%00.0%UnchangedHistory
EPRTEssential Properties Realty Trust, Inc.COM217,923$4.68M2.8%+85,511+64.6%AddedHistory
MOAltria Group, Inc.Stock105,926$4.42M2.6%+700+0.7%AddedHistory
AMZNAmazon Com IncStock37,470$3.98M2.4%+250+0.7%AddedConverted for a 20-for-1 splitHistory
MYNBlackRock Muniyield New York Quality Fund, Inc.COM348,250$3.72M2.2%+14,140+4.2%AddedHistory
BRK.BBerkshire Hathaway IncStock13,146$3.59M2.1%00.0%UnchangedHistory
PNFPIMCO New York Municipal Income FundCOM397,400$3.37M2.0%+10,913+2.8%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM292,141$3.21M1.9%+13,580+4.9%AddedHistory
MSFTMicrosoft CorpStock12,480$3.21M1.9%−100−0.8%ReducedHistory
PMLPIMCO Municipal Income Fund IICOM280,187$3.01M1.8%+11,730+4.4%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM248,583$2.92M1.7%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF29,928$2.55M1.5%+31+0.1%Added–
IQIInvesco Quality Municipal Income TrustCOM244,543$2.50M1.5%00.0%UnchangedHistory
PNIPIMCO New York Municipal Income Fund IICOM281,593$2.46M1.5%+13,880+5.2%AddedHistory
KREFKKR Real Estate Finance Trust Inc.COM134,921$2.35M1.4%+25,775+23.6%AddedHistory
MVFBlackRock Munivest Fund, Inc.COM312,220$2.33M1.4%+20,670+7.1%AddedHistory
STWDStarwood Property Trust, Inc.COM110,882$2.32M1.4%+24,145+27.8%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF35,300$2.25M1.3%−250−0.7%Reduced–
NVGNuveen AMT-Free Municipal Credit Income FundCEF160,147$2.10M1.2%+16,250+11.3%AddedHistory
BDXBecton Dickinson & CoStock8,225$2.03M1.2%00.0%UnchangedHistory
FSKFS KKR Capital CorpCOM102,814$2.00M1.2%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT148,183$1.86M1.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM241,450$1.85M1.1%+33,120+15.9%AddedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM170,381$1.83M1.1%00.0%UnchangedHistory
AAPLApple Inc.Stock13,321$1.82M1.1%+10.0%AddedHistory
BABoeing CoStock13,300$1.82M1.1%+100+0.8%AddedHistory
LADRLadder Capital CorpCL A170,934$1.80M1.1%+82,585+93.5%AddedHistory
KMIKinder Morgan, Inc.Stock104,000$1.74M1.0%00.0%UnchangedHistory
APDAir Products & Chemicals, Inc.Stock7,025$1.69M1.0%00.0%UnchangedHistory
GLDSPDR Gold TrustETF9,695$1.63M1.0%00.0%UnchangedHistory
GFFGriffon CorpCOM56,551$1.58M0.9%00.0%UnchangedHistory
OCSLOaktree Specialty Lending CorpCOM235,575$1.54M0.9%+28,650+13.8%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN154,500$1.54M0.9%00.0%UnchangedHistory
First Trust Cloud Computing ETF33734X192ETF22,604$1.49M0.9%+60.0%Added–
XFLTXAI Floating Rate & Alternative Income TrustCOM197,768$1.38M0.8%+56,635+40.1%AddedHistory
RCReady Capital CorpCOM113,299$1.35M0.8%00.0%UnchangedHistory
CMUMFS High Yield Municipal TrustSH BEN INT382,584$1.28M0.8%00.0%UnchangedHistory
MMM3M CoStock9,800$1.27M0.7%+9,800NewHistory
Paramount Global92556H206CL B50,898$1.26M0.7%00.0%Unchanged–
ARIApollo Commercial Real Estate Finance, Inc.COM114,575$1.20M0.7%00.0%UnchangedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM88,770$1.13M0.7%+7,820+9.7%AddedHistory
Listed FDS Tr53656F599SWAN HEDGED EQTY66,000$1.13M0.7%−17,000−20.5%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF26,227$1.07M0.6%+328+1.3%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF25,474$1.06M0.6%+171+0.7%Added–
COPConocoPhillipsStock11,800$1.06M0.6%−7,600−39.2%ReducedHistory
Global X FDS37954Y780INTERNET OF THNG37,693$969.0K0.6%00.0%Unchanged–
BRMKBroadmark Realty Capital Inc.COM140,772$945.0K0.6%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock422$920.0K0.5%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock417$912.0K0.5%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF53,750$887.0K0.5%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10038,089$887.0K0.5%+58+0.2%Added–
CRMSalesforce, Inc.Stock5,345$882.0K0.5%−5,000−48.3%ReducedHistory
Alps ETF Tr00162Q478DISRUPTIVE TECH26,405$877.0K0.5%00.0%Unchanged–
VanEck ETF Trust92189F411BDC INCOME ETF57,498$868.0K0.5%00.0%Unchanged–
Etfis Ser Tr I26923G822VIRTUS INFRCAP40,660$858.0K0.5%+11,820+41.0%Added–
EARNEllington Credit CoCOM SHS BEN INT112,361$839.0K0.5%00.0%UnchangedHistory
PNNTPennantpark Investment CorpCOM134,312$830.0K0.5%00.0%UnchangedHistory
GSBDGoldman Sachs BDC, Inc.SHS47,200$793.0K0.5%00.0%UnchangedHistory
ACREAres Commercial Real Estate CorpCOM63,925$782.0K0.5%00.0%UnchangedHistory
PDIPIMCO Dynamic Income FundSHS37,383$780.0K0.5%00.0%UnchangedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT70,821$780.0K0.5%00.0%Unchanged–
BXMTBlackstone Mortgage Trust, Inc.COM CL A27,943$773.0K0.5%00.0%UnchangedHistory
PFEPfizer IncStock14,635$767.0K0.5%−50−0.3%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM58,810$757.0K0.4%+9,650+19.6%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF9,600$737.0K0.4%+2,000+26.3%Added–
GPMTGranite Point Mortgage Trust Inc.COM STK75,760$725.0K0.4%00.0%UnchangedHistory
ARCCAres Capital CorpCEF38,832$696.0K0.4%00.0%UnchangedHistory
DXDynex Capital IncCOM42,670$679.0K0.4%00.0%UnchangedHistory
LGOLargo Inc.COMMON STOCK99,295$679.0K0.4%00.0%UnchangedHistory
HESHess CorpStock6,000$636.0K0.4%00.0%UnchangedHistory
VZVerizon Communications IncStock12,492$634.0K0.4%+1,501+13.7%AddedHistory
PMTPennyMac Mortgage Investment TrustCOM43,850$606.0K0.4%00.0%UnchangedHistory
EFCEllington Financial Inc.COM41,325$606.0K0.4%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV5,000$593.0K0.4%00.0%Unchanged–
SLRCSLR Investment Corp.COM37,908$555.0K0.3%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM100,402$552.0K0.3%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP15,650$539.0K0.3%+15,650New–
KHCKraft Heinz CoStock14,000$534.0K0.3%+14,000NewHistory
RITMRithm Capital Corp.REIT56,160$523.0K0.3%00.0%UnchangedHistory
NCVVirtus Convertible & Income FundCOM126,918$467.0K0.3%00.0%UnchangedHistory
VVisa Inc.Stock2,233$440.0K0.3%00.0%UnchangedHistory
MFICMidCap Financial Investment CorpCOM NEW40,837$440.0K0.3%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM32,620$440.0K0.3%00.0%UnchangedHistory
TSLXSixth Street Specialty Lending, Inc.COM23,660$438.0K0.3%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM5,081$435.0K0.3%−100−1.9%ReducedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK31,750$432.0K0.3%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF3,000$430.0K0.3%00.0%Unchanged–
PXDPioneer Natural Resources CoCOM1,902$424.0K0.3%+1,902NewHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN35,988$402.0K0.2%00.0%UnchangedHistory
MPLXMPLX LPCOM UNIT REP LTD13,616$397.0K0.2%00.0%UnchangedHistory
EADAllspring Income Opportunities FundINC OPPTY FD56,161$364.0K0.2%00.0%UnchangedHistory
MRCCMonroe Capital CorpCOM39,753$359.0K0.2%00.0%UnchangedHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM18,705$359.0K0.2%+18,705NewHistory
INTCIntel CorpStock9,398$352.0K0.2%00.0%UnchangedHistory
iShares Tr46435G342MORTGE REL ETF12,521$335.0K0.2%00.0%Unchanged–
Viacomcbs Inc92556H305PFD8,350$330.0K0.2%00.0%Unchanged–
JNJJohnson & JohnsonStock1,834$326.0K0.2%00.0%UnchangedHistory

Sold out since Q1 2022 (9)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Claybrook Capital, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
ProShares Tr74347R107PSHS ULT S&P 50041,500$2.72M1.3%–
MRKMerck & Co., Inc.Stock28,909$2.37M1.2%History
BMYBristol Myers Squibb CoStock25,220$1.84M0.9%History
ANETArista Networks, Inc.COM2,000$278.0K0.1%History
Amplify Blockchain Technology ETF032108607ETF7,500$256.0K0.1%–
TSLATesla, Inc.Stock210$226.0K0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF8,202$226.0K0.1%–
iShares MSCI Eafe ETF464287465ETF2,981$219.0K0.1%–
JPMJPMorgan Chase & CoStock1,543$210.0K0.1%History