Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 611
- −7 vs. Q2 2025
- Portfolio value
- $1.06B
- +$41.9M (+4.1%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Utilities ETF92204A876 | ETF | 1,943 | $368.1K | <0.1% | +1+0.1% | Added | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 3,553 | $370.5K | <0.1% | +5+0.1% | Added | – |
| WMSAdvanced Drainage Systems, Inc. | COM | 2,690 | $373.1K | <0.1% | +4+0.1% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 1,432 | $373.4K | <0.1% | +20+1.4% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,546 | $376.2K | <0.1% | −879−13.7% | Reduced | – |
| Hartford FDS Exchange Traded41653L875 | STRAT INCOM ETF | 10,590 | $376.6K | <0.1% | +10,590 | New | – |
| First Tr Exchange-Traded FD33734X184 | UTILITIES ALPH | 8,309 | $377.6K | <0.1% | +1,643+24.6% | Added | – |
| Fidelity Covington Trust316092139 | DISRUPTIVE TECH | 9,315 | $377.8K | <0.1% | +880+10.4% | Added | – |
| Vanguard Financials ETF92204A405 | ETF | 2,894 | $379.8K | <0.1% | −58−2.0% | Reduced | – |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 4,265 | $380.2K | <0.1% | −57−1.3% | Reduced | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 11,147 | $382.7K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,175 | $383.1K | <0.1% | +361+9.5% | Added | – |
| DDominion Energy, Inc | Stock | 6,269 | $383.5K | <0.1% | −1,241−16.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,776 | $384.5K | <0.1% | +20.0% | Added | – |
| ADIAnalog Devices Inc | Stock | 1,568 | $385.2K | <0.1% | −87−5.3% | Reduced | History |
| UALUnited Airlines Holdings, Inc. | COM | 4,006 | $386.6K | <0.1% | −31−0.8% | Reduced | History |
| Global X FDS37960A669 | SUPERDIVIDEND | 16,164 | $387.6K | <0.1% | +602+3.9% | Added | – |
| ProShares Tr74349Y837 | SHORT QQQ | 12,502 | $388.1K | <0.1% | +12,502 | New | – |
| KRKroger Co | Stock | 5,823 | $392.5K | <0.1% | +113+2.0% | Added | History |
| Fidelity Merrimack STR Tr316188606 | INVESTMENT GR BD | 9,032 | $392.9K | <0.1% | −392−4.2% | Reduced | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 7,929 | $395.1K | <0.1% | +113+1.4% | Added | – |
| CLColgate Palmolive Co | Stock | 4,969 | $397.3K | <0.1% | +175+3.7% | Added | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 14,454 | $397.6K | <0.1% | 00.0% | Unchanged | History |
| PNCPNC Financial Services Group, Inc. | Stock | 1,986 | $399.1K | <0.1% | −1,595−44.5% | Reduced | History |
| BBarrick Mining Corp | Stock | 12,228 | $400.7K | <0.1% | −1,854−13.2% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 1,711 | $404.4K | <0.1% | −206−10.7% | Reduced | History |
| T Rowe Price Exchange-Traded87283Q867 | CAP APPRECIATION | 10,748 | $405.2K | <0.1% | +2,985+38.5% | Added | – |
| WDCWestern Digital Corp | COM | 3,384 | $406.3K | <0.1% | −2,367−41.2% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 1,578 | $409.6K | <0.1% | −324−17.0% | Reduced | – |
| First Tr Exchange-Traded FD33738D788 | CORE INVESTMENT | 19,300 | $411.3K | <0.1% | +19,300 | New | – |
| STZConstellation Brands, Inc. | Stock | 3,064 | $412.6K | <0.1% | −404−11.6% | Reduced | History |
| COPConocoPhillips | Stock | 4,364 | $412.8K | <0.1% | −508−10.4% | Reduced | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 8,243 | $417.3K | <0.1% | −4,835−37.0% | Reduced | – |
| RGTIRigetti Computing, Inc. | COMMON STOCK | 14,027 | $417.9K | <0.1% | +14,027 | New | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 7,041 | $418.1K | <0.1% | +454+6.9% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 3,778 | $419.4K | <0.1% | −8−0.2% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 6,297 | $422.3K | <0.1% | −404−6.0% | Reduced | History |
| SOUNSoundhound AI, Inc. | CLASS A COM | 26,344 | $423.6K | <0.1% | +11,588+78.5% | Added | History |
| MARMarriott International Inc | Stock | 1,646 | $428.7K | <0.1% | −9−0.5% | Reduced | History |
| STXSStereotaxis, Inc. | COM NEW | 137,855 | $428.7K | <0.1% | +3,895+2.9% | Added | History |
| Fidelity Covington Trust316092121 | DISRUPTORS ETF | 12,150 | $431.6K | <0.1% | −100−0.8% | Reduced | – |
| ORLYO Reilly Automotive Inc | Stock | 4,005 | $431.8K | <0.1% | +4,005 | New | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 3,959 | $434.2K | <0.1% | +1,582+66.6% | Added | – |
| Fidelity Merrimack STR Tr316188101 | CORP BOND ETF | 9,097 | $436.7K | <0.1% | +2,457+37.0% | Added | – |
| EXTRExtreme Networks Inc | COM | 21,195 | $437.7K | <0.1% | −7,945−27.3% | Reduced | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 12,636 | $439.1K | <0.1% | +60+0.5% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 6,686 | $440.7K | <0.1% | −370−5.2% | Reduced | – |
| ARRArmour Residential REIT, Inc. | COM SHS | 29,504 | $440.8K | <0.1% | +889+3.1% | Added | History |
| DVNDevon Energy Corp | Stock | 12,623 | $442.6K | <0.1% | −484−3.7% | Reduced | History |
| AMGNAmgen Inc | Stock | 1,569 | $442.9K | <0.1% | 00.0% | Unchanged | History |
| NYXHNyxoah SA | COMMONSTOCK | 97,039 | $446.4K | <0.1% | +39,212+67.8% | Added | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 1,147 | $449.2K | <0.1% | −133−10.4% | Reduced | History |
| YUMYum Brands Inc | Stock | 2,965 | $450.6K | <0.1% | −1,039−25.9% | Reduced | History |
| Fidelity Covington Trust316092782 | VLU FACTOR ETF | 6,557 | $451.6K | <0.1% | +965+17.3% | Added | – |
| APOApollo Global Management, Inc. | COM | 3,402 | $453.4K | <0.1% | −197−5.5% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,527 | $454.4K | <0.1% | −54−3.4% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 3,506 | $456.8K | <0.1% | −278−7.3% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 5,585 | $463.3K | <0.1% | −231−4.0% | Reduced | – |
| PDIPIMCO Dynamic Income Fund | SHS | 23,439 | $464.1K | <0.1% | −19,633−45.6% | Reduced | History |
| LOWLowes Companies Inc | Stock | 1,854 | $465.8K | <0.1% | +208+12.6% | Added | History |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 15,856 | $466.0K | <0.1% | −2,098−11.7% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 2,258 | $466.2K | <0.1% | −5−0.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 4,229 | $467.9K | <0.1% | −12,424−74.6% | Reduced | – |
| SHELShell plc | ADR | 6,545 | $468.1K | <0.1% | −314−4.6% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 2,783 | $469.2K | <0.1% | −307−9.9% | Reduced | History |
| CGCarlyle Group Inc. | COM | 7,502 | $470.4K | <0.1% | −1,510−16.8% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 3,430 | $472.6K | <0.1% | −31−0.9% | Reduced | – |
| NETCloudflare, Inc. | CL A COM | 2,205 | $473.2K | <0.1% | −35−1.6% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,991 | $475.1K | <0.1% | 00.0% | Unchanged | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 47,954 | $475.7K | <0.1% | +643+1.4% | Added | History |
| PHParker-Hannifin Corp | Stock | 628 | $476.5K | <0.1% | −124−16.5% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 15,279 | $477.8K | <0.1% | −146−0.9% | Reduced | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 31,946 | $480.8K | <0.1% | −1,852−5.5% | Reduced | – |
| PNNTPennantpark Investment Corp | COM | 71,750 | $481.4K | <0.1% | +3,900+5.7% | Added | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 22,454 | $483.2K | <0.1% | −3,004−11.8% | Reduced | History |
| SYMSymbotic Inc. | Stock | 8,977 | $483.9K | <0.1% | +8,977 | New | History |
| PRTHPriority Technology Holdings, Inc. | COM | 71,000 | $487.8K | <0.1% | +13,400+23.3% | Added | History |
| MSMorgan Stanley | Stock | 3,084 | $490.2K | <0.1% | −232−7.0% | Reduced | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 54,047 | $491.8K | <0.1% | +1,098+2.1% | Added | History |
| SCCOSouthern Copper Corp | Stock | 4,053 | $491.9K | <0.1% | −41−1.0% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 6,344 | $494.2K | <0.1% | −359−5.4% | Reduced | History |
| RIORio Tinto PLC | ADR | 7,488 | $494.3K | <0.1% | −424−5.4% | Reduced | History |
| RBCRBC Bearings INC | COM | 1,275 | $497.6K | <0.1% | +1,275 | New | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 9,427 | $498.6K | <0.1% | −800−7.8% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 7,646 | $499.0K | <0.1% | −357−4.5% | Reduced | – |
| STXSeagate Technology Holdings plc | ORD SHS | 2,120 | $500.5K | <0.1% | −1,877−47.0% | Reduced | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 19,431 | $503.3K | <0.1% | −110−0.6% | Reduced | – |
| ARMArm Holdings PLC | ADR | 3,602 | $509.6K | <0.1% | +72+2.0% | Added | History |
| EPREpr Properties | COM SH BEN INT | 8,822 | $511.8K | <0.1% | +290+3.4% | Added | History |
| DELLDell Technologies Inc. | Stock | 3,623 | $513.6K | <0.1% | −21−0.6% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 24,869 | $514.5K | <0.1% | +50.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 8,598 | $516.6K | <0.1% | −2,279−21.0% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 4,645 | $516.6K | <0.1% | −4,815−50.9% | Reduced | – |
| ASMLASML Holding NV | ADR | 537 | $519.8K | <0.1% | −198−26.9% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 9,432 | $521.9K | <0.1% | −1,149−10.9% | Reduced | – |
| RITMRithm Capital Corp. | REIT | 45,870 | $522.5K | <0.1% | +327+0.7% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 5,774 | $522.5K | <0.1% | −498−7.9% | Reduced | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 11,779 | $525.0K | <0.1% | +45+0.4% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 5,308 | $526.0K | <0.1% | 00.0% | Unchanged | – |
| T Rowe Price Exchange-Traded87283Q701 | ULTRA SHRT TRM | 10,662 | $531.4K | 0.1% | +155+1.5% | Added | – |
Sold out since Q2 2025 (53)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| iShares Tr46434V803 | HDG MSCI EAFE | 221,976 | $8.43M | 0.8% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 179,288 | $8.01M | 0.8% | – |
| COINCoinbase Global, Inc. | COM CL A | 3,796 | $1.33M | 0.1% | History |
| WHRWhirlpool Corp | Stock | 6,929 | $702.7K | 0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 30,825 | $562.2K | 0.1% | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 21,816 | $528.2K | 0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 3,640 | $489.0K | <0.1% | History |
| RIVRivernorth Opportunities Fund, Inc. | COM | 38,285 | $469.4K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 53,185 | $460.1K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 5,928 | $441.8K | <0.1% | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 17,132 | $412.9K | <0.1% | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 4,270 | $393.6K | <0.1% | – |
| Listed FDS Tr53656G498 | ROUN MA SEVE ETF | 6,584 | $365.2K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 15,715 | $361.1K | <0.1% | – |
| FLCFlaherty & Crumrine Total Return Fund Inc | COM | 21,183 | $360.1K | <0.1% | History |
| EOGEOG Resources Inc | Stock | 2,979 | $356.3K | <0.1% | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 18,356 | $345.5K | <0.1% | History |
| ORealty Income Corp | REIT | 5,746 | $331.0K | <0.1% | History |
| EMREmerson Electric Co | Stock | 2,407 | $320.9K | <0.1% | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 13,742 | $287.8K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 10,067 | $283.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 11,000 | $266.6K | <0.1% | – |
| ACNAccenture plc | Stock | 866 | $259.0K | <0.1% | History |
| ELVElevance Health, Inc. | Stock | 618 | $240.5K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,135 | $234.9K | <0.1% | – |
| CLFCleveland-Cliffs Inc. | COM | 30,490 | $231.7K | <0.1% | History |
| ALLAllstate Corp | Stock | 1,133 | $228.1K | <0.1% | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 2,000 | $215.6K | <0.1% | – |
| DOWDow Inc. | Stock | 8,136 | $215.5K | <0.1% | History |
| CARRCarrier Global Corp | Stock | 2,935 | $214.8K | <0.1% | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 7,886 | $212.5K | <0.1% | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,863 | $210.8K | <0.1% | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 3,000 | $205.8K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,696 | $201.9K | <0.1% | – |
| BlackRock ETF Trust II092528108 | SHOR DURA HI ETF | 9,025 | $201.3K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 15,195 | $189.2K | <0.1% | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 13,165 | $164.6K | <0.1% | History |
| RKTRocket Companies, Inc. | Stock | 11,530 | $163.5K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,463 | $159.7K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 12,724 | $157.8K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 10,560 | $150.8K | <0.1% | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 20,309 | $149.1K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 20,000 | $149.0K | <0.1% | History |
| PMXPIMCO Municipal Income Fund III | COM | 20,000 | $137.2K | <0.1% | History |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 11,643 | $136.1K | <0.1% | History |
| Paramount Global92556H206 | CL B | 10,265 | $132.4K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 11,823 | $131.6K | <0.1% | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 10,552 | $119.8K | <0.1% | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 13,247 | $119.8K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 17,391 | $118.4K | <0.1% | History |
| NVTSNavitas Semiconductor Corp | COM | 15,565 | $102.0K | <0.1% | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 10,200 | $90.7K | <0.1% | History |
| VERUVeru Inc. | COM | 100,000 | $58.2K | <0.1% | History |