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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
611
−7 vs. Q2 2025
Portfolio value
$1.06B
+$41.9M (+4.1%) vs. Q2 2025
Filed
Nov 10, 2025
SEC
Holdings of Kovack Advisors, Inc. in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
MDLZMondelez International, Inc.Stock4,084$255.1K<0.1%−120−2.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD10,377$256.3K<0.1%−1,726−14.3%Reduced–
First Tr Exchange Traded FD33738R118NASD TECH DIV2,612$257.6K<0.1%−53−2.0%Reduced–
iShares Tr464287234MSCI EMG MKT ETF4,851$259.1K<0.1%00.0%Unchanged–
HWMHowmet Aerospace Inc.Stock1,321$259.2K<0.1%−376−22.2%ReducedHistory
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF13,086$259.4K<0.1%+300+2.3%Added–
CLSCelestica IncStock1,058$260.7K<0.1%+1,058NewHistory
NSCNorfolk Southern CorpStock877$263.4K<0.1%−31−3.4%ReducedHistory
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF2,500$264.1K<0.1%00.0%Unchanged–
SCHWSchwab Charles CorpStock2,787$266.1K<0.1%00.0%UnchangedHistory
SYKStryker CorpStock721$266.4K<0.1%−50−6.5%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD2,786$268.7K<0.1%−229−7.6%Reduced–
INTUIntuit Inc.Stock394$268.8K<0.1%+5+1.3%AddedHistory
RELLRichardson Electronics, Ltd.COM27,510$269.3K<0.1%+13,535+96.9%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,518$272.2K<0.1%−50−3.2%Reduced–
GISGeneral Mills IncStock5,413$272.9K<0.1%−1,582−22.6%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF2,316$274.1K<0.1%−359−13.4%Reduced–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM46,273$274.4K<0.1%−94,373−67.1%ReducedHistory
MVTBlackRock Munivest Fund II, Inc.COM25,840$274.7K<0.1%+1,141+4.6%AddedHistory
AEEAmeren CorpCOM2,652$276.8K<0.1%00.0%UnchangedHistory
JAKKJakks Pacific IncCOM NEW14,838$277.9K<0.1%+4,555+44.3%AddedHistory
BlackRock ETF Trust II092528405FLOATING RT LOAN5,350$278.7K<0.1%−1,200−18.3%Reduced–
AMTAmerican Tower CorpREIT1,460$280.8K<0.1%+28+2.0%AddedHistory
Fidelity Covington Trust316092170DISRU AUTOM ETF8,600$281.7K<0.1%−600−6.5%Reduced–
AAOIApplied Optoelectronics, Inc.COM10,865$281.7K<0.1%−790−6.8%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,355$282.1K<0.1%−1,420−29.7%Reduced–
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT6,539$282.5K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W507SHOR DURA BD ETF5,510$282.6K<0.1%−11−0.2%Reduced–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT8,303$283.7K<0.1%+33+0.4%Added–
GEHCGE HealthCare Technologies Inc.Stock3,785$284.3K<0.1%−584−13.4%ReducedHistory
iShares MSCI Eafe ETF464287465ETF3,048$284.6K<0.1%−51,406−94.4%Reduced–
AVAVAeroVironment IncCOM906$285.3K<0.1%+80+9.7%AddedHistory
JFRNuveen Floating Rate Income FundCOM34,904$285.5K<0.1%−52,675−60.1%ReducedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP9,775$285.7K<0.1%−1,063−9.8%Reduced–
RDDTReddit, Inc.Stock1,244$286.1K<0.1%−115−8.5%ReducedHistory
HWCHancock Whitney CorpCOM4,600$288.0K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock2,950$288.0K<0.1%−212−6.7%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,930$288.1K<0.1%−1,400−16.8%Reduced–
iShares Tr46428743220 YR TR BD ETF3,226$288.3K<0.1%−358−10.0%Reduced–
CEGConstellation Energy CorpStock879$289.3K<0.1%−14−1.6%ReducedHistory
WMBWilliams Companies, Inc.COM4,596$291.2K<0.1%−1,159−20.1%ReducedHistory
First Tr Exchange Traded FD33738R704RBA INDL ETF3,045$294.4K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX2,976$294.4K<0.1%+295+11.0%Added–
DXDynex Capital IncCOM24,069$295.8K<0.1%+715+3.1%AddedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5006,006$296.2K<0.1%−700−10.4%Reduced–
QUBTQuantum Computing Inc.COM16,090$296.2K<0.1%+16,090NewHistory
MCKMcKesson CorpStock385$297.7K<0.1%+91+31.0%AddedHistory
ASYSAmtech Systems IncCOM PAR $0.01N32,150$297.7K<0.1%−40,850−56.0%ReducedHistory
ONBOld National BancorpStock13,577$298.0K<0.1%+83+0.6%AddedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,520$298.7K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE1,992$300.9K<0.1%+48+2.5%Added–
TPVGTriplePoint Venture Growth BDC Corp.COM52,519$303.0K<0.1%+2,200+4.4%AddedHistory
AHRAmerican Healthcare REIT, Inc.COM SHS7,281$305.9K<0.1%−406−5.3%ReducedHistory
WGSGeneDx Holdings Corp.COM CL A2,868$309.0K<0.1%+358+14.3%AddedHistory
AEPAmerican Electric Power Co IncStock2,750$309.4K<0.1%−520−15.9%ReducedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A252$311.0K<0.1%−39−13.4%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF2,916$311.4K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH2,157$311.5K<0.1%−13−0.6%Reduced–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF6,150$311.8K<0.1%−700−10.2%Reduced–
Capital Group Core Equity Et14020V108SHS CREAT UNIT7,903$312.5K<0.1%+1,914+32.0%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,274$313.3K<0.1%+10.0%Added–
Invesco Exchange Traded FD T46137V597RAFI US 15006,898$313.3K<0.1%+6,898New–
WisdomTree Tr97717W307US LARGECAP DIVD3,600$313.3K<0.1%+225+6.7%Added–
LINLinde PLCStock660$313.4K<0.1%+39+6.3%AddedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS4,478$314.9K<0.1%−509−10.2%Reduced–
First Tr Exchng Traded FD VI33740F771FT VEST US6,802$316.5K<0.1%+287+4.4%Added–
SLBSLB LimitedStock9,324$320.5K<0.1%−2,259−19.5%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF2,814$320.5K<0.1%+16+0.6%Added–
Global X FDS37954Y715RBTCS ARTFL INTE9,048$320.6K<0.1%+61+0.7%Added–
SPGSimon Property Group Inc.REIT1,721$323.0K<0.1%−21−1.2%ReducedHistory
RRXRegal Rexnord CorpCOM2,257$323.7K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock2,829$324.1K<0.1%+39+1.4%AddedHistory
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,960$324.5K<0.1%00.0%Unchanged–
TXNTexas Instruments IncStock1,778$326.7K<0.1%+11+0.6%AddedHistory
BABAAlibaba Group Holding LtdADR1,837$328.4K<0.1%+11+0.6%AddedHistory
CRWVCoreWeave, Inc.Stock2,405$329.1K<0.1%+1,150+91.6%AddedHistory
WDAYWorkday, Inc.CL A1,387$333.9K<0.1%−47−3.3%ReducedHistory
Vanguard Energy ETF92204A306ETF2,662$335.1K<0.1%−30−1.1%Reduced–
Janus Detroit STR Tr47103U845HENDRSON AAA CL6,637$337.0K<0.1%+13+0.2%Added–
MAINMain Street Capital CORPCEF5,312$337.8K<0.1%+502+10.4%AddedHistory
WisdomTree Tr97717X560EQUITY PREMIUM10,156$337.9K<0.1%+1,324+15.0%Added–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,237$339.8K<0.1%−36,477−91.8%Reduced–
iShares Tr464288760US AER DEF ETF1,629$341.0K<0.1%−15−0.9%Reduced–
BlackRock ETF Trust09290C103ISHARES US EQUIT5,762$341.1K<0.1%+186+3.3%Added–
DOVDOVER CorpCOM2,047$341.5K<0.1%+390+23.5%AddedHistory
MPMP Materials Corp.COM CL A5,095$341.7K<0.1%+5,095NewHistory
APLDApplied Digital Corp.COM NEW14,905$341.9K<0.1%+3,370+29.2%AddedHistory
AFLAflac IncStock3,076$343.6K<0.1%−71−2.3%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD6,917$345.5K<0.1%+64+0.9%AddedHistory
SPOTSpotify Technology S.A.Stock495$345.5K<0.1%−8−1.6%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED8,831$346.7K<0.1%−5,555−38.6%Reduced–
MSDMorgan Stanley Emerging Markets Debt Fund IncCOM47,178$347.7K<0.1%−3,074−6.1%ReducedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF1,097$350.1K<0.1%00.0%Unchanged–
FTNTFortinet, Inc.Stock4,170$350.6K<0.1%−2,355−36.1%ReducedHistory
TGTTarget CorpStock3,974$356.5K<0.1%−18−0.5%ReducedHistory
KKellanovaStock4,374$358.8K<0.1%−166−3.7%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,620$360.7K<0.1%+350+8.2%Added–
DXCDXC Technology CoStock26,478$360.9K<0.1%+16,400+162.7%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF3,619$362.6K<0.1%−1,199−24.9%Reduced–
GRABGrab Holdings LtdCLASS A ORD60,470$364.0K<0.1%+60,470NewHistory

Sold out since Q2 2025 (53)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
iShares Tr46434V803HDG MSCI EAFE221,976$8.43M0.8%–
Global X FDS37954Y574ADAPTIVE US179,288$8.01M0.8%–
COINCoinbase Global, Inc.COM CL A3,796$1.33M0.1%History
WHRWhirlpool CorpStock6,929$702.7K0.1%History
CSQCalamos Strategic Total Return FundCOM SH BEN INT30,825$562.2K0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM21,816$528.2K0.1%History
DDOGDatadog, Inc.CL A COM3,640$489.0K<0.1%History
RIVRivernorth Opportunities Fund, Inc.COM38,285$469.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM53,185$460.1K<0.1%History
CTVACorteva, Inc.Stock5,928$441.8K<0.1%History
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM17,132$412.9K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF4,270$393.6K<0.1%–
Listed FDS Tr53656G498ROUN MA SEVE ETF6,584$365.2K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF15,715$361.1K<0.1%–
FLCFlaherty & Crumrine Total Return Fund IncCOM21,183$360.1K<0.1%History
EOGEOG Resources IncStock2,979$356.3K<0.1%History
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,356$345.5K<0.1%History
ORealty Income CorpREIT5,746$331.0K<0.1%History
EMREmerson Electric CoStock2,407$320.9K<0.1%History
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM13,742$287.8K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,067$283.1K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,000$266.6K<0.1%–
ACNAccenture plcStock866$259.0K<0.1%History
ELVElevance Health, Inc.Stock618$240.5K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,135$234.9K<0.1%–
CLFCleveland-Cliffs Inc.COM30,490$231.7K<0.1%History
ALLAllstate CorpStock1,133$228.1K<0.1%History
iShares Tr464287572GLOBAL 100 ETF2,000$215.6K<0.1%–
DOWDow Inc.Stock8,136$215.5K<0.1%History
CARRCarrier Global CorpStock2,935$214.8K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM7,886$212.5K<0.1%History
Vanguard Total Bond Market ETF921937835ETF2,863$210.8K<0.1%–
Goldman Sachs ETF Tr381430602ACTIVEBETA US3,000$205.8K<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,696$201.9K<0.1%–
BlackRock ETF Trust II092528108SHOR DURA HI ETF9,025$201.3K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF15,195$189.2K<0.1%History
HNWPioneer Diversified High Income Fund, Inc.COM13,165$164.6K<0.1%History
RKTRocket Companies, Inc.Stock11,530$163.5K<0.1%History
AGDabrdn Global Dynamic Dividend FundCOM14,463$159.7K<0.1%History
NFJVirtus Dividend, Interest & Premium Strategy FundCOM12,724$157.8K<0.1%History
ELANElanco Animal Health IncCOM10,560$150.8K<0.1%History
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT20,309$149.1K<0.1%History
PMLPIMCO Municipal Income Fund IICOM20,000$149.0K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM20,000$137.2K<0.1%History
IDEVoya Infrastructure, Industrials & Materials FundCOM11,643$136.1K<0.1%History
Paramount Global92556H206CL B10,265$132.4K<0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF11,823$131.6K<0.1%–
BOEBlackRock Enhanced Global Dividend TrustCOM10,552$119.8K<0.1%History
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM13,247$119.8K<0.1%History
USALiberty All Star Equity FundSH BEN INT17,391$118.4K<0.1%History
NVTSNavitas Semiconductor CorpCOM15,565$102.0K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM10,200$90.7K<0.1%History
VERUVeru Inc.COM100,000$58.2K<0.1%History