Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 611
- −7 vs. Q2 2025
- Portfolio value
- $1.06B
- +$41.9M (+4.1%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LTRYWSports Entertainment Gaming Global Corp | EQUITY WRT | 10,000 | $145 | <0.1% | +10,000 | New | History |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | 30,000 | $2.48K | <0.1% | 00.0% | Unchanged | – |
| NXLNexalin Technology, Inc. | COM | 10,050 | $9.22K | <0.1% | 00.0% | Unchanged | History |
| OPKOpko Health, Inc. | COM | 15,000 | $23.3K | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 11,012 | $25.7K | <0.1% | +11,012 | New | History |
| CIFMFS Intermediate High Income Fund | SH BEN INT | 20,073 | $35.4K | <0.1% | +4,546+29.3% | Added | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 10,878 | $62.0K | <0.1% | +10,878 | New | History |
| FTFFranklin Ltd Duration Income Trust | COM | 10,525 | $67.0K | <0.1% | +10,525 | New | History |
| MPTMedical Properties Trust Inc | COM | 15,690 | $79.5K | <0.1% | −1,064−6.4% | Reduced | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 15,227 | $82.7K | <0.1% | 00.0% | Unchanged | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 10,050 | $89.4K | <0.1% | −50−0.5% | Reduced | History |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 15,000 | $90.6K | <0.1% | 00.0% | Unchanged | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 11,843 | $97.1K | <0.1% | −3,000−20.2% | Reduced | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 10,000 | $99.6K | <0.1% | 00.0% | Unchanged | History |
| SANBanco Santander, S.A. | ADR | 10,024 | $105.1K | <0.1% | −833−7.7% | Reduced | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 24,852 | $108.1K | <0.1% | +624+2.6% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 12,147 | $131.1K | <0.1% | −541−4.3% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 11,911 | $133.5K | <0.1% | +471+4.1% | Added | History |
| BBDCBarings BDC, Inc. | COM | 15,519 | $135.9K | <0.1% | 00.0% | Unchanged | History |
| VFCV F Corp | Stock | 10,470 | $151.1K | <0.1% | +10,470 | New | History |
| Graniteshares ETF Tr38747R306 | HIPS US HIGH INC | 13,897 | $163.8K | <0.1% | −754−5.1% | Reduced | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 10,481 | $169.1K | <0.1% | +14+0.1% | Added | History |
| LANDGladstone Land Corp | COM | 18,648 | $170.8K | <0.1% | +244+1.3% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 12,669 | $180.5K | <0.1% | −24,463−65.9% | Reduced | History |
| CXMSprinklr, Inc. | CL A | 23,808 | $183.8K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 15,588 | $185.0K | <0.1% | −694−4.3% | Reduced | – |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 24,663 | $187.2K | <0.1% | +157+0.6% | Added | History |
| AVDLAvadel Pharmaceuticals PLC | Stock | 12,500 | $190.9K | <0.1% | −500−3.8% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 10,797 | $191.9K | <0.1% | −2,297−17.5% | Reduced | – |
| QXOQXO, Inc. | COM NEW | 10,130 | $193.1K | <0.1% | +10,130 | New | History |
| KVHIKVH Industries Inc | COM | 34,800 | $194.9K | <0.1% | +900+2.7% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 15,915 | $195.4K | <0.1% | +215+1.4% | Added | History |
| FNBFNB Corp | COM | 12,295 | $198.1K | <0.1% | +270+2.2% | Added | History |
| CMGChipotle Mexican Grill Inc | COM | 5,118 | $200.6K | <0.1% | +5,118 | New | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 3,947 | $201.6K | <0.1% | 00.0% | Unchanged | – |
| SNOWSnowflake Inc. | Stock | 896 | $202.1K | <0.1% | −1,067−54.4% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 6,522 | $202.2K | <0.1% | −38,424−85.5% | Reduced | – |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 14,078 | $203.3K | <0.1% | +1,300+10.2% | Added | History |
| TTETotalEnergies SE | SPONSORED ADS | 3,413 | $203.7K | <0.1% | −2,646−43.7% | Reduced | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 8,829 | $203.8K | <0.1% | 00.0% | Unchanged | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 3,853 | $204.5K | <0.1% | +3,853 | New | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 5,583 | $204.8K | <0.1% | +5,583 | New | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 20,720 | $206.0K | <0.1% | +80+0.4% | Added | History |
| iShares Tr46435U853 | BROAD USD HIGH | 5,464 | $206.4K | <0.1% | −516−8.6% | Reduced | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 3,439 | $207.1K | <0.1% | +3,439 | New | – |
| MTBM&T Bank Corp | COM | 1,050 | $207.5K | <0.1% | −39−3.6% | Reduced | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 3,631 | $207.6K | <0.1% | +3,631 | New | – |
| APHAmphenol Corp | CL A | 1,680 | $207.9K | <0.1% | −743−30.7% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 2,730 | $209.5K | <0.1% | −176−6.1% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,734 | $209.6K | <0.1% | −31,996−74.9% | Reduced | History |
| First Tr Exchng Traded FD VI33740U422 | FT VEST US EQUTY | 7,017 | $209.8K | <0.1% | −1,000−12.5% | Reduced | – |
| ULUnilever PLC | SPON ADR NEW | 3,553 | $210.6K | <0.1% | +7+0.2% | Added | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 8,460 | $210.9K | <0.1% | −400−4.5% | Reduced | – |
| POOLPool Corp | COM | 681 | $211.2K | <0.1% | +681 | New | History |
| ABNBAirbnb, Inc. | Stock | 1,740 | $211.3K | <0.1% | +1,740 | New | History |
| NVSNovartis AG | ADR | 1,650 | $211.7K | <0.1% | −37−2.2% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 1,705 | $212.0K | <0.1% | −21−1.2% | Reduced | History |
| SPDR Index Shs FDS78463X533 | ST MAR DIVID ETF | 5,459 | $212.1K | <0.1% | +8+0.1% | Added | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 2,949 | $212.7K | <0.1% | −990−25.1% | Reduced | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,626 | $212.8K | <0.1% | +20.0% | Added | – |
| BWABorgwarner Inc | COM | 4,842 | $212.9K | <0.1% | +4,842 | New | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 1,909 | $213.0K | <0.1% | +1,909 | New | – |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 2,815 | $214.0K | <0.1% | +2,815 | New | – |
| OGEOGE Energy Corp. | COM | 4,629 | $214.2K | <0.1% | +5+0.1% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 726 | $215.1K | <0.1% | 00.0% | Unchanged | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 383 | $215.5K | <0.1% | +383 | New | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 22,822 | $215.9K | <0.1% | +905+4.1% | Added | History |
| Capital Grp Fixed Incm ETF T14020Y508 | CORE BOND ETF | 8,124 | $215.9K | <0.1% | +8,124 | New | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 3,994 | $216.0K | <0.1% | −579−12.7% | Reduced | – |
| VanEck ETF Trust92189F601 | URANI NUCLE ETF | 1,593 | $216.1K | <0.1% | +1,593 | New | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 3,764 | $216.3K | <0.1% | −447−10.6% | Reduced | – |
| MSTRStrategy Inc | Stock | 674 | $217.2K | <0.1% | −68−9.2% | Reduced | History |
| TRMDTORM plc | SHS CL A | 10,659 | $219.8K | <0.1% | +185+1.8% | Added | History |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 4,803 | $220.3K | <0.1% | +10.0% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 2,184 | $225.8K | <0.1% | +6+0.3% | Added | – |
| Cyberark Software LtdM2682V108 | SHS | 470 | $227.1K | <0.1% | +470 | New | – |
| NVONovo Nordisk A S | ADR | 4,109 | $228.0K | <0.1% | +4,109 | New | History |
| RBB FD Inc74933W452 | F/M US TREASURY | 4,586 | $229.3K | <0.1% | +321+7.5% | Added | – |
| CMCanadian Imperial Bank of Commerce | COM | 2,895 | $231.3K | <0.1% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 5,926 | $232.4K | <0.1% | −339−5.4% | Reduced | History |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 5,850 | $233.0K | <0.1% | −400−6.4% | Reduced | – |
| AAgilent Technologies, Inc. | COM | 1,820 | $233.5K | <0.1% | +101+5.9% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,175 | $234.3K | <0.1% | +1+0.1% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,899 | $235.3K | <0.1% | −1,983−40.6% | Reduced | – |
| HIIHuntington Ingalls Industries, Inc. | COM | 823 | $236.8K | <0.1% | +823 | New | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 2,600 | $237.6K | <0.1% | +2,600 | New | History |
| WPCW. P. Carey Inc. | COM | 3,536 | $238.9K | <0.1% | −2,243−38.8% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,145 | $239.1K | <0.1% | −44−2.0% | Reduced | – |
| SNAPSnap Inc | Stock | 31,020 | $239.2K | <0.1% | 00.0% | Unchanged | History |
| ETF Ser Solutions26922A719 | US GBL GLD PRE | 5,972 | $240.2K | <0.1% | +5,972 | New | – |
| iShares S&P 100 ETF464287101 | ETF | 724 | $241.1K | <0.1% | +724 | New | – |
| PSAPublic Storage | COM | 841 | $242.9K | <0.1% | −107−11.3% | Reduced | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 20,670 | $243.1K | <0.1% | +377+1.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 18,145 | $245.5K | <0.1% | +6,065+50.2% | Added | – |
| HEQJohn Hancock Diversified Income Fund | COM | 23,060 | $245.6K | <0.1% | +4,165+22.0% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,751 | $246.5K | <0.1% | −13−0.5% | Reduced | – |
| DHRDanaher Corp | Stock | 1,249 | $247.6K | <0.1% | +67+5.7% | Added | History |
| VPGVishay Precision Group, Inc. | COM | 7,751 | $248.4K | <0.1% | −2,630−25.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 11,980 | $252.4K | <0.1% | +1,508+14.4% | Added | – |
| SHWSherwin Williams Co | COM | 736 | $254.9K | <0.1% | +92+14.3% | Added | History |
Sold out since Q2 2025 (53)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| iShares Tr46434V803 | HDG MSCI EAFE | 221,976 | $8.43M | 0.8% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 179,288 | $8.01M | 0.8% | – |
| COINCoinbase Global, Inc. | COM CL A | 3,796 | $1.33M | 0.1% | History |
| WHRWhirlpool Corp | Stock | 6,929 | $702.7K | 0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 30,825 | $562.2K | 0.1% | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 21,816 | $528.2K | 0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 3,640 | $489.0K | <0.1% | History |
| RIVRivernorth Opportunities Fund, Inc. | COM | 38,285 | $469.4K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 53,185 | $460.1K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 5,928 | $441.8K | <0.1% | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 17,132 | $412.9K | <0.1% | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 4,270 | $393.6K | <0.1% | – |
| Listed FDS Tr53656G498 | ROUN MA SEVE ETF | 6,584 | $365.2K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 15,715 | $361.1K | <0.1% | – |
| FLCFlaherty & Crumrine Total Return Fund Inc | COM | 21,183 | $360.1K | <0.1% | History |
| EOGEOG Resources Inc | Stock | 2,979 | $356.3K | <0.1% | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 18,356 | $345.5K | <0.1% | History |
| ORealty Income Corp | REIT | 5,746 | $331.0K | <0.1% | History |
| EMREmerson Electric Co | Stock | 2,407 | $320.9K | <0.1% | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 13,742 | $287.8K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 10,067 | $283.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 11,000 | $266.6K | <0.1% | – |
| ACNAccenture plc | Stock | 866 | $259.0K | <0.1% | History |
| ELVElevance Health, Inc. | Stock | 618 | $240.5K | <0.1% | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 5,135 | $234.9K | <0.1% | – |
| CLFCleveland-Cliffs Inc. | COM | 30,490 | $231.7K | <0.1% | History |
| ALLAllstate Corp | Stock | 1,133 | $228.1K | <0.1% | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 2,000 | $215.6K | <0.1% | – |
| DOWDow Inc. | Stock | 8,136 | $215.5K | <0.1% | History |
| CARRCarrier Global Corp | Stock | 2,935 | $214.8K | <0.1% | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 7,886 | $212.5K | <0.1% | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,863 | $210.8K | <0.1% | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 3,000 | $205.8K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,696 | $201.9K | <0.1% | – |
| BlackRock ETF Trust II092528108 | SHOR DURA HI ETF | 9,025 | $201.3K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 15,195 | $189.2K | <0.1% | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 13,165 | $164.6K | <0.1% | History |
| RKTRocket Companies, Inc. | Stock | 11,530 | $163.5K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,463 | $159.7K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 12,724 | $157.8K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 10,560 | $150.8K | <0.1% | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 20,309 | $149.1K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 20,000 | $149.0K | <0.1% | History |
| PMXPIMCO Municipal Income Fund III | COM | 20,000 | $137.2K | <0.1% | History |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 11,643 | $136.1K | <0.1% | History |
| Paramount Global92556H206 | CL B | 10,265 | $132.4K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 11,823 | $131.6K | <0.1% | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 10,552 | $119.8K | <0.1% | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 13,247 | $119.8K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 17,391 | $118.4K | <0.1% | History |
| NVTSNavitas Semiconductor Corp | COM | 15,565 | $102.0K | <0.1% | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 10,200 | $90.7K | <0.1% | History |
| VERUVeru Inc. | COM | 100,000 | $58.2K | <0.1% | History |