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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
577
−11 vs. Q1 2023
Portfolio value
$779.4M
+$45.9M (+6.3%) vs. Q1 2023
Filed
Jul 21, 2023
SEC
Holdings of Kovack Advisors, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PEOAdams Natural Resources Fund, Inc.COM25,622$533.5K0.1%00.0%UnchangedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF1,852$544.7K0.1%−20−1.1%Reduced–
QMCOQuantum CorpCOM NEW515,477$556.7K0.1%+11,000+2.2%AddedHistory
MPTMedical Properties Trust IncCOM60,180$557.3K0.1%+6,485+12.1%AddedHistory
TGTTarget CorpStock4,228$557.7K0.1%−170−3.9%ReducedHistory
RACEFerrari N.V.COM1,723$560.3K0.1%+806+87.9%AddedHistory
SNOWSnowflake Inc.Stock3,185$560.5K0.1%−216−6.4%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD16,587$563.0K0.1%+62+0.4%AddedHistory
iShares Tr464288687PFD AND INCM SEC18,237$564.1K0.1%+1,836+11.2%Added–
WPCW. P. Carey Inc.COM8,400$567.5K0.1%+30.0%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF3,461$572.4K0.1%−85−2.4%Reduced–
iShares Tr464287721U.S. TECH ETF5,301$577.1K0.1%+7+0.1%Added–
Vanguard Star FDS921909768VG TL INTL STK F10,314$578.4K0.1%+625+6.5%Added–
OSPNOneSpan Inc.COM39,000$578.8K0.1%+39,000NewHistory
iShares Core S&P Small Cap ETF464287804ETF5,815$579.4K0.1%−96−1.6%Reduced–
COHRCoherent Corp.COM11,375$579.9K0.1%+2,500+28.2%AddedHistory
OBDCBlue Owl Capital CorpCOM43,293$581.0K0.1%−3,042−6.6%ReducedHistory
RIORio Tinto PLCADR9,138$583.3K0.1%−45−0.5%ReducedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,639$583.7K0.1%+1,737+5.3%Added–
First Tr Exchange-Traded FD336917109SHS17,186$584.5K0.1%+266+1.6%Added–
iShares Tr464288158SHRT NAT MUN ETF5,652$588.0K0.1%+1,442+34.3%Added–
BLKBlackRock, Inc.COM853$589.4K0.1%−8−0.9%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM50,679$597.0K0.1%+2,084+4.3%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV4,901$600.8K0.1%−146−2.9%Reduced–
iShares Tr46435G425ESG AWR MSCI USA6,176$601.9K0.1%−313−4.8%Reduced–
MPCMarathon Petroleum CorpStock5,176$603.5K0.1%−419−7.5%ReducedHistory
AXPAmerican Express CoStock3,464$603.5K0.1%−115−3.2%ReducedHistory
ARCCAres Capital CorpCEF32,349$607.8K0.1%−1,874−5.5%ReducedHistory
SRCSpirit Realty Capital, Inc.COM NEW15,630$615.5K0.1%00.0%UnchangedHistory
iShares Tr46434V613CORE UNIVRSL USD13,544$615.8K0.1%+287+2.2%Added–
ZVRAZevra Therapeutics, Inc.COM NEW121,318$618.7K0.1%−1,504−1.2%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock4,253$619.3K0.1%00.0%UnchangedHistory
ONBOld National BancorpStock44,681$622.9K0.1%00.0%UnchangedHistory
SLBSLB LimitedStock12,682$622.9K0.1%+4,791+60.7%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT22,999$630.6K0.1%−592−2.5%ReducedHistory
GLADGladstone Capital CorpCOM64,771$632.2K0.1%+3,624+5.9%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF12,729$632.9K0.1%−2,473−16.3%Reduced–
HONHoneywell International IncCOM3,054$633.6K0.1%−175−5.4%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF15,639$636.2K0.1%−130−0.8%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF14,005$644.1K0.1%+78+0.6%Added–
iShares Tr4642874571 3 YR TREAS BD7,953$644.9K0.1%−46−0.6%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF8,612$645.4K0.1%−167−1.9%Reduced–
CXMSprinklr, Inc.CL A46,792$647.1K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF9,651$647.5K0.1%−145−1.5%Reduced–
FFord Motor CoStock42,824$647.9K0.1%−6,265−12.8%ReducedHistory
J P Morgan Exchange Traded F46641Q241BETABUILDERS US14,041$648.4K0.1%−34−0.2%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF8,704$654.8K0.1%−329−3.6%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER37,357$663.1K0.1%−14,508−28.0%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF16,303$665.7K0.1%+432+2.7%Added–
Vanguard Index FDS922908652EXTEND MKT ETF4,483$667.2K0.1%+16+0.4%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF10,201$667.5K0.1%−16,817−62.2%Reduced–
AMGNAmgen IncStock3,009$668.1K0.1%−938−23.8%ReducedHistory
NFLXNetflix IncStock1,528$673.1K0.1%−312−17.0%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,909$676.3K0.1%00.0%Unchanged–
DUKDuke Energy CORPStock7,542$676.8K0.1%+291+4.0%AddedHistory
MDTMedtronic plcStock7,697$678.1K0.1%+276+3.7%AddedHistory
TTETotalEnergies SESPONSORED ADS11,799$680.1K0.1%−3,875−24.7%ReducedHistory
SWAVShockwave Medical, Inc.COM2,389$681.8K0.1%+724+43.5%AddedHistory
ABTAbbott LaboratoriesStock6,323$689.3K0.1%−2,334−27.0%ReducedHistory
SHELShell plcADR11,529$696.1K0.1%−3,462−23.1%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF30,424$696.7K0.1%−2,112−6.5%Reduced–
iShares Tr464287192US TRSPRTION2,808$701.5K0.1%−50−1.7%Reduced–
PYPLPayPal Holdings, Inc.Stock10,544$703.6K0.1%+419+4.1%AddedHistory
MDBMongoDB, Inc.CL A1,717$705.7K0.1%+226+15.2%AddedHistory
KKellanovaStock10,495$707.4K0.1%+84+0.8%AddedHistory
MAMastercard IncStock1,803$709.1K0.1%+39+2.2%AddedHistory
STWDStarwood Property Trust, Inc.COM36,624$710.5K0.1%+3,116+9.3%AddedHistory
EMKREmcore CorpCOM NEW948,100$713.5K0.1%+16,000+1.7%AddedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF8,205$723.4K0.1%−701−7.9%Reduced–
FDXFedEx CorpStock2,933$727.0K0.1%−686−19.0%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF5,256$727.3K0.1%+55+1.1%Added–
FTNTFortinet, Inc.Stock9,788$739.9K0.1%00.0%UnchangedHistory
IDXXIDEXX Laboratories IncCOM1,484$745.1K0.1%+84+6.0%AddedHistory
VIAVViavi Solutions Inc.COM65,800$745.5K0.1%+31,600+92.4%AddedHistory
iShares Tr464287762US HLTHCARE ETF2,682$751.8K0.1%−3,415−56.0%Reduced–
HUBSHubSpot IncCOM1,415$752.9K0.1%+333+30.8%AddedHistory
NEENextera Energy IncStock10,279$762.7K0.1%+443+4.5%AddedHistory
SLViShares Silver TrustETF36,662$765.9K0.1%−3,174−8.0%ReducedHistory
PSECProspect Capital CorpCOM124,572$772.3K0.1%+25,548+25.8%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,245$777.5K0.1%−430−5.6%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF21,121$783.2K0.1%−996−4.5%Reduced–
PAYCPaycom Software, Inc.Stock2,440$783.9K0.1%+1,178+93.3%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF8,009$784.5K0.1%−274−3.3%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF10,597$795.6K0.1%−490−4.4%Reduced–
GILDGilead Sciences, Inc.Stock10,357$798.2K0.1%−420−3.9%ReducedHistory
iShares Core High Dividend ETF46429B663ETF7,979$804.2K0.1%−437−5.2%Reduced–
XRXXerox Holdings CorpCOM NEW54,100$805.5K0.1%+17,700+48.6%AddedHistory
DOWDow Inc.Stock15,209$810.0K0.1%−7,313−32.5%ReducedHistory
SOFISoFi Technologies, Inc.Stock97,127$810.0K0.1%+1,863+2.0%AddedHistory
PLABPhotronics IncCOM31,450$811.1K0.1%−800−2.5%ReducedHistory
New York Life Investments Et45409B560FTSE INTL EQTY C33,885$811.9K0.1%+3,680+12.2%Added–
RITMRithm Capital Corp.REIT87,704$820.0K0.1%−3,032−3.3%ReducedHistory
PLTRPalantir Technologies Inc.Stock54,216$831.1K0.1%+7,453+15.9%AddedHistory
BACBank of America CorpStock28,981$831.5K0.1%−935−3.1%ReducedHistory
UPSUnited Parcel Service IncStock4,657$834.7K0.1%−14−0.3%ReducedHistory
RGLDRoyal Gold IncStock7,300$837.9K0.1%00.0%UnchangedHistory
VNOVornado Realty TrustSH BEN INT46,325$840.3K0.1%+46,325NewHistory
PWRQuanta Services, Inc.COM4,281$841.0K0.1%+4,281NewHistory
iShares S&P 500 Growth ETF464287309ETF11,985$844.7K0.1%−9,606−44.5%Reduced–
Pgim ETF Tr69344A107PGIM ULTRA SH BD17,170$848.3K0.1%−39,108−69.5%Reduced–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2023
SecurityClassPutsCalls
Global X FDS37954Y459RUSSELL 2000–$637.2K
Global X FDS37954Y475S&P 500 COVERED–$367.3K
Global X FDS37954Y277S&P 500 COVERED–$2.79K

Sold out since Q1 2023 (65)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Innovator ETFs Trust45782C540US EQTY PWR BUF65,266$2.05M0.3%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID57,293$1.88M0.3%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,165$1.69M0.2%–
iShares Tr464289867CORE 60 BALA ETF24,187$1.21M0.2%–
Victory Portfolios II92647N824VCSHS US EQ INCM14,780$896.0K0.1%–
VSHVishay Intertechnology IncCOM34,576$782.1K0.1%History
SPDR Series Trust78464A789ST STR SP INS17,424$685.8K0.1%–
iShares Tr46434V381FUTU EXPO TE ETF12,788$673.9K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH9,540$623.1K0.1%–
Global X FDS37954Y459RUSSELL 200033,602$603.5K0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.18,331$543.7K0.1%–
NOCNorthrop Grumman CorpStock969$447.3K0.1%History
ETSYEtsy IncCOM4,007$446.1K0.1%History
MITKMitek Systems IncCOM NEW42,450$407.1K0.1%History
First Tr Exchng Traded FD VI33740F698FT VEST US EQT12,000$388.1K0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF13,717$378.2K0.1%–
NETCloudflare, Inc.CL A COM5,485$338.2K<0.1%History
FSLRFirst Solar, Inc.Stock1,527$332.1K<0.1%History
SBGISinclair, Inc.CL A19,211$329.7K<0.1%History
Global X FDS37954Y475S&P 500 COVERED7,712$312.3K<0.1%–
COINCoinbase Global, Inc.COM CL A4,335$292.9K<0.1%History
CLFCleveland-Cliffs Inc.COM15,733$288.4K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM16,501$287.1K<0.1%History
ProShares Tr74348A608SHT 7-10 YR TR10,000$278.6K<0.1%–
ALLYAlly Financial Inc.Stock10,846$276.5K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$268.9K<0.1%–
MATMattel IncCOM14,358$264.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock1,798$263.5K<0.1%History
Flagstar Bank, National Association649445103COM28,682$259.3K<0.1%–
MTNVail Resorts IncCOM1,083$253.0K<0.1%History
SMCISuper Micro Computer, Inc.COM2,348$250.2K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,331$245.9K<0.1%–
VLOValero Energy CorpStock1,760$245.6K<0.1%History
EDConsolidated Edison IncStock2,502$239.4K<0.1%History
OHIOmega Healthcare Investors IncCOM8,475$232.3K<0.1%History
TYTRI-CONTINENTAL CorpCOM8,589$228.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$226.0K<0.1%–
ADIAnalog Devices IncStock1,136$224.0K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$222.8K<0.1%–
STXSeagate Technology Holdings plcORD SHS3,362$222.3K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,500$213.9K<0.1%–
VEEVVeeva Systems IncStock1,161$213.4K<0.1%History
ROKURoku, IncCOM CL A3,204$210.9K<0.1%History
ETREntergy CorpCOM1,950$210.1K<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A11,184$209.6K<0.1%History
CSXCSX CorpStock6,850$205.1K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,732$204.3K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,268$202.1K<0.1%–
TFSLTFS Financial CORPCOM15,359$194.0K<0.1%History
IFNAberdeen India Fund, Inc.COM12,147$183.8K<0.1%History
IHDVoya Emerging Markets High Dividend Equity FundCOM21,101$113.3K<0.1%History
IAEVoya Asia Pacific High Dividend Equity Income FundCOM16,401$105.1K<0.1%History
BRMKBroadmark Realty Capital Inc.COM20,567$96.7K<0.1%History
Crescent PT Energy Corp22576C101COM11,491$81.1K<0.1%–
GGTGabelli Multimedia Trust Inc.COM12,889$72.7K<0.1%History
MQMarqeta, Inc.CLASS A COM15,300$69.9K<0.1%History
PBIPitney Bowes IncCOM16,622$64.7K<0.1%History
HBIHanesbrands Inc.COM10,773$56.7K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM17,275$47.7K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,300$47.1K<0.1%History
DMTKDermTech, Inc.COM11,600$42.7K<0.1%History
AXTIAxt IncCOM10,000$39.8K<0.1%History
DBDDiebold Nixdorf, IncCOM24,086$28.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,274$28.5K<0.1%History
WTERAlkaline Water Co IncCOM NEW12,000$1.92K<0.1%History