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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
577
−11 vs. Q1 2023
Portfolio value
$779.4M
+$45.9M (+6.3%) vs. Q1 2023
Filed
Jul 21, 2023
SEC
Holdings of Kovack Advisors, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Barrick Gold Corp067901108COM20,530$347.6K<0.1%+1,613+8.5%Added–
TXNTexas Instruments IncStock1,931$347.6K<0.1%+158+8.9%AddedHistory
LADRLadder Capital CorpCL A32,102$348.3K<0.1%−637−1.9%ReducedHistory
CGCarlyle Group Inc.COM10,904$348.4K<0.1%+1,363+14.3%AddedHistory
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU17,500$349.6K<0.1%−70,000−80.0%Reduced–
BXMTBlackstone Mortgage Trust, Inc.COM CL A16,837$350.4K<0.1%−2,580−13.3%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM14,942$352.9K<0.1%−286−1.9%ReducedHistory
ELVElevance Health, Inc.Stock799$355.1K<0.1%+278+53.4%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT20,110$355.3K<0.1%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,236$356.7K<0.1%−419−5.5%Reduced–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,179$357.5K<0.1%+91+1.3%Added–
FCXFreeport-McMoran IncStock8,952$358.1K<0.1%+8,952NewHistory
iShares Tr46432F875MRNGSTR INC ETF18,365$358.5K<0.1%+1,050+6.1%Added–
VODVodafone Group Public Ltd CoADR38,003$359.1K<0.1%+38,003NewHistory
CRFCornerstone Total Return Fund IncCOM45,732$365.9K<0.1%−20,862−31.3%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM4,620$367.7K<0.1%+4,620NewHistory
DNPDNP Select Income Fund IncCOM35,132$368.2K<0.1%+4,758+15.7%AddedHistory
SNPSSynopsys IncCOM846$368.4K<0.1%+125+17.3%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF8,129$369.1K<0.1%−165−2.0%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,223$369.5K<0.1%−120−1.6%Reduced–
DDOGDatadog, Inc.CL A COM3,780$371.9K<0.1%−3,109−45.1%ReducedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF11,350$373.6K<0.1%−800−6.6%Reduced–
ISRGIntuitive Surgical IncCOM NEW1,095$374.4K<0.1%+101+10.2%AddedHistory
DZSIDZS Inc.COM95,800$380.3K<0.1%+72,400+309.4%AddedHistory
iShares Tr464288885EAFE GRWTH ETF4,002$381.9K<0.1%−55−1.4%Reduced–
BLDRBuilders FirstSource, Inc.Stock2,813$382.5K<0.1%+17+0.6%AddedHistory
ProShares Tr74347B714SHORT QQQ NEW36,490$385.7K<0.1%+25,650+236.6%Added–
PSAPublic StorageCOM1,328$387.5K<0.1%+86+6.9%AddedHistory
HTGCHercules Capital, Inc.COM26,268$388.8K<0.1%−475−1.8%ReducedHistory
DHRDanaher CorpStock1,632$391.8K0.1%+179+12.3%AddedHistory
TENBTenable Holdings, Inc.COM9,035$393.5K0.1%+9,035NewHistory
BWABorgwarner IncCOM8,076$395.0K0.1%−282−3.4%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,758$397.8K0.1%−4,800−63.5%Reduced–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT34,508$402.4K0.1%−11,524−25.0%ReducedHistory
GSKGSK plcADR11,323$403.6K0.1%+2,533+28.8%AddedHistory
BDXBecton Dickinson & CoStock1,538$406.1K0.1%+1,538NewHistory
KRKroger CoStock8,690$408.4K0.1%+39+0.5%AddedHistory
PMPhilip Morris International Inc.Stock4,185$408.6K0.1%+61+1.5%AddedHistory
KMIKinder Morgan, Inc.Stock23,807$410.0K0.1%−274−1.1%ReducedHistory
USBUS Bancorp DECOM NEW12,417$410.3K0.1%+12,417NewHistory
BHPBHP Group LtdADR6,903$411.9K0.1%+201+3.0%AddedHistory
MRNAModerna, Inc.Stock3,397$412.7K0.1%−1,522−30.9%ReducedHistory
AFLAflac IncStock5,936$414.3K0.1%+56+1.0%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF12,784$414.6K0.1%+12,784New–
CLMCornerstone Strategic Investment Fund, Inc.COM49,641$416.0K0.1%−41,925−45.8%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE30,148$418.5K0.1%+1,884+6.7%Added–
Alps ETF Tr00162Q452ALERIAN MLP10,766$422.1K0.1%−251−2.3%Reduced–
iShares Tr464288877EAFE VALUE ETF8,794$430.4K0.1%−73−0.8%Reduced–
PGRProgressive CorpStock3,257$431.1K0.1%−45−1.4%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,568$431.4K0.1%+239+18.0%Added–
iShares Core MSCI Eafe ETF46432F842ETF6,392$431.5K0.1%−10,311−61.7%Reduced–
ARK Innovation ETF00214Q104ETF9,788$432.0K0.1%+683+7.5%Added–
AEPAmerican Electric Power Co IncStock5,167$435.1K0.1%+53+1.0%AddedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP2,599$435.2K0.1%+52+2.0%Added–
DDominion Energy, IncStock8,413$435.7K0.1%−2,018−19.3%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,236$436.2K0.1%+453+7.8%Added–
DOCUDocuSign, Inc.Stock8,576$438.1K0.1%−2,519−22.7%ReducedHistory
VVRInvesco Senior Income TrustCOM114,820$442.1K0.1%+2,577+2.3%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,201$443.9K0.1%+57+5.0%AddedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF13,043$444.6K0.1%−221−1.7%Reduced–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT2,880$450.3K0.1%−300−9.4%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF8,309$452.1K0.1%−534−6.0%Reduced–
iShares Tr464287119MORNINGSTAR GRWT7,260$452.6K0.1%−18,073−71.3%Reduced–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF8,939$453.0K0.1%−196−2.1%Reduced–
DEDeere & CoStock1,123$455.0K0.1%−34−2.9%ReducedHistory
MSMorgan StanleyStock5,380$459.5K0.1%−910−14.5%ReducedHistory
OGEOGE Energy Corp.COM12,929$464.3K0.1%−2,248−14.8%ReducedHistory
STZConstellation Brands, Inc.Stock1,895$466.4K0.1%+321+20.4%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF4,786$467.1K0.1%+890+22.8%Added–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID21,833$468.1K0.1%+72+0.3%Added–
APDAir Products & Chemicals, Inc.Stock1,566$469.1K0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF10,026$470.3K0.1%−1,672−14.3%Reduced–
YUMYum Brands IncStock3,398$470.8K0.1%+10.0%AddedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$475.0K0.1%00.0%Unchanged–
iShares Tr464289180MSCI EURO FL ETF25,000$479.5K0.1%00.0%Unchanged–
CMGChipotle Mexican Grill IncCOM225$481.3K0.1%−18−7.4%ReducedHistory
WINGWingstop Inc.COM2,405$481.4K0.1%+2,405NewHistory
LRCXLam Research CorpCOM751$482.5K0.1%+65+9.5%AddedHistory
SHWSherwin Williams CoCOM1,818$482.6K0.1%−186−9.3%ReducedHistory
CCitigroup IncStock10,516$484.2K0.1%+2,727+35.0%AddedHistory
ZSZscaler, Inc.Stock3,329$487.0K0.1%+460+16.0%AddedHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE10,761$489.1K0.1%−223−2.0%Reduced–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR6,934$493.6K0.1%−599−8.0%Reduced–
WBDWarner Bros. Discovery, Inc.Stock39,637$497.0K0.1%+5,459+16.0%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND6,661$499.0K0.1%+77+1.2%Added–
CGBDCarlyle Secured Lending, Inc.COM35,069$510.6K0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND6,800$514.5K0.1%−400−5.6%Reduced–
GMGeneral Motors CoCOM13,368$515.5K0.1%+51+0.4%AddedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,733$516.5K0.1%−135−7.2%Reduced–
WFCWells Fargo & CompanyStock12,103$516.6K0.1%−74−0.6%ReducedHistory
NLYAnnaly Capital Management IncREIT25,863$517.5K0.1%+406+1.6%AddedHistory
Flexshares Tr33939L506IBOXX 3R TARGT22,000$517.7K0.1%00.0%Unchanged–
OKEONEOK IncCOM8,390$517.8K0.1%−624−6.9%ReducedHistory
Sprott ETF Trust85210B102GOLD MINERS ETF20,100$520.1K0.1%−1,620−7.5%Reduced–
PSXPhillips 66Stock5,460$520.8K0.1%+212+4.0%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD4,251$527.0K0.1%+4,251NewHistory
ABRArbor Realty Trust IncCOM35,568$527.1K0.1%+35,568NewHistory
Innovator ETFs Tr45782C102IBD 50 ETF20,635$527.8K0.1%+20,635New–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,955$529.7K0.1%−1,185−19.3%Reduced–
IAUiShares Gold TrustETF14,577$530.5K0.1%−7,317−33.4%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2023
SecurityClassPutsCalls
Global X FDS37954Y459RUSSELL 2000–$637.2K
Global X FDS37954Y475S&P 500 COVERED–$367.3K
Global X FDS37954Y277S&P 500 COVERED–$2.79K

Sold out since Q1 2023 (65)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Innovator ETFs Trust45782C540US EQTY PWR BUF65,266$2.05M0.3%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID57,293$1.88M0.3%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,165$1.69M0.2%–
iShares Tr464289867CORE 60 BALA ETF24,187$1.21M0.2%–
Victory Portfolios II92647N824VCSHS US EQ INCM14,780$896.0K0.1%–
VSHVishay Intertechnology IncCOM34,576$782.1K0.1%History
SPDR Series Trust78464A789ST STR SP INS17,424$685.8K0.1%–
iShares Tr46434V381FUTU EXPO TE ETF12,788$673.9K0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH9,540$623.1K0.1%–
Global X FDS37954Y459RUSSELL 200033,602$603.5K0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.18,331$543.7K0.1%–
NOCNorthrop Grumman CorpStock969$447.3K0.1%History
ETSYEtsy IncCOM4,007$446.1K0.1%History
MITKMitek Systems IncCOM NEW42,450$407.1K0.1%History
First Tr Exchng Traded FD VI33740F698FT VEST US EQT12,000$388.1K0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF13,717$378.2K0.1%–
NETCloudflare, Inc.CL A COM5,485$338.2K<0.1%History
FSLRFirst Solar, Inc.Stock1,527$332.1K<0.1%History
SBGISinclair, Inc.CL A19,211$329.7K<0.1%History
Global X FDS37954Y475S&P 500 COVERED7,712$312.3K<0.1%–
COINCoinbase Global, Inc.COM CL A4,335$292.9K<0.1%History
CLFCleveland-Cliffs Inc.COM15,733$288.4K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM16,501$287.1K<0.1%History
ProShares Tr74348A608SHT 7-10 YR TR10,000$278.6K<0.1%–
ALLYAlly Financial Inc.Stock10,846$276.5K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$268.9K<0.1%–
MATMattel IncCOM14,358$264.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock1,798$263.5K<0.1%History
Flagstar Bank, National Association649445103COM28,682$259.3K<0.1%–
MTNVail Resorts IncCOM1,083$253.0K<0.1%History
SMCISuper Micro Computer, Inc.COM2,348$250.2K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,331$245.9K<0.1%–
VLOValero Energy CorpStock1,760$245.6K<0.1%History
EDConsolidated Edison IncStock2,502$239.4K<0.1%History
OHIOmega Healthcare Investors IncCOM8,475$232.3K<0.1%History
TYTRI-CONTINENTAL CorpCOM8,589$228.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$226.0K<0.1%–
ADIAnalog Devices IncStock1,136$224.0K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$222.8K<0.1%–
STXSeagate Technology Holdings plcORD SHS3,362$222.3K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,500$213.9K<0.1%–
VEEVVeeva Systems IncStock1,161$213.4K<0.1%History
ROKURoku, IncCOM CL A3,204$210.9K<0.1%History
ETREntergy CorpCOM1,950$210.1K<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A11,184$209.6K<0.1%History
CSXCSX CorpStock6,850$205.1K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,732$204.3K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,268$202.1K<0.1%–
TFSLTFS Financial CORPCOM15,359$194.0K<0.1%History
IFNAberdeen India Fund, Inc.COM12,147$183.8K<0.1%History
IHDVoya Emerging Markets High Dividend Equity FundCOM21,101$113.3K<0.1%History
IAEVoya Asia Pacific High Dividend Equity Income FundCOM16,401$105.1K<0.1%History
BRMKBroadmark Realty Capital Inc.COM20,567$96.7K<0.1%History
Crescent PT Energy Corp22576C101COM11,491$81.1K<0.1%–
GGTGabelli Multimedia Trust Inc.COM12,889$72.7K<0.1%History
MQMarqeta, Inc.CLASS A COM15,300$69.9K<0.1%History
PBIPitney Bowes IncCOM16,622$64.7K<0.1%History
HBIHanesbrands Inc.COM10,773$56.7K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM17,275$47.7K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,300$47.1K<0.1%History
DMTKDermTech, Inc.COM11,600$42.7K<0.1%History
AXTIAxt IncCOM10,000$39.8K<0.1%History
DBDDiebold Nixdorf, IncCOM24,086$28.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,274$28.5K<0.1%History
WTERAlkaline Water Co IncCOM NEW12,000$1.92K<0.1%History