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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
554
−38 vs. Q2 2022
Portfolio value
$680.4M
−$75.6M (−10.0%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATP Oil & Gas Corp00208J108COM62,860$00.0%+62,860New–
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%UnchangedHistory
IBIZ Technology45103B205COM200,000$00.0%+200,000New–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%+74,000New–
Max Sound Corp.57776X109COM300,000$00.0%00.0%Unchanged–
Puresafe Water Systems Inc74624H103COM77,550$00.0%00.0%Unchanged–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$00.0%00.0%Unchanged–
Fernhill Ord315219105ORD71,428$00.0%+71,428New–
Biotech Medics Ord090699307ORD80,000$2.00K<0.1%00.0%Unchanged–
Highlands REIT, Inc.43110A104COM46,536$8.00K<0.1%−20,535−30.6%Reduced–
TLPHTalphera, Inc.COM50,000$10.0K<0.1%00.0%UnchangedHistory
DRRXDurect CorpCOM25,000$14.0K<0.1%00.0%UnchangedHistory
Grilled Cheese Truck Ord39850T105ORD40,000$17.0K<0.1%00.0%Unchanged–
Morgan Stanley BK N A CD Zero LKD 2361765QHH5ETF36,000$38.0K<0.1%+36,000New–
DBDDiebold Nixdorf, IncCOM26,046$64.0K<0.1%−1,700−6.1%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR22,106$87.0K<0.1%+22,106New–
ARRArmour Residential REIT, Inc.COM NEW20,001$97.0K<0.1%+20,001NewHistory
CIMChimera Investment CorpCOM NEW20,573$107.0K<0.1%−18,756−47.7%ReducedHistory
NCMINational CineMedia, Inc.COM170,396$111.0K<0.1%+170,396NewHistory
RCSPIMCO Strategic Income Fund, Inc.CEF25,530$121.0K<0.1%+2,295+9.9%AddedHistory
STXSStereotaxis, Inc.COM NEW67,933$122.0K<0.1%+14,573+27.3%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT39,749$131.0K<0.1%+674+1.7%AddedHistory
FS Energy and Power Fund30264D109COM50,187$136.0K<0.1%+35+0.1%Added–
HLNHaleon plcADR24,346$148.0K<0.1%+24,346NewHistory
PNNTPennantpark Investment CorpCOM27,500$150.0K<0.1%+1,000+3.8%AddedHistory
USALiberty All Star Equity FundSH BEN INT27,589$153.0K<0.1%+1,542+5.9%AddedHistory
CTGComputer Task Group IncCOM25,800$173.0K<0.1%+25,800NewHistory
PRTHPriority Technology Holdings, Inc.COM41,000$185.0K<0.1%+8,600+26.5%AddedHistory
Healthcare Trust Inc42226B105REIT27,742$186.0K<0.1%+387+1.4%Added–
JRONuveen Floating Rate Income Opportunity FundCOM SHS23,193$187.0K<0.1%+60.0%AddedHistory
PLTRPalantir Technologies Inc.Stock23,606$192.0K<0.1%+23,606NewHistory
LYTSLsi Industries IncCOM25,100$193.0K<0.1%+25,100NewHistory
BBDCBarings BDC, Inc.COM23,326$193.0K<0.1%−2,352−9.2%ReducedHistory
CPBCAMPBELL'S CoCOM4,249$200.0K<0.1%−134−3.1%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT4,162$201.0K<0.1%+3+0.1%Added–
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$202.0K<0.1%00.0%Unchanged–
COINCoinbase Global, Inc.COM CL A3,163$204.0K<0.1%+3,163NewHistory
HESMHess Midstream LPCL A SHS8,000$204.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF1,002$207.0K<0.1%−574−36.4%Reduced–
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM13,301$207.0K<0.1%+13,301NewHistory
SYKStryker CorpStock1,025$208.0K<0.1%−104−9.2%ReducedHistory
iShares Tr46435U713US INFRASTRUC6,446$208.0K<0.1%+6,446New–
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,541$210.0K<0.1%+267+2.4%Added–
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$211.0K<0.1%+6,500New–
BLDRBuilders FirstSource, Inc.Stock3,621$213.0K<0.1%−485−11.8%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,036$215.0K<0.1%−33−3.1%ReducedHistory
WDAYWorkday, Inc.CL A1,413$215.0K<0.1%−325−18.7%ReducedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT8,539$215.0K<0.1%−2,890−25.3%Reduced–
CSXCSX CorpStock8,105$216.0K<0.1%−4,077−33.5%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF5,038$217.0K<0.1%−745−12.9%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,135$217.0K<0.1%+4+0.2%Added–
NUENucor CorpCOM2,031$217.0K<0.1%−91−4.3%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,550$218.0K<0.1%−74−1.6%Reduced–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN3,015$218.0K<0.1%−5,255−63.5%ReducedHistory
iShares Future AI & Tech ETF46435U556ETF9,191$219.0K<0.1%+9,191New–
GUTGabelli Utility TrustCOM31,800$219.0K<0.1%+1,100+3.6%AddedHistory
MPTMedical Properties Trust IncCOM18,682$222.0K<0.1%+18,682NewHistory
KMBKimberly Clark CorpStock1,982$223.0K<0.1%−79−3.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,059$223.0K<0.1%−568−34.9%Reduced–
DEODiageo PLCSPON ADR NEW1,314$223.0K<0.1%−782−37.3%ReducedHistory
Paramount Global92556H206CL B11,706$223.0K<0.1%−1,238−9.6%Reduced–
iShares Tr464288414NATIONAL MUN ETF2,183$224.0K<0.1%−162−6.9%Reduced–
GSKGSK plcADR7,652$225.0K<0.1%+7,652NewHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,316$225.0K<0.1%+107+4.8%Added–
KVHIKVH Industries IncCOM24,400$225.0K<0.1%00.0%UnchangedHistory
SCCOSouthern Copper CorpStock5,050$226.0K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock1,067$226.0K<0.1%+1,067NewHistory
BW.PABabcock & Wilcox Enterprises, Inc.PRF11,781$226.0K<0.1%+11,781NewHistory
LITELumentum Holdings Inc.COM3,317$227.0K<0.1%+45+1.4%AddedHistory
CLFCleveland-Cliffs Inc.COM16,844$227.0K<0.1%−3,371−16.7%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF6,381$228.0K<0.1%−1,209−15.9%Reduced–
PXDPioneer Natural Resources CoCOM1,055$228.0K<0.1%+1,055NewHistory
CARRCarrier Global CorpStock6,475$230.0K<0.1%−1,273−16.4%ReducedHistory
SNPSSynopsys IncCOM752$230.0K<0.1%−1,309−63.5%ReducedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES43,141$230.0K<0.1%+3,722+9.4%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM335$231.0K<0.1%−799−70.5%ReducedHistory
SOFISoFi Technologies, Inc.Stock47,521$232.0K<0.1%+25,246+113.3%AddedHistory
KBSRKBS Real Estate Investment Trust III, Inc.COM34,513$233.0K<0.1%+213+0.6%AddedHistory
PMPhilip Morris International Inc.Stock2,816$234.0K<0.1%−22−0.8%ReducedHistory
MTNVail Resorts IncCOM1,086$234.0K<0.1%+1,086NewHistory
AEEAmeren CorpCOM2,907$234.0K<0.1%−110−3.6%ReducedHistory
MRVLMarvell Technology, Inc.COM5,507$236.0K<0.1%−143−2.5%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX15,462$241.0K<0.1%−44,007−74.0%Reduced–
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$242.0K<0.1%00.0%Unchanged–
iShares Core S&P Mid-Cap ETF464287507ETF1,108$243.0K<0.1%−156−12.3%Reduced–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$244.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733B100WTR ETF3,415$245.0K<0.1%−496−12.7%Reduced–
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$245.0K<0.1%00.0%Unchanged–
First Tr Ftse Epra / Nareit33736N101COM6,680$246.0K<0.1%−397−5.6%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM34,081$247.0K<0.1%+1,361+4.2%AddedHistory
iShares Tr4642874571 3 YR TREAS BD3,050$248.0K<0.1%+100+3.4%Added–
SLBSLB LimitedStock6,925$249.0K<0.1%−7,065−50.5%ReducedHistory
EDConsolidated Edison IncStock2,901$249.0K<0.1%+345+13.5%AddedHistory
AWKAmerican Water Works Company, Inc.Stock1,915$249.0K<0.1%+71+3.9%AddedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM22,900$249.0K<0.1%+2,950+14.8%AddedHistory
VRTXVertex Pharmaceuticals IncStock863$250.0K<0.1%−802−48.2%ReducedHistory
CGCarlyle Group Inc.COM9,732$251.0K<0.1%+671+7.4%AddedHistory
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$251.0K<0.1%00.0%Unchanged–
TJXTJX Companies IncStock4,051$252.0K<0.1%−91−2.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF21,283$253.0K<0.1%+243+1.2%Added–

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q3 2022
SecurityClassPutsCalls
Global X FDS37954Y459RUSSELL 2000–$354.0K
EDConsolidated Edison IncStock$12.0K$1.00K
GISGeneral Mills IncStock$2.00K$10.0K
DOWDow Inc.Stock$11.0K$1.00K
CVXChevron CorpStock–$11.0K
JNJJohnson & JohnsonStock$3.00K$3.00K
MMM3M CoStock$5.00K$0
XOMExxonMobil Holdings CorpCOM–$3.00K
PGProcter & Gamble CoStock$2.00K–
FFord Motor CoStock–$2.00K
CSCOCisco Systems, Inc.Stock–$2.00K
SHELShell plcADR–$1.00K
INTCIntel CorpStock$1.00K–
ANFAbercrombie & Fitch CoCL A–$1.00K

Sold out since Q2 2022 (86)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
CMGChipotle Mexican Grill IncCOM1,331$1.74M0.2%History
TTDTrade Desk, Inc.Stock31,906$1.34M0.2%History
ADTNADTRAN Holdings, Inc.COM70,725$1.24M0.2%History
iShares Tr464287754US INDUSTRIALS13,312$1.17M0.2%–
PDDPDD Holdings Inc.SPONSORED ADS16,146$998.0K0.1%History
iShares Tr46428743220 YR TR BD ETF8,342$958.0K0.1%–
EWEdwards Lifesciences CorpStock8,797$837.0K0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF11,112$825.0K0.1%–
EXTRExtreme Networks IncCOM90,000$803.0K0.1%History
ATOAtmos Energy CorpCOM6,848$768.0K0.1%History
CTRACoterra Energy Inc.Stock29,393$758.0K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP15,246$728.0K0.1%History
DLTRDollar Tree, Inc.COM4,377$682.0K0.1%History
GSKGSK plcSPONSORED ADR13,488$587.0K0.1%History
MNSTMonster Beverage CorpCOM6,134$569.0K0.1%History
SCHWSchwab Charles CorpStock8,785$555.0K0.1%History
J P Morgan Exchange-Traded F46641Q787US MINMUM VOLT15,535$550.0K0.1%–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN32,293$543.0K0.1%History
JDJD.com, Inc.SPON ADS CL A8,365$537.0K0.1%History
APOApollo Global Management, Inc.COM10,858$526.0K0.1%History
CTASCintas CorpStock1,391$520.0K0.1%History
EXCExelon CorpStock11,426$518.0K0.1%History
ABRArbor Realty Trust IncCOM38,170$500.0K0.1%History
FDSFactset Research Systems IncStock1,238$476.0K0.1%History
AMPAmeriprise Financial IncCOM1,820$433.0K0.1%History
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL73,354$422.0K0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT15,611$416.0K0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM14,100$410.0K0.1%–
AONAon plcCL A1,277$344.0K<0.1%History
PLDPrologis, Inc.REIT2,817$331.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,825$313.0K<0.1%History
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,184$309.0K<0.1%–
STXSeagate Technology Holdings plcORD SHS4,269$305.0K<0.1%History
ACNAccenture plcStock1,054$293.0K<0.1%History
iShares Tr46432F388MSCI USA VALUE3,224$292.0K<0.1%–
NKENIKE, Inc.Stock2,768$283.0K<0.1%History
TYLTyler Technologies IncCOM851$283.0K<0.1%History
EQIXEquinix IncCOM429$282.0K<0.1%History
ULTAUlta Beauty, Inc.Stock729$281.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM36,104$276.0K<0.1%History
ORLYO Reilly Automotive IncStock431$272.0K<0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,360$270.0K<0.1%–
ADIAnalog Devices IncStock1,818$266.0K<0.1%History
TMUST-Mobile US, Inc.Stock1,967$265.0K<0.1%History
Westpac Banking Corp961214301SPONSORED ADR18,300$260.0K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM7,984$258.0K<0.1%–
Vanguard Financials ETF92204A405ETF3,276$253.0K<0.1%–
RGRSturm Ruger & Co IncStock3,900$248.0K<0.1%History
HPHelmerich & Payne, Inc.COM5,726$247.0K<0.1%History
iShares Tr464287770U.S. FIN SVC ETF1,647$244.0K<0.1%–
MARMarriott International IncStock1,767$240.0K<0.1%History
HPQHP IncStock7,324$240.0K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,293$239.0K<0.1%History
iShares Tr464288794US BR DEL SE ETF2,829$238.0K<0.1%–
PDCOPatterson Companies, Inc.COM7,608$231.0K<0.1%History
iShares Russell 1000 Value ETF464287598ETF1,587$230.0K<0.1%–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,608$230.0K<0.1%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,986$229.0K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,030$228.0K<0.1%–
COFCapital One Financial CorpStock2,185$228.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,240$227.0K<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT19,951$226.0K<0.1%History
TSCOTractor Supply CoCOM1,161$225.0K<0.1%History
LANDGladstone Land CorpCOM10,122$224.0K<0.1%History
TECKTeck Resources LtdCL B7,290$223.0K<0.1%History
iShares Russell Mid-Cap Growth ETF464287481ETF2,782$220.0K<0.1%–
AZNAstraZeneca PLCSPONSORED ADR3,332$220.0K<0.1%History
BPYPOBrookfield Property Partners L.P.UNT11,072$218.0K<0.1%History
iShares MSCI Eafe ETF464287465ETF3,481$217.0K<0.1%–
SRESempraStock1,436$216.0K<0.1%History
MNManning & Napier, Inc.CL A17,325$216.0K<0.1%History
BIDUBaidu, Inc.ADR1,445$215.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$213.0K<0.1%–
LKQLKQ CorpCOM4,263$209.0K<0.1%History
USOUnited States Oil Fund, LPUNITS2,606$209.0K<0.1%History
DDDuPont de Nemours, Inc.COM3,769$209.0K<0.1%History
TMToyota Motor CorpADS1,347$208.0K<0.1%History
ARIApollo Commercial Real Estate Finance, Inc.COM19,782$207.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD8,387$206.0K<0.1%–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE4,688$206.0K<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,571$205.0K<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT11,111$205.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,613$205.0K<0.1%History
VTRSViatris IncStock19,516$204.0K<0.1%History
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,020$203.0K<0.1%–
ORCOrchid Island Capital, Inc.COM41,548$118.0K<0.1%History