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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 10, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
592
−129 vs. Q1 2022
Portfolio value
$756.1M
−$215.3M (−22.2%) vs. Q1 2022
Filed
Aug 10, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$256.0K<0.1%00.0%Unchanged–
LHXL3HARRIS Technologies, Inc.Stock1,069$258.0K<0.1%−28−2.6%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM7,984$258.0K<0.1%−2,376−22.9%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF21,040$260.0K<0.1%−8,690−29.2%Reduced–
LITELumentum Holdings Inc.COM3,272$260.0K<0.1%−25−0.8%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS50,057$260.0K<0.1%+3,000+6.4%AddedHistory
Westpac Banking Corp961214301SPONSORED ADR18,300$260.0K<0.1%+18,300New–
ODFLOld Dominion Freight Line, Inc.COM1,026$263.0K<0.1%−483−32.0%ReducedHistory
TMUST-Mobile US, Inc.Stock1,967$265.0K<0.1%−401−16.9%ReducedHistory
ADIAnalog Devices IncStock1,818$266.0K<0.1%−1,157−38.9%ReducedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,360$270.0K<0.1%−2,855−54.7%Reduced–
WBAWalgreens Boots Alliance, Inc.COM7,146$271.0K<0.1%−1,040−12.7%ReducedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES39,419$271.0K<0.1%−4,372−10.0%ReducedHistory
ORLYO Reilly Automotive IncStock431$272.0K<0.1%−677−61.1%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,738$272.0K<0.1%00.0%UnchangedHistory
AEEAmeren CorpCOM3,017$273.0K<0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock1,844$274.0K<0.1%+19+1.0%AddedHistory
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$274.0K<0.1%00.0%Unchanged–
CARRCarrier Global CorpStock7,748$276.0K<0.1%+12+0.2%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM36,104$276.0K<0.1%−10,841−23.1%ReducedHistory
KMBKimberly Clark CorpStock2,061$278.0K<0.1%−9−0.4%ReducedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT8,184$278.0K<0.1%−2,606−24.2%Reduced–
PMPhilip Morris International Inc.Stock2,838$280.0K<0.1%−2,513−47.0%ReducedHistory
ULTAUlta Beauty, Inc.Stock729$281.0K<0.1%−131−15.2%ReducedHistory
NSCNorfolk Southern CorpStock1,237$281.0K<0.1%+2+0.2%AddedHistory
ARCCAres Capital CorpCEF15,728$282.0K<0.1%−1,811−10.3%ReducedHistory
EQIXEquinix IncCOM429$282.0K<0.1%+12+2.9%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF3,911$282.0K<0.1%−42,153−91.5%Reduced–
NKENIKE, Inc.Stock2,768$283.0K<0.1%−366−11.7%ReducedHistory
TYLTyler Technologies IncCOM851$283.0K<0.1%−14−1.6%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF5,783$284.0K<0.1%−661−10.3%Reduced–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM13,000$284.0K<0.1%+1,500+13.0%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,264$286.0K<0.1%−40−3.1%Reduced–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM19,700$286.0K<0.1%00.0%UnchangedHistory
CGCarlyle Group Inc.COM9,061$287.0K<0.1%+66+0.7%AddedHistory
ETREntergy CorpCOM2,558$288.0K<0.1%−200−7.3%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF3,913$288.0K<0.1%−992−20.2%Reduced–
iShares Tr46434VBA7IBONDS DEC22 ETF11,628$291.0K<0.1%+2,000+20.8%Added–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF6,000$292.0K<0.1%−2,790−31.7%Reduced–
iShares Tr46432F388MSCI USA VALUE3,224$292.0K<0.1%−1,895−37.0%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,488$293.0K<0.1%+201+15.6%Added–
ACNAccenture plcStock1,054$293.0K<0.1%−455−30.2%ReducedHistory
SMASmartStop Self Storage REIT, Inc.COM19,184$294.0K<0.1%−3,136−14.1%ReducedHistory
NETCloudflare, Inc.CL A COM6,755$296.0K<0.1%+25+0.4%AddedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT12,200$297.0K<0.1%00.0%UnchangedHistory
WMSAdvanced Drainage Systems, Inc.COM3,298$297.0K<0.1%+3+0.1%AddedHistory
First Tr Ftse Epra / Nareit33736N101COM7,077$298.0K<0.1%−5,260−42.6%Reduced–
DNPDNP Select Income Fund IncCOM27,715$300.0K<0.1%−310−1.1%ReducedHistory
ETSYEtsy IncCOM4,110$301.0K<0.1%−241−5.5%ReducedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT11,429$302.0K<0.1%+968+9.3%Added–
STXSeagate Technology Holdings plcORD SHS4,269$305.0K<0.1%−5,228−55.0%ReducedHistory
TYTRI-CONTINENTAL CorpCOM11,702$306.0K<0.1%+2,448+26.5%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF7,362$307.0K<0.1%−4,347−37.1%Reduced–
DOCUDocuSign, Inc.Stock5,385$309.0K<0.1%−852−13.7%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,184$309.0K<0.1%−1,080−14.9%Reduced–
SWAVShockwave Medical, Inc.COM1,615$309.0K<0.1%−104−6.1%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF4,215$310.0K<0.1%−301−6.7%Reduced–
QMCOQuantum CorpCOM NEW218,376$310.0K<0.1%+135,676+164.1%AddedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF7,590$311.0K<0.1%−1,177−13.4%Reduced–
DOVDOVER CorpCOM2,560$311.0K<0.1%−1,554−37.8%ReducedHistory
CLFCleveland-Cliffs Inc.COM20,215$311.0K<0.1%−1,430−6.6%ReducedHistory
PAYCPaycom Software, Inc.Stock1,114$312.0K<0.1%−33−2.9%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,825$313.0K<0.1%−279−6.8%ReducedHistory
COPConocoPhillipsStock3,543$318.0K<0.1%+282+8.6%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,598$319.0K<0.1%−11,961−76.9%Reduced–
Paramount Global92556H206CL B12,944$319.0K<0.1%−2,364−15.4%Reduced–
iShares Tr46432F875MRNGSTR INC ETF16,165$321.0K<0.1%−5,735−26.2%Reduced–
JFRNuveen Floating Rate Income FundCOM38,600$322.0K<0.1%+900+2.4%AddedHistory
CHXChampionX CorpCOM16,240$322.0K<0.1%+1,959+13.7%AddedHistory
KMIKinder Morgan, Inc.Stock19,326$324.0K<0.1%−3,455−15.2%ReducedHistory
OBDCBlue Owl Capital CorpCOM26,276$324.0K<0.1%+9,512+56.7%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,576$325.0K<0.1%−202−11.4%Reduced–
AFLAflac IncStock5,889$326.0K<0.1%+10.0%AddedHistory
UNPUnion Pacific CorpStock1,527$326.0K<0.1%−850−35.8%ReducedHistory
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF835$326.0K<0.1%00.0%Unchanged–
DZSIDZS Inc.COM20,200$329.0K<0.1%−2,400−10.6%ReducedHistory
PLDPrologis, Inc.REIT2,817$331.0K<0.1%−3,425−54.9%ReducedHistory
AEMAgnico Eagle Mines LtdStock7,240$331.0K<0.1%−442−5.8%ReducedHistory
TDYTeledyne Technologies IncCOM882$331.0K<0.1%−2−0.2%ReducedHistory
iShares Tr464287721U.S. TECH ETF4,169$333.0K<0.1%−4,902−54.0%Reduced–
Roche Hldg Ltd ADR771195104COM7,982$333.0K<0.1%−395−4.7%Reduced–
HUBSHubSpot IncCOM1,112$334.0K<0.1%−67−5.7%ReducedHistory
ITWIllinois Tool Works IncStock1,857$338.0K<0.1%−985−34.7%ReducedHistory
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF12,120$338.0K<0.1%+12,120New–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH5,971$338.0K<0.1%+2,679+81.4%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP2,049$340.0K<0.1%+88+4.5%Added–
AONAon plcCL A1,277$344.0K<0.1%−776−37.8%ReducedHistory
CIMChimera Investment CorpCOM NEW39,329$347.0K<0.1%−1,809−4.4%ReducedHistory
Graniteshares ETF Tr38747R306HIPS US HIGH INC28,266$349.0K<0.1%+4,639+19.6%Added–
CSXCSX CorpStock12,182$354.0K<0.1%+242+2.0%AddedHistory
AXONAxon Enterprise, Inc.COM3,795$354.0K<0.1%+75+2.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,627$356.0K<0.1%+34+2.1%Added–
iShares Tr464288885EAFE GRWTH ETF4,421$356.0K<0.1%−2,726−38.1%Reduced–
BWABorgwarner IncCOM10,713$357.0K<0.1%−4,629−30.2%ReducedHistory
NOCNorthrop Grumman CorpStock749$358.0K<0.1%+7+0.9%AddedHistory
PDIPIMCO Dynamic Income FundSHS17,184$359.0K<0.1%−11,993−41.1%ReducedHistory
DEODiageo PLCSPON ADR NEW2,096$365.0K<0.1%+97+4.9%AddedHistory
CCitigroup IncStock8,008$368.0K<0.1%+1,791+28.8%AddedHistory
STZConstellation Brands, Inc.Stock1,577$368.0K<0.1%−449−22.2%ReducedHistory
Business Dev Corporation of Amer12325J101Closed End Funds72,279$369.0K<0.1%−1,339−1.8%Reduced–

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2022
SecurityClassPutsCalls
First Trust Cloud Computing ETF33734X192ETF$1.04M–
Global X FDS37954Y459RUSSELL 2000–$383.0K
CTGComputer Task Group IncCOM$195.0K–
CVXChevron CorpStock–$13.0K
GISGeneral Mills IncStock$3.00K$9.00K
DOWDow Inc.Stock$9.00K$2.00K
HPHelmerich & Payne, Inc.COM–$8.00K
KKellanovaStock–$6.00K
VZVerizon Communications IncStock–$5.00K
XOMExxonMobil Holdings CorpCOM–$5.00K
JNJJohnson & JohnsonStock$2.00K$2.00K
EDConsolidated Edison IncStock–$4.00K
MMM3M CoStock$4.00K$0
FFord Motor CoStock–$3.00K
ANFAbercrombie & Fitch CoCL A–$3.00K
SHELShell plcADR–$2.00K
CSCOCisco Systems, Inc.Stock–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
INTCIntel CorpStock$1.00K–

Sold out since Q1 2022 (165)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 165 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr464288562RESIDENTIAL MULT45,414$4.36M0.4%–
VanEck Semiconductor ETF92189F676ETF12,550$3.38M0.3%–
State Street Energy Select Sector SPDR ETF81369Y506ETF28,445$2.17M0.2%–
ETEnergy Transfer LPCOM UT LTD PTN166,127$1.86M0.2%History
APTSPreferred Apartment Communities IncCOM66,374$1.66M0.2%History
State Street SPDR S&P Homebuilders ETF78464A888ETF23,403$1.48M0.2%–
First Trust Cloud Computing ETF33734X192ETF15,877$1.44M0.1%–
EMKREmcore CorpCOM NEW366,900$1.36M0.1%History
ASMLASML Holding NVADR1,667$1.11M0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF5,345$1.11M0.1%–
ENBEnbridge IncStock23,641$1.09M0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV11,804$1.07M0.1%–
LLYEli Lilly & CoStock3,344$957.0K0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL10,341$885.0K0.1%–
JLLJones Lang Lasalle IncCOM3,673$879.0K0.1%History
CBRECbre Group, Inc.CL A8,209$751.0K0.1%History
Target Ord872797733ORD3,497$742.0K0.1%–
iShares Tr464288570ESG MSCI KLD ETF7,767$672.0K0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,712$627.0K0.1%–
IRMIron Mountain IncCOM10,863$601.0K0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY25,474$583.0K0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF21,744$570.0K0.1%–
iShares Russell Top 200 Growth ETF464289438ETF3,396$539.0K0.1%–
MKCMcCormick & Co IncStock5,079$506.0K0.1%History
KDKyndryl Holdings, Inc.Stock36,467$478.0K<0.1%History
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,360$477.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,299$474.0K<0.1%–
EOGEOG Resources IncStock3,928$468.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB22,058$465.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY18,757$459.0K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF2,774$447.0K<0.1%–
FITBFifth Third BancorpCOM9,701$417.0K<0.1%History
iShares Tr464287515EXPANDED TECH1,068$368.0K<0.1%–
AAAlcoa CorpStock4,012$361.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF11,210$356.0K<0.1%–
WECWec Energy Group, Inc.Stock3,528$352.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,845$350.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS7,181$350.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC4,733$342.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN10,842$336.0K<0.1%–
Schwab U.S. Large-Cap ETF808524201ETF6,179$332.0K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS29,325$323.0K<0.1%History
VOXXVOXX International CorpCL A32,200$321.0K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS12,034$318.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,742$315.0K<0.1%–
GWWW.W. Grainger, Inc.Stock608$313.0K<0.1%History
KKRKKR & Co. Inc.COM5,337$312.0K<0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,640$311.0K<0.1%–
BSXBoston Scientific CorpStock6,900$305.0K<0.1%History
BGSB&G Foods, Inc.COM11,312$305.0K<0.1%History
ARK Innovation ETF00214Q104ETF4,540$300.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,510$300.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,215$294.0K<0.1%–
FASTFastenal CoStock4,887$290.0K<0.1%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU7,500$290.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,911$289.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF591$289.0K<0.1%History
ELVElevance Health, Inc.Stock568$278.0K<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT13,354$278.0K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,502$275.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$274.0K<0.1%–
CMICummins IncStock1,306$267.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,556$261.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock1,951$260.0K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF852$260.0K<0.1%–
First Tr Exchange-Traded Alp33735J101COM SHS3,690$260.0K<0.1%–
WIREEncore Wire CorpCOM2,271$259.0K<0.1%History
Amplify ETF Tr032108888BLACKSWAN GRWT8,230$257.0K<0.1%–
VLOValero Energy CorpStock2,518$255.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,444$253.0K<0.1%History
iShares Tr464288752US HOME CONS ETF4,286$253.0K<0.1%–
MVTBlackRock Munivest Fund II, Inc.COM19,656$253.0K<0.1%History
LINLinde PLCSHS794$253.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM519$252.0K<0.1%History
URIUnited Rentals, Inc.COM706$250.0K<0.1%History
ZENZendesk, Inc.COM2,055$247.0K<0.1%History
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$244.0K<0.1%–
GESGuess IncCOM11,130$243.0K<0.1%History
COUPCoupa Software IncCOM2,380$241.0K<0.1%History
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF5,600$240.0K<0.1%–
VTRVentas, Inc.REIT3,883$239.0K<0.1%History
ANSSAnsys IncCOM754$239.0K<0.1%History
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR3,369$237.0K<0.1%–
XELXcel Energy IncStock3,283$236.0K<0.1%History
DBXDropbox, Inc.CL A10,074$234.0K<0.1%History
IIMInvesco Value Municipal Income TrustCOM16,612$231.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV4,918$228.0K<0.1%–
ISRGIntuitive Surgical IncCOM NEW756$228.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$227.0K<0.1%History
UHSUniversal Health Services IncCL B1,572$227.0K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST4,500$224.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,430$223.0K<0.1%–
HUMAHumacyte, Inc.COM31,500$222.0K<0.1%History
ZBRAZebra Technologies CorpCL A534$220.0K<0.1%History
DSLDoubleLine Income Solutions FundCOM15,137$219.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,799$217.0K<0.1%–
GSBDGoldman Sachs BDC, Inc.SHS11,100$217.0K<0.1%History
ProShares Bitcoin ETF74347G440ETF7,500$214.0K<0.1%–
U.S. Global Jets ETF26922A842ETF9,781$212.0K<0.1%–
iShares Tr464288281JPMORGAN USD EMG2,164$211.0K<0.1%–