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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 10, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
592
−129 vs. Q1 2022
Portfolio value
$756.1M
−$215.3M (−22.2%) vs. Q1 2022
Filed
Aug 10, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%UnchangedHistory
Max Sound Corp.57776X109COM300,000$00.0%00.0%Unchanged–
Puresafe Water Systems Inc74624H103COM77,550$00.0%00.0%Unchanged–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$00.0%00.0%Unchanged–
Biotech Medics Ord090699307ORD80,000$2.00K<0.1%+80,000New–
Highlands REIT, Inc.43110A104COM67,071$8.00K<0.1%−11,646−14.8%Reduced–
FS Energy and Power Fund30264D109COM50,152$9.00K<0.1%−3,698−6.9%Reduced–
TLPHTalphera, Inc.COM50,000$12.0K<0.1%+50,000NewHistory
DRRXDurect CorpCOM25,000$12.0K<0.1%00.0%UnchangedHistory
Grilled Cheese Truck Ord39850T105ORD40,000$17.0K<0.1%00.0%Unchanged–
DBDDiebold Nixdorf, IncCOM27,746$63.0K<0.1%−3,795−12.0%ReducedHistory
STXSStereotaxis, Inc.COM NEW53,360$98.0K<0.1%+625+1.2%AddedHistory
PRTHPriority Technology Holdings, Inc.COM32,400$107.0K<0.1%+32,400NewHistory
SOFISoFi Technologies, Inc.Stock22,275$117.0K<0.1%−3,715−14.3%ReducedHistory
ORCOrchid Island Capital, Inc.COM41,548$118.0K<0.1%+15,818+61.5%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF23,235$119.0K<0.1%+285+1.2%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT39,075$141.0K<0.1%+3,333+9.3%AddedHistory
USALiberty All Star Equity FundSH BEN INT26,047$164.0K<0.1%+4,927+23.3%AddedHistory
PNNTPennantpark Investment CorpCOM26,500$164.0K<0.1%+200+0.8%AddedHistory
Healthcare Trust Inc42226B105REIT27,355$164.0K<0.1%+382+1.4%Added–
PSECProspect Capital CorpCOM26,579$186.0K<0.1%+26,579NewHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS23,187$189.0K<0.1%−11,015−32.2%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,020$203.0K<0.1%+17+0.8%Added–
VTRSViatris IncStock19,516$204.0K<0.1%−525−2.6%ReducedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,571$205.0K<0.1%00.0%Unchanged–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT11,111$205.0K<0.1%−1,316−10.6%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,613$205.0K<0.1%+152+3.4%AddedHistory
iShares Tr46435G474FALN ANGLS USD8,387$206.0K<0.1%−45−0.5%Reduced–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE4,688$206.0K<0.1%+4,688New–
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$206.0K<0.1%00.0%Unchanged–
ARIApollo Commercial Real Estate Finance, Inc.COM19,782$207.0K<0.1%−2,053−9.4%ReducedHistory
TMToyota Motor CorpADS1,347$208.0K<0.1%−10−0.7%ReducedHistory
LKQLKQ CorpCOM4,263$209.0K<0.1%−200−4.5%ReducedHistory
GUTGabelli Utility TrustCOM30,700$209.0K<0.1%+1,217+4.1%AddedHistory
USOUnited States Oil Fund, LPUNITS2,606$209.0K<0.1%+2,606NewHistory
DDDuPont de Nemours, Inc.COM3,769$209.0K<0.1%+513+15.8%AddedHistory
Vanguard Utilities ETF92204A876ETF1,378$210.0K<0.1%+29+2.1%Added–
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,274$211.0K<0.1%00.0%Unchanged–
CPBCAMPBELL'S CoCOM4,383$211.0K<0.1%+4,383NewHistory
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF4,266$211.0K<0.1%−1,586−27.1%Reduced–
iShares Tr464288638ISHS 5-10YR INVT4,159$212.0K<0.1%+253+6.5%Added–
KVHIKVH Industries IncCOM24,400$212.0K<0.1%+13,500+123.9%AddedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$213.0K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR1,445$215.0K<0.1%+1,445NewHistory
SRESempraStock1,436$216.0K<0.1%+1+0.1%AddedHistory
MNManning & Napier, Inc.CL A17,325$216.0K<0.1%−4,200−19.5%ReducedHistory
iShares MSCI Eafe ETF464287465ETF3,481$217.0K<0.1%+3,481New–
BPYPOBrookfield Property Partners L.P.UNT11,072$218.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,782$220.0K<0.1%−62−2.2%Reduced–
BLDRBuilders FirstSource, Inc.Stock4,106$220.0K<0.1%−346−7.8%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR3,332$220.0K<0.1%−1,336−28.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,006$221.0K<0.1%−1,699−22.1%Reduced–
NUENucor CorpCOM2,122$222.0K<0.1%−2,958−58.2%ReducedHistory
TECKTeck Resources LtdCL B7,290$223.0K<0.1%+2,001+37.8%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,131$224.0K<0.1%−183−7.9%Reduced–
HESMHess Midstream LPCL A SHS8,000$224.0K<0.1%+1,000+14.3%AddedHistory
LANDGladstone Land CorpCOM10,122$224.0K<0.1%+47+0.5%AddedHistory
SYKStryker CorpStock1,129$225.0K<0.1%−461−29.0%ReducedHistory
TSCOTractor Supply CoCOM1,161$225.0K<0.1%−3,374−74.4%ReducedHistory
BHKBlackRock Core Bond TrustSHS BEN INT19,951$226.0K<0.1%+72+0.4%AddedHistory
OHIOmega Healthcare Investors IncCOM8,053$227.0K<0.1%−344−4.1%ReducedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,240$227.0K<0.1%+63+2.0%Added–
FANGDiamondback Energy, Inc.Stock1,882$228.0K<0.1%+1,882NewHistory
Vanguard Total Bond Market ETF921937835ETF3,030$228.0K<0.1%−2,362−43.8%Reduced–
COFCapital One Financial CorpStock2,185$228.0K<0.1%−80−3.5%ReducedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,209$228.0K<0.1%−4−0.2%Reduced–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,986$229.0K<0.1%+2,265+60.9%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,587$230.0K<0.1%+2+0.1%Added–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,608$230.0K<0.1%+259+4.1%AddedHistory
PRUPrudential Financial IncStock2,410$231.0K<0.1%−1,383−36.5%ReducedHistory
TJXTJX Companies IncStock4,142$231.0K<0.1%+251+6.5%AddedHistory
PDCOPatterson Companies, Inc.COM7,608$231.0K<0.1%00.0%UnchangedHistory
TFSLTFS Financial CORPCOM16,889$232.0K<0.1%+16,889NewHistory
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$232.0K<0.1%+42,248New–
KBSRKBS Real Estate Investment Trust III, Inc.COM34,300$232.0K<0.1%−493−1.4%ReducedHistory
TXNTexas Instruments IncStock1,516$233.0K<0.1%+30+2.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,300$238.0K<0.1%−1,117−20.6%Reduced–
iShares Tr464288794US BR DEL SE ETF2,829$238.0K<0.1%−83−2.9%Reduced–
PAAPlains All American Pipeline LPUNIT LTD PARTN24,293$239.0K<0.1%+21+0.1%AddedHistory
BBDCBarings BDC, Inc.COM25,678$239.0K<0.1%−2,810−9.9%ReducedHistory
MARMarriott International IncStock1,767$240.0K<0.1%−336−16.0%ReducedHistory
HPQHP IncStock7,324$240.0K<0.1%−5,556−43.1%ReducedHistory
RIVNRivian Automotive, Inc.Stock9,405$242.0K<0.1%+1,494+18.9%AddedHistory
EDConsolidated Edison IncStock2,556$243.0K<0.1%−2,527−49.7%ReducedHistory
WDAYWorkday, Inc.CL A1,738$243.0K<0.1%−131−7.0%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD2,950$244.0K<0.1%00.0%Unchanged–
iShares Tr464287770U.S. FIN SVC ETF1,647$244.0K<0.1%−6,811−80.5%Reduced–
FISVFiserv IncStock2,752$245.0K<0.1%−1,580−36.5%ReducedHistory
GNRCGenerac Holdings Inc.Stock1,170$246.0K<0.1%+203+21.0%AddedHistory
MRVLMarvell Technology, Inc.COM5,650$246.0K<0.1%−4,554−44.6%ReducedHistory
HPHelmerich & Payne, Inc.COM5,726$247.0K<0.1%−2,150−27.3%ReducedHistory
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$247.0K<0.1%00.0%Unchanged–
RGRSturm Ruger & Co IncStock3,900$248.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF2,345$249.0K<0.1%−1,696−42.0%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,624$251.0K<0.1%−273−5.6%Reduced–
SCCOSouthern Copper CorpStock5,050$252.0K<0.1%+200+4.1%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM32,720$252.0K<0.1%+1,158+3.7%AddedHistory
Vanguard Financials ETF92204A405ETF3,276$253.0K<0.1%−432−11.7%Reduced–
TPVGTriplePoint Venture Growth BDC Corp.COM19,950$254.0K<0.1%−44−0.2%ReducedHistory
BNYBank of New York Mellon CorpStock6,124$255.0K<0.1%+1,002+19.6%AddedHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2022
SecurityClassPutsCalls
First Trust Cloud Computing ETF33734X192ETF$1.04M–
Global X FDS37954Y459RUSSELL 2000–$383.0K
CTGComputer Task Group IncCOM$195.0K–
CVXChevron CorpStock–$13.0K
GISGeneral Mills IncStock$3.00K$9.00K
DOWDow Inc.Stock$9.00K$2.00K
HPHelmerich & Payne, Inc.COM–$8.00K
KKellanovaStock–$6.00K
VZVerizon Communications IncStock–$5.00K
XOMExxonMobil Holdings CorpCOM–$5.00K
JNJJohnson & JohnsonStock$2.00K$2.00K
EDConsolidated Edison IncStock–$4.00K
MMM3M CoStock$4.00K$0
FFord Motor CoStock–$3.00K
ANFAbercrombie & Fitch CoCL A–$3.00K
SHELShell plcADR–$2.00K
CSCOCisco Systems, Inc.Stock–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
INTCIntel CorpStock$1.00K–

Sold out since Q1 2022 (165)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 165 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr464288562RESIDENTIAL MULT45,414$4.36M0.4%–
VanEck Semiconductor ETF92189F676ETF12,550$3.38M0.3%–
State Street Energy Select Sector SPDR ETF81369Y506ETF28,445$2.17M0.2%–
ETEnergy Transfer LPCOM UT LTD PTN166,127$1.86M0.2%History
APTSPreferred Apartment Communities IncCOM66,374$1.66M0.2%History
State Street SPDR S&P Homebuilders ETF78464A888ETF23,403$1.48M0.2%–
First Trust Cloud Computing ETF33734X192ETF15,877$1.44M0.1%–
EMKREmcore CorpCOM NEW366,900$1.36M0.1%History
ASMLASML Holding NVADR1,667$1.11M0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF5,345$1.11M0.1%–
ENBEnbridge IncStock23,641$1.09M0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV11,804$1.07M0.1%–
LLYEli Lilly & CoStock3,344$957.0K0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL10,341$885.0K0.1%–
JLLJones Lang Lasalle IncCOM3,673$879.0K0.1%History
CBRECbre Group, Inc.CL A8,209$751.0K0.1%History
Target Ord872797733ORD3,497$742.0K0.1%–
iShares Tr464288570ESG MSCI KLD ETF7,767$672.0K0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,712$627.0K0.1%–
IRMIron Mountain IncCOM10,863$601.0K0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY25,474$583.0K0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF21,744$570.0K0.1%–
iShares Russell Top 200 Growth ETF464289438ETF3,396$539.0K0.1%–
MKCMcCormick & Co IncStock5,079$506.0K0.1%History
KDKyndryl Holdings, Inc.Stock36,467$478.0K<0.1%History
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,360$477.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,299$474.0K<0.1%–
EOGEOG Resources IncStock3,928$468.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB22,058$465.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY18,757$459.0K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF2,774$447.0K<0.1%–
FITBFifth Third BancorpCOM9,701$417.0K<0.1%History
iShares Tr464287515EXPANDED TECH1,068$368.0K<0.1%–
AAAlcoa CorpStock4,012$361.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF11,210$356.0K<0.1%–
WECWec Energy Group, Inc.Stock3,528$352.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,845$350.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS7,181$350.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC4,733$342.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN10,842$336.0K<0.1%–
Schwab U.S. Large-Cap ETF808524201ETF6,179$332.0K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS29,325$323.0K<0.1%History
VOXXVOXX International CorpCL A32,200$321.0K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS12,034$318.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,742$315.0K<0.1%–
GWWW.W. Grainger, Inc.Stock608$313.0K<0.1%History
KKRKKR & Co. Inc.COM5,337$312.0K<0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,640$311.0K<0.1%–
BSXBoston Scientific CorpStock6,900$305.0K<0.1%History
BGSB&G Foods, Inc.COM11,312$305.0K<0.1%History
ARK Innovation ETF00214Q104ETF4,540$300.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,510$300.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,215$294.0K<0.1%–
FASTFastenal CoStock4,887$290.0K<0.1%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU7,500$290.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,911$289.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF591$289.0K<0.1%History
ELVElevance Health, Inc.Stock568$278.0K<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT13,354$278.0K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,502$275.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$274.0K<0.1%–
CMICummins IncStock1,306$267.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,556$261.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock1,951$260.0K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF852$260.0K<0.1%–
First Tr Exchange-Traded Alp33735J101COM SHS3,690$260.0K<0.1%–
WIREEncore Wire CorpCOM2,271$259.0K<0.1%History
Amplify ETF Tr032108888BLACKSWAN GRWT8,230$257.0K<0.1%–
VLOValero Energy CorpStock2,518$255.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,444$253.0K<0.1%History
iShares Tr464288752US HOME CONS ETF4,286$253.0K<0.1%–
MVTBlackRock Munivest Fund II, Inc.COM19,656$253.0K<0.1%History
LINLinde PLCSHS794$253.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM519$252.0K<0.1%History
URIUnited Rentals, Inc.COM706$250.0K<0.1%History
ZENZendesk, Inc.COM2,055$247.0K<0.1%History
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$244.0K<0.1%–
GESGuess IncCOM11,130$243.0K<0.1%History
COUPCoupa Software IncCOM2,380$241.0K<0.1%History
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF5,600$240.0K<0.1%–
VTRVentas, Inc.REIT3,883$239.0K<0.1%History
ANSSAnsys IncCOM754$239.0K<0.1%History
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR3,369$237.0K<0.1%–
XELXcel Energy IncStock3,283$236.0K<0.1%History
DBXDropbox, Inc.CL A10,074$234.0K<0.1%History
IIMInvesco Value Municipal Income TrustCOM16,612$231.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV4,918$228.0K<0.1%–
ISRGIntuitive Surgical IncCOM NEW756$228.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$227.0K<0.1%History
UHSUniversal Health Services IncCL B1,572$227.0K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST4,500$224.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,430$223.0K<0.1%–
HUMAHumacyte, Inc.COM31,500$222.0K<0.1%History
ZBRAZebra Technologies CorpCL A534$220.0K<0.1%History
DSLDoubleLine Income Solutions FundCOM15,137$219.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,799$217.0K<0.1%–
GSBDGoldman Sachs BDC, Inc.SHS11,100$217.0K<0.1%History
ProShares Bitcoin ETF74347G440ETF7,500$214.0K<0.1%–
U.S. Global Jets ETF26922A842ETF9,781$212.0K<0.1%–
iShares Tr464288281JPMORGAN USD EMG2,164$211.0K<0.1%–