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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
721
+28 vs. Q4 2021
Portfolio value
$971.4M
−$61.9M (−6.0%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST4,500$224.0K<0.1%−1,000−18.2%Reduced–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$227.0K<0.1%00.0%UnchangedHistory
UHSUniversal Health Services IncCL B1,572$227.0K<0.1%+1,572NewHistory
BPYPOBrookfield Property Partners L.P.UNT11,072$227.0K<0.1%+2,283+26.0%AddedHistory
iShares Tr46435U366SELF DRIVNG EV4,918$228.0K<0.1%−725−12.8%Reduced–
ISRGIntuitive Surgical IncCOM NEW756$228.0K<0.1%−3,015−80.0%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM16,612$231.0K<0.1%−20,875−55.7%ReducedHistory
iShares Tr46435G474FALN ANGLS USD8,432$234.0K<0.1%+8,432New–
DBXDropbox, Inc.CL A10,074$234.0K<0.1%+71+0.7%AddedHistory
KBSRKBS Real Estate Investment Trust III, Inc.COM34,793$234.0K<0.1%−1,531−4.2%ReducedHistory
TJXTJX Companies IncStock3,891$235.0K<0.1%−972−20.0%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,292$235.0K<0.1%+3,292New–
XELXcel Energy IncStock3,283$236.0K<0.1%+3,283NewHistory
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR3,369$237.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$237.0K<0.1%−1,025−14.2%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,571$238.0K<0.1%00.0%Unchanged–
VTRVentas, Inc.REIT3,883$239.0K<0.1%+3,883NewHistory
ANSSAnsys IncCOM754$239.0K<0.1%−47−5.9%ReducedHistory
DDDuPont de Nemours, Inc.COM3,256$239.0K<0.1%−128−3.8%ReducedHistory
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF5,600$240.0K<0.1%−200−3.4%Reduced–
SRESempraStock1,435$241.0K<0.1%+1,435NewHistory
COUPCoupa Software IncCOM2,380$241.0K<0.1%−139−5.5%ReducedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF9,628$241.0K<0.1%−2,000−17.2%Reduced–
GESGuess IncCOM11,130$243.0K<0.1%−300−2.6%ReducedHistory
TMToyota Motor CorpADS1,357$244.0K<0.1%+1,357NewHistory
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$244.0K<0.1%00.0%Unchanged–
SOFISoFi Technologies, Inc.Stock25,990$245.0K<0.1%+5,199+25.0%AddedHistory
iShares Tr4642874571 3 YR TREAS BD2,950$245.0K<0.1%00.0%Unchanged–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT3,721$246.0K<0.1%−373−9.1%ReducedHistory
PDCOPatterson Companies, Inc.COM7,608$246.0K<0.1%00.0%UnchangedHistory
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$246.0K<0.1%00.0%Unchanged–
OBDCBlue Owl Capital CorpCOM16,764$247.0K<0.1%−1,489−8.2%ReducedHistory
ZENZendesk, Inc.COM2,055$247.0K<0.1%00.0%UnchangedHistory
DLTRDollar Tree, Inc.COM1,549$248.0K<0.1%+1,549NewHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,177$248.0K<0.1%−350−9.9%Reduced–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,003$249.0K<0.1%+121+6.4%Added–
URIUnited Rentals, Inc.COM706$250.0K<0.1%−193−21.5%ReducedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,274$251.0K<0.1%00.0%Unchanged–
MPWRMonolithic Power Systems, Inc.COM519$252.0K<0.1%+519NewHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,461$252.0K<0.1%−525−10.5%ReducedHistory
PLTRPalantir Technologies Inc.Stock18,444$253.0K<0.1%+2,196+13.5%AddedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,213$253.0K<0.1%+359+19.4%Added–
iShares Tr464288752US HOME CONS ETF4,286$253.0K<0.1%+1,851+76.0%Added–
MVTBlackRock Munivest Fund II, Inc.COM19,656$253.0K<0.1%+2,516+14.7%AddedHistory
LINLinde PLCSHS794$253.0K<0.1%+131+19.8%AddedHistory
BNYBank of New York Mellon CorpStock5,122$254.0K<0.1%+304+6.3%AddedHistory
KMBKimberly Clark CorpStock2,070$254.0K<0.1%+2+0.1%AddedHistory
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$254.0K<0.1%+23,600New–
VLOValero Energy CorpStock2,518$255.0K<0.1%+2,518NewHistory
SHWSherwin Williams CoCOM1,029$256.0K<0.1%−1,201−53.9%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,738$256.0K<0.1%+12+0.1%AddedHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT12,427$257.0K<0.1%+12,427NewHistory
Amplify ETF Tr032108888BLACKSWAN GRWT8,230$257.0K<0.1%+390+5.0%Added–
BHKBlackRock Core Bond TrustSHS BEN INT19,879$258.0K<0.1%+74+0.4%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT7,516$259.0K<0.1%−10,994−59.4%ReducedHistory
WIREEncore Wire CorpCOM2,271$259.0K<0.1%+406+21.8%AddedHistory
SWKSSkyworks Solutions, Inc.Stock1,951$260.0K<0.1%−551−22.0%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF852$260.0K<0.1%−236−21.7%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS3,690$260.0K<0.1%+44+1.2%Added–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,349$260.0K<0.1%−1,659−20.7%ReducedHistory
OHIOmega Healthcare Investors IncCOM8,397$261.0K<0.1%+8,397NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN24,272$261.0K<0.1%+3,473+16.7%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF2,556$261.0K<0.1%−693−21.3%Reduced–
iShares Russell 1000 Value ETF464287598ETF1,585$263.0K<0.1%−10−0.6%Reduced–
CMICummins IncStock1,306$267.0K<0.1%+1,306NewHistory
RGRSturm Ruger & Co IncStock3,900$271.0K<0.1%+800+25.8%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock1,097$272.0K<0.1%−792−41.9%ReducedHistory
TXNTexas Instruments IncStock1,486$272.0K<0.1%+57+4.0%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$274.0K<0.1%+9,712New–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,502$275.0K<0.1%+9,502New–
ELVElevance Health, Inc.Stock568$278.0K<0.1%−461−44.8%ReducedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT13,354$278.0K<0.1%−2,926−18.0%Reduced–
VVRInvesco Senior Income TrustCOM65,768$280.0K<0.1%+65,768NewHistory
AEEAmeren CorpCOM3,017$282.0K<0.1%+3,017NewHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,844$285.0K<0.1%−17−0.6%Reduced–
TYTRI-CONTINENTAL CorpCOM9,254$285.0K<0.1%−2,344−20.2%ReducedHistory
GNRCGenerac Holdings Inc.Stock967$287.0K<0.1%−655−40.4%ReducedHistory
BLDRBuilders FirstSource, Inc.Stock4,452$287.0K<0.1%−284−6.0%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF4,911$289.0K<0.1%+4,911New–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,314$289.0K<0.1%+3+0.1%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF591$289.0K<0.1%+591NewHistory
FASTFastenal CoStock4,887$290.0K<0.1%−759−13.4%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS47,057$290.0K<0.1%−3,104−6.2%ReducedHistory
iShares Tr464288794US BR DEL SE ETF2,912$290.0K<0.1%+1,001+52.4%Added–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU7,500$290.0K<0.1%+7,500New–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM11,500$292.0K<0.1%+11,500NewHistory
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF5,852$293.0K<0.1%+5,852New–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,215$294.0K<0.1%+5,215New–
BBDCBarings BDC, Inc.COM28,488$294.0K<0.1%+28,488NewHistory
iShares Select Dividend ETF464287168ETF2,316$296.0K<0.1%−4,349−65.3%Reduced–
COFCapital One Financial CorpStock2,265$297.0K<0.1%−93−3.9%ReducedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$299.0K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF4,540$300.0K<0.1%−11,226−71.2%Reduced–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,510$300.0K<0.1%+1,247+29.3%Added–
AWKAmerican Water Works Company, Inc.Stock1,825$302.0K<0.1%+569+45.3%AddedHistory
TMUST-Mobile US, Inc.Stock2,368$303.0K<0.1%+479+25.4%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM21,835$304.0K<0.1%−5,434−19.9%ReducedHistory
BSXBoston Scientific CorpStock6,900$305.0K<0.1%+6,900NewHistory
BGSB&G Foods, Inc.COM11,312$305.0K<0.1%+1,029+10.0%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM31,562$306.0K<0.1%+2,097+7.1%AddedHistory

Options (23)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
Pref Apt Com 6.000 Perp 27 Put74039J744ORD$1.97M–
CSCOCisco Systems, Inc.Stock$19.0K$31.0K
ANFAbercrombie & Fitch CoCL A–$30.0K
ProShares Tr74347X849SHRT 20+YR TRE–$27.0K
CVXChevron CorpStock–$20.0K
FFord Motor CoStock–$9.00K
HPHelmerich & Payne, Inc.COM–$8.00K
MRNAModerna, Inc.Stock–$7.00K
AAPLApple Inc.Stock$1.00K$5.00K
DLTRDollar Tree, Inc.COM–$5.00K
XOMExxonMobil Holdings CorpCOM–$4.00K
DOWDow Inc.Stock–$3.00K
EDConsolidated Edison IncStock–$3.00K
SHELShell plcADR–$2.00K
MMM3M CoStock$2.00K–
DDominion Energy, IncStock–$2.00K
ETREntergy CorpCOM–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
AFLAflac IncStock–$1.00K
KKellanovaStock–$1.00K
METAMeta Platforms, Inc.Stock$0$1.00K
VVRInvesco Senior Income TrustCOM–$1.00K

Sold out since Q4 2021 (106)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL266,421$2.67M0.3%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM27,675$1.40M0.1%–
SPGSimon Property Group Inc.REIT6,692$1.07M0.1%History
NYCAmerican Strategic Investment Co.COM91,987$976.0K0.1%History
Invesco Nasdaq 100 ETF46138G649ETF5,954$974.0K0.1%–
TGTTarget CorpStock4,081$945.0K0.1%History
NXPINXP Semiconductors N.V.COM3,288$749.0K0.1%History
VRSKVerisk Analytics, Inc.COM3,112$712.0K0.1%History
NVRNVR IncCOM114$674.0K0.1%History
iShares Tr46435G532MSCI GBL SUS DEV7,406$672.0K0.1%–
TERTeradyne, IncStock3,822$625.0K0.1%History
CDWCDW CorpCOM2,740$561.0K0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A12,105$525.0K0.1%–
WSTWest Pharmaceutical Services IncCOM1,109$520.0K0.1%History
ATKRAtkore Inc.COM4,584$510.0K<0.1%History
ONOn Semiconductor CorpStock7,400$503.0K<0.1%History
PWRQuanta Services, Inc.COM4,320$495.0K<0.1%History
WMBWilliams Companies, Inc.COM18,438$480.0K<0.1%History
SESea LtdSPONSORD ADS2,097$469.0K<0.1%History
MCHPMicrochip Technology IncStock5,372$468.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW13,177$440.0K<0.1%–
ProShares Tr74347B250PSHS SH MDCAP40019,400$439.0K<0.1%–
Vanguard Communication Services ETF92204A884ETF3,121$423.0K<0.1%–
QRVOQorvo, Inc.Stock2,464$385.0K<0.1%History
TTWOTake Two Interactive Software IncCOM2,158$384.0K<0.1%History
AMBAAmbarella IncSHS1,895$384.0K<0.1%History
VEEVVeeva Systems IncStock1,420$363.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF7,670$355.0K<0.1%–
VMRKVivmark ResidentialSH BEN INT3,872$350.0K<0.1%History
ROKURoku, IncCOM CL A1,492$340.0K<0.1%History
ESSEssex Property Trust, Inc.COM955$336.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP5,810$335.0K<0.1%–
FTCVFintech Acquisition Corp VCOM CL A32,000$317.0K<0.1%History
TROWPrice T Rowe Group IncStock1,590$313.0K<0.1%History
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$313.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,590$310.0K<0.1%–
PHParker-Hannifin CorpStock975$310.0K<0.1%History
PEGPublic Service Enterprise Group IncCOM4,637$309.0K<0.1%History
VRSNVerisign IncCOM1,218$309.0K<0.1%History
NDAQNasdaq, Inc.COM1,460$307.0K<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF8,757$300.0K<0.1%History
CECelanese CorpStock1,750$294.0K<0.1%History
Westpac Banking Corp961214301SPONSORED ADR18,800$290.0K<0.1%–
PNCPNC Financial Services Group, Inc.Stock1,440$289.0K<0.1%History
WYNNWynn Resorts LtdCOM3,375$287.0K<0.1%History
RSGRepublic Services, Inc.COM2,033$283.0K<0.1%History
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$281.0K<0.1%–
RFICohen & Steers Total Return Realty Fund IncCOM16,000$275.0K<0.1%History
LTHMLivent Corp.COM11,175$272.0K<0.1%History
NGVTIngevity CorpCOM3,692$265.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A2,621$264.0K<0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,972$260.0K<0.1%–
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$260.0K<0.1%History
AAgilent Technologies, Inc.COM1,592$254.0K<0.1%History
ELEstee Lauder Companies IncCL A687$254.0K<0.1%History
VSTOVista Outdoor Inc.COM5,519$254.0K<0.1%History
iShares Tr46428743220 YR TR BD ETF1,683$249.0K<0.1%–
iShares Tr46435U713US INFRASTRUC6,248$239.0K<0.1%–
INMDInMode Ltd.SHS3,371$238.0K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF2,943$236.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,955$235.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,641$233.0K<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,841$231.0K<0.1%–
MTNVail Resorts IncCOM706$231.0K<0.1%History
DHIHorton D R IncCOM2,102$228.0K<0.1%History
BIDUBaidu, Inc.ADR1,525$227.0K<0.1%History
GPIGroup 1 Automotive IncCOM1,158$226.0K<0.1%History
POOLPool CorpCOM399$226.0K<0.1%History
MNDTMandiant, Inc.Stock12,815$225.0K<0.1%History
ASANAsana, Inc.CL A3,006$224.0K<0.1%History
SNAPSnap IncStock4,725$222.0K<0.1%History
RVTYRevvity, Inc.COM1,104$222.0K<0.1%History
Northern LTS FD Tr III66538R730HCM DEFEN 5004,814$222.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,770$222.0K<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 1003,913$221.0K<0.1%–
ETNEaton Corp plcStock1,273$220.0K<0.1%History
DIODDiodes IncCOM2,000$220.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,040$220.0K<0.1%History
OTISOtis Worldwide CorpStock2,517$219.0K<0.1%History
CHWYChewy, Inc.CL A3,722$219.0K<0.1%History
INTUIntuit Inc.Stock338$217.0K<0.1%History
KHCKraft Heinz CoStock6,003$216.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,801$216.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,598$216.0K<0.1%–
TDOCTeladoc Health, Inc.COM2,337$215.0K<0.1%History
ETHEGrayscale Ethereum Staking ETFETF6,508$211.0K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,218$210.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF6,532$209.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF477$209.0K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,054$208.0K<0.1%–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$208.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ3,124$207.0K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF4,226$206.0K<0.1%–
LCIDLucid Group, Inc.COM5,388$205.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM7,929$205.0K<0.1%History
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,231$205.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,846$202.0K<0.1%–
SONYSony Group CorpSPONSORED ADR1,601$202.0K<0.1%History
NVAXNovavax IncCOM NEW1,410$202.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,243$201.0K<0.1%–