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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
721
+28 vs. Q4 2021
Portfolio value
$971.4M
−$61.9M (−6.0%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
FS Energy and Power Fund30264D109COM53,850$00.0%−5,452−9.2%Reduced–
Gulfslope Energy Inc40273W105COM10,000$00.0%+10,000New–
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%UnchangedHistory
Max Sound Corp.57776X109COM300,000$00.0%00.0%Unchanged–
Puresafe Water Systems Inc74624H103COM77,550$00.0%00.0%Unchanged–
Resource REIT, Inc.76123W101COM15,000$00.0%+15,000New–
United Development Funding IV910187103REIT18,092$00.0%+18,092New–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$00.0%00.0%Unchanged–
GTX Ord362408205ORD12,315$00.0%+12,315New–
Omagine Ord681659207ORD18,375$00.0%+18,375New–
Scepter Holdings Ord80622F106ORD10,000$00.0%+10,000New–
NWBONorthwest Biotherapeutics IncCOM10,000$6.00K<0.1%+10,000NewHistory
RNTXRein Therapeutics, Inc.COM15,000$7.00K<0.1%+15,000NewHistory
WTERAlkaline Water Co IncCOM NEW12,000$11.0K<0.1%+12,000NewHistory
FNMAFederal National Mortgage Association Fannie MaeCOM14,300$11.0K<0.1%+14,300NewHistory
Highlands REIT, Inc.43110A104COM78,717$11.0K<0.1%−847−1.1%Reduced–
DRRXDurect CorpCOM25,000$16.0K<0.1%00.0%UnchangedHistory
Grilled Cheese Truck Ord39850T105ORD40,000$16.0K<0.1%00.0%Unchanged–
Western Magnesium Corp95855T102COM57,882$18.0K<0.1%00.0%Unchanged–
SANWS&W Seed CoCOM10,000$21.0K<0.1%+10,000NewHistory
NorthStar Healthcare Income, Inc.66705T105COM16,230$22.0K<0.1%+16,230New–
WisdomTree Tr97717Y691CLOUD COMPUTNG800$32.0K<0.1%+800New–
AMRNAmarin Corp PLCSPONS ADR NEW11,000$36.0K<0.1%+11,000NewHistory
OPKOpko Health, Inc.COM11,251$38.0K<0.1%+11,251NewHistory
SANBanco Santander, S.A.ADR11,575$39.0K<0.1%+11,575NewHistory
Adamas Trust, Inc.649604501COM PAR $.0210,771$39.0K<0.1%+10,771New–
CNL Healthcare Pptys Inc Com12612C108COM11,643$53.0K<0.1%+11,643New–
HIXWestern Asset High Income Fund II Inc.COM11,960$71.0K<0.1%+11,960NewHistory
ASGLiberty All Star Growth Fund Inc.COM10,276$77.0K<0.1%+10,276NewHistory
ORCOrchid Island Capital, Inc.COM25,730$83.0K<0.1%+477+1.9%AddedHistory
TEITempleton Emerging Markets Income FundCOM13,813$94.0K<0.1%+13,813NewHistory
SMSISmith Micro Software, Inc.COM NEW25,425$95.0K<0.1%−32,450−56.1%ReducedHistory
ACPabrdn Income Credit Strategies FundCOM10,102$98.0K<0.1%+10,102NewHistory
PBIPitney Bowes IncCOM19,022$98.0K<0.1%+19,022NewHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM16,843$98.0K<0.1%−9,900−37.0%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM13,131$99.0K<0.1%+13,131NewHistory
KVHIKVH Industries IncCOM10,900$99.0K<0.1%+10,900NewHistory
GLOClough Global Opportunities FundSH BEN INT10,566$99.0K<0.1%+10,566NewHistory
NSLNuveen Senior Income FundCOM19,800$112.0K<0.1%−7,600−27.7%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,000$115.0K<0.1%+10,000NewHistory
iShares S&P 500 Energy Sector UCITS ETF (Acc)G4R54M599ETF16,000$115.0K<0.1%+16,000New–
TLRYTilray Brands, Inc.COM CL 215,105$117.0K<0.1%+15,105NewHistory
Direxion Shs ETF Tr25460E505DAILY CS 2X SH20,000$123.0K<0.1%+20,000New–
BRMKBroadmark Realty Capital Inc.COM14,721$127.0K<0.1%+14,721NewHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,000$131.0K<0.1%+15,000NewHistory
BRSPBrightSpire Capital, Inc.COM CL A14,367$132.0K<0.1%+14,367NewHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM20,516$133.0K<0.1%+20,516NewHistory
RCSPIMCO Strategic Income Fund, Inc.CEF22,950$134.0K<0.1%+738+3.3%AddedHistory
ZTRVirtus Total Return Fund Inc.COM14,588$142.0K<0.1%+14,588NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT35,742$144.0K<0.1%+35,742NewHistory
SVCService Properties TrustCOM SH BEN INT16,457$145.0K<0.1%+16,457NewHistory
OXLCOxford Lane Capital Corp.COM20,291$146.0K<0.1%+20,291NewHistory
HBANHuntington Bancshares IncCOM10,359$151.0K<0.1%+10,359NewHistory
Credit Suisse Group225401108SPONSORED ADR19,302$151.0K<0.1%+19,302New–
Healthcare Trust Inc42226B105REIT26,973$158.0K<0.1%+390+1.5%Added–
LUMNLumen Technologies, Inc.Stock14,132$159.0K<0.1%+14,132NewHistory
ECCEagle Point Credit CoCOM12,241$160.0K<0.1%+12,241NewHistory
PCNPIMCO Corporate & Income Strategy FundCOM10,309$162.0K<0.1%+10,309NewHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM12,000$163.0K<0.1%+12,000NewHistory
USALiberty All Star Equity FundSH BEN INT21,120$170.0K<0.1%+21,120NewHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM15,830$170.0K<0.1%+15,830NewHistory
MCIBarings Corporate InvestorsCOM11,300$172.0K<0.1%+11,300NewHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK12,720$177.0K<0.1%+12,720NewHistory
VBFInvesco Bond FundCOM10,200$178.0K<0.1%−1,000−8.9%ReducedHistory
RELLRichardson Electronics, Ltd.COM14,600$181.0K<0.1%−13,800−48.6%ReducedHistory
DMTKDermTech, Inc.COM12,400$182.0K<0.1%+12,400NewHistory
QMCOQuantum CorpCOM NEW82,700$187.0K<0.1%−42,400−33.9%ReducedHistory
VIAVViavi Solutions Inc.COM11,825$190.0K<0.1%+11,825NewHistory
HBIHanesbrands Inc.COM13,158$195.0K<0.1%+13,158NewHistory
STXSStereotaxis, Inc.COM NEW52,735$196.0K<0.1%+1,420+2.8%AddedHistory
MNManning & Napier, Inc.CL A21,525$196.0K<0.1%−79−0.4%ReducedHistory
EXPEExpedia Group, Inc.Stock1,026$200.0K<0.1%−926−47.4%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS2,547$201.0K<0.1%+2,547New–
TDGTransDigm Group INCCOM309$201.0K<0.1%+309NewHistory
iShares Tr464288760US AER DEF ETF1,829$202.0K<0.1%+1,829New–
LKQLKQ CorpCOM4,463$202.0K<0.1%−499−10.1%ReducedHistory
MPTMedical Properties Trust IncCOM9,604$203.0K<0.1%+9,604NewHistory
TSNTyson Foods, Inc.Stock2,278$204.0K<0.1%+2,278NewHistory
BUDAnheuser-Busch InBev SA/NVADR3,402$204.0K<0.1%+3,402NewHistory
PNNTPennantpark Investment CorpCOM26,300$204.0K<0.1%00.0%UnchangedHistory
SWKStanley Black & Decker, Inc.COM1,459$204.0K<0.1%+1,459NewHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF4,586$205.0K<0.1%+8+0.2%Added–
UUnity Software Inc.COM2,111$209.0K<0.1%+205+10.8%AddedHistory
GUTGabelli Utility TrustCOM29,483$210.0K<0.1%+3,695+14.3%AddedHistory
HESMHess Midstream LPCL A SHS7,000$210.0K<0.1%+7,000NewHistory
iShares Tr464288281JPMORGAN USD EMG2,164$211.0K<0.1%−669−23.6%Reduced–
MLMMartin Marietta Materials IncCOM550$211.0K<0.1%+550NewHistory
U.S. Global Jets ETF26922A842ETF9,781$212.0K<0.1%−97,808−90.9%Reduced–
DBDDiebold Nixdorf, IncCOM31,541$212.0K<0.1%−1,590−4.8%ReducedHistory
TECKTeck Resources LtdCL B5,289$213.0K<0.1%+5,289NewHistory
ProShares Bitcoin ETF74347G440ETF7,500$214.0K<0.1%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT3,906$214.0K<0.1%−5,432−58.2%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,799$217.0K<0.1%−454−20.2%Reduced–
GSBDGoldman Sachs BDC, Inc.SHS11,100$217.0K<0.1%−1,000−8.3%ReducedHistory
VTRSViatris IncStock20,041$218.0K<0.1%+475+2.4%AddedHistory
Vanguard Utilities ETF92204A876ETF1,349$218.0K<0.1%+1,349New–
DSLDoubleLine Income Solutions FundCOM15,137$219.0K<0.1%+916+6.4%AddedHistory
ZBRAZebra Technologies CorpCL A534$220.0K<0.1%−9−1.7%ReducedHistory
HUMAHumacyte, Inc.COM31,500$222.0K<0.1%+31,500NewHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,430$223.0K<0.1%−300−2.6%Reduced–

Options (23)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
Pref Apt Com 6.000 Perp 27 Put74039J744ORD$1.97M–
CSCOCisco Systems, Inc.Stock$19.0K$31.0K
ANFAbercrombie & Fitch CoCL A–$30.0K
ProShares Tr74347X849SHRT 20+YR TRE–$27.0K
CVXChevron CorpStock–$20.0K
FFord Motor CoStock–$9.00K
HPHelmerich & Payne, Inc.COM–$8.00K
MRNAModerna, Inc.Stock–$7.00K
AAPLApple Inc.Stock$1.00K$5.00K
DLTRDollar Tree, Inc.COM–$5.00K
XOMExxonMobil Holdings CorpCOM–$4.00K
DOWDow Inc.Stock–$3.00K
EDConsolidated Edison IncStock–$3.00K
SHELShell plcADR–$2.00K
MMM3M CoStock$2.00K–
DDominion Energy, IncStock–$2.00K
ETREntergy CorpCOM–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
AFLAflac IncStock–$1.00K
KKellanovaStock–$1.00K
METAMeta Platforms, Inc.Stock$0$1.00K
VVRInvesco Senior Income TrustCOM–$1.00K

Sold out since Q4 2021 (106)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL266,421$2.67M0.3%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM27,675$1.40M0.1%–
SPGSimon Property Group Inc.REIT6,692$1.07M0.1%History
NYCAmerican Strategic Investment Co.COM91,987$976.0K0.1%History
Invesco Nasdaq 100 ETF46138G649ETF5,954$974.0K0.1%–
TGTTarget CorpStock4,081$945.0K0.1%History
NXPINXP Semiconductors N.V.COM3,288$749.0K0.1%History
VRSKVerisk Analytics, Inc.COM3,112$712.0K0.1%History
NVRNVR IncCOM114$674.0K0.1%History
iShares Tr46435G532MSCI GBL SUS DEV7,406$672.0K0.1%–
TERTeradyne, IncStock3,822$625.0K0.1%History
CDWCDW CorpCOM2,740$561.0K0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A12,105$525.0K0.1%–
WSTWest Pharmaceutical Services IncCOM1,109$520.0K0.1%History
ATKRAtkore Inc.COM4,584$510.0K<0.1%History
ONOn Semiconductor CorpStock7,400$503.0K<0.1%History
PWRQuanta Services, Inc.COM4,320$495.0K<0.1%History
WMBWilliams Companies, Inc.COM18,438$480.0K<0.1%History
SESea LtdSPONSORD ADS2,097$469.0K<0.1%History
MCHPMicrochip Technology IncStock5,372$468.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW13,177$440.0K<0.1%–
ProShares Tr74347B250PSHS SH MDCAP40019,400$439.0K<0.1%–
Vanguard Communication Services ETF92204A884ETF3,121$423.0K<0.1%–
QRVOQorvo, Inc.Stock2,464$385.0K<0.1%History
TTWOTake Two Interactive Software IncCOM2,158$384.0K<0.1%History
AMBAAmbarella IncSHS1,895$384.0K<0.1%History
VEEVVeeva Systems IncStock1,420$363.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF7,670$355.0K<0.1%–
VMRKVivmark ResidentialSH BEN INT3,872$350.0K<0.1%History
ROKURoku, IncCOM CL A1,492$340.0K<0.1%History
ESSEssex Property Trust, Inc.COM955$336.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP5,810$335.0K<0.1%–
FTCVFintech Acquisition Corp VCOM CL A32,000$317.0K<0.1%History
TROWPrice T Rowe Group IncStock1,590$313.0K<0.1%History
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$313.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,590$310.0K<0.1%–
PHParker-Hannifin CorpStock975$310.0K<0.1%History
PEGPublic Service Enterprise Group IncCOM4,637$309.0K<0.1%History
VRSNVerisign IncCOM1,218$309.0K<0.1%History
NDAQNasdaq, Inc.COM1,460$307.0K<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF8,757$300.0K<0.1%History
CECelanese CorpStock1,750$294.0K<0.1%History
Westpac Banking Corp961214301SPONSORED ADR18,800$290.0K<0.1%–
PNCPNC Financial Services Group, Inc.Stock1,440$289.0K<0.1%History
WYNNWynn Resorts LtdCOM3,375$287.0K<0.1%History
RSGRepublic Services, Inc.COM2,033$283.0K<0.1%History
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$281.0K<0.1%–
RFICohen & Steers Total Return Realty Fund IncCOM16,000$275.0K<0.1%History
LTHMLivent Corp.COM11,175$272.0K<0.1%History
NGVTIngevity CorpCOM3,692$265.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A2,621$264.0K<0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,972$260.0K<0.1%–
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$260.0K<0.1%History
AAgilent Technologies, Inc.COM1,592$254.0K<0.1%History
ELEstee Lauder Companies IncCL A687$254.0K<0.1%History
VSTOVista Outdoor Inc.COM5,519$254.0K<0.1%History
iShares Tr46428743220 YR TR BD ETF1,683$249.0K<0.1%–
iShares Tr46435U713US INFRASTRUC6,248$239.0K<0.1%–
INMDInMode Ltd.SHS3,371$238.0K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF2,943$236.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,955$235.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,641$233.0K<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,841$231.0K<0.1%–
MTNVail Resorts IncCOM706$231.0K<0.1%History
DHIHorton D R IncCOM2,102$228.0K<0.1%History
BIDUBaidu, Inc.ADR1,525$227.0K<0.1%History
GPIGroup 1 Automotive IncCOM1,158$226.0K<0.1%History
POOLPool CorpCOM399$226.0K<0.1%History
MNDTMandiant, Inc.Stock12,815$225.0K<0.1%History
ASANAsana, Inc.CL A3,006$224.0K<0.1%History
SNAPSnap IncStock4,725$222.0K<0.1%History
RVTYRevvity, Inc.COM1,104$222.0K<0.1%History
Northern LTS FD Tr III66538R730HCM DEFEN 5004,814$222.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,770$222.0K<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 1003,913$221.0K<0.1%–
ETNEaton Corp plcStock1,273$220.0K<0.1%History
DIODDiodes IncCOM2,000$220.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,040$220.0K<0.1%History
OTISOtis Worldwide CorpStock2,517$219.0K<0.1%History
CHWYChewy, Inc.CL A3,722$219.0K<0.1%History
INTUIntuit Inc.Stock338$217.0K<0.1%History
KHCKraft Heinz CoStock6,003$216.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,801$216.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,598$216.0K<0.1%–
TDOCTeladoc Health, Inc.COM2,337$215.0K<0.1%History
ETHEGrayscale Ethereum Staking ETFETF6,508$211.0K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,218$210.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF6,532$209.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF477$209.0K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,054$208.0K<0.1%–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$208.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ3,124$207.0K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF4,226$206.0K<0.1%–
LCIDLucid Group, Inc.COM5,388$205.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM7,929$205.0K<0.1%History
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,231$205.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,846$202.0K<0.1%–
SONYSony Group CorpSPONSORED ADR1,601$202.0K<0.1%History
NVAXNovavax IncCOM NEW1,410$202.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,243$201.0K<0.1%–