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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ULTAUlta Beauty, Inc.Stock1,359$470.0K0.1%−60−4.2%ReducedHistory
MKTXMarketaxess Holdings IncCOM1,018$472.0K0.1%+74+7.8%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM16,500$473.0K0.1%+1,010+6.5%AddedHistory
MKCMcCormick & Co IncStock5,368$474.0K0.1%+298+5.9%AddedHistory
ADXAdams Diversified Equity Fund, Inc.COM24,000$474.0K0.1%+24,000NewHistory
iShares Tr464287770U.S. FIN SVC ETF2,559$474.0K0.1%+2,559New–
DBDDiebold Nixdorf, IncCOM37,258$478.0K0.1%−1,600−4.1%ReducedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM23,850$478.0K0.1%00.0%UnchangedHistory
iShares Tr464287721U.S. TECH ETF4,828$480.0K0.1%−2,810−36.8%Reduced–
JAKKJakks Pacific IncCOM NEW43,680$480.0K0.1%+43,680NewHistory
ZMZoom Communications, Inc.Stock1,242$481.0K0.1%−196−13.6%ReducedHistory
Amplify ETF Tr032108102ONLIN RETL ETF3,731$484.0K0.1%−83−2.2%Reduced–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF9,766$490.0K0.1%+614+6.7%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF6,060$491.0K0.1%+422+7.5%Added–
ORealty Income CorpREIT7,357$491.0K0.1%−391−5.0%ReducedHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$491.0K0.1%+6,368New–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,425$497.0K0.1%+514+7.4%Added–
WSTWest Pharmaceutical Services IncCOM1,387$498.0K0.1%−16−1.1%ReducedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS24,128$499.0K0.1%+4,873+25.3%Added–
PLDPrologis, Inc.REIT4,196$502.0K0.1%+341+8.8%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,438$502.0K0.1%+407+13.4%Added–
AEPAmerican Electric Power Co IncStock5,990$507.0K0.1%+518+9.5%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,768$509.0K0.1%+72+4.2%AddedHistory
NVCRNovoCure LtdORD SHS2,308$512.0K0.1%+353+18.1%AddedHistory
Paramount Global92556H206CL B11,335$512.0K0.1%+6,413+130.3%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF10,670$513.0K0.1%+3,020+39.5%Added–
First Tr Ftse Epra / Nareit33736N101COM10,111$516.0K0.1%+4,712+87.3%Added–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF6,771$517.0K0.1%+253+3.9%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF7,602$520.0K0.1%+905+13.5%Added–
SYYSysco CorpStock6,700$521.0K0.1%+221+3.4%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD9,740$521.0K0.1%+2,652+37.4%Added–
iShares Tr464287515EXPANDED TECH1,344$524.0K0.1%−993−42.5%Reduced–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF11,201$524.0K0.1%+1,930+20.8%Added–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,791$525.0K0.1%−70−3.8%Reduced–
ENBEnbridge IncStock13,135$526.0K0.1%+262+2.0%AddedHistory
iShares Tr464287556ISHARES BIOTECH3,240$530.0K0.1%−740−18.6%Reduced–
GLWCorning IncCOM13,014$532.0K0.1%−2,695−17.2%ReducedHistory
MATMattel IncCOM26,572$534.0K0.1%−1,250−4.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF2,384$537.0K0.1%+259+12.2%Added–
ISRGIntuitive Surgical IncCOM NEW593$545.0K0.1%+115+24.1%AddedHistory
QRVOQorvo, Inc.Stock2,807$549.0K0.1%+164+6.2%AddedHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.18,000$550.0K0.1%+18,000New–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY23,696$553.0K0.1%+832+3.6%Added–
UISUnisys CorpCOM NEW21,875$554.0K0.1%+100+0.5%AddedHistory
SESea LtdSPONSORD ADS2,030$557.0K0.1%+216+11.9%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,303$558.0K0.1%+260+3.7%AddedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF6,056$560.0K0.1%+1,140+23.2%Added–
ORCLOracle CorpStock7,206$561.0K0.1%+277+4.0%AddedHistory
ABRArbor Realty Trust IncCOM31,567$563.0K0.1%+1,467+4.9%AddedHistory
iShares Tr46432F388MSCI USA VALUE5,388$566.0K0.1%+641+13.5%Added–
CIMChimera Investment CorpCOM NEW37,563$566.0K0.1%+345+0.9%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS84,181$568.0K0.1%+23,150+37.9%AddedHistory
Healthcare Trust Inc42226B105REIT25,612$570.0K0.1%+3,805+17.4%Added–
iShares Tr46432F875MRNGSTR INC ETF23,720$574.0K0.1%−4,705−16.6%Reduced–
RELLRichardson Electronics, Ltd.COM69,100$574.0K0.1%−17,600−20.3%ReducedHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID22,236$577.0K0.1%+10,044+82.4%Added–
GNLGlobal Net Lease, Inc.COM NEW31,458$582.0K0.1%+5,703+22.1%AddedHistory
DOVDOVER CorpCOM3,871$583.0K0.1%+1,707+78.9%AddedHistory
UNPUnion Pacific CorpStock2,655$584.0K0.1%+233+9.6%AddedHistory
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund25,371$584.0K0.1%+2,112+9.1%Added–
ARK Next Generation Technology ETF00214Q401ETF3,805$586.0K0.1%+937+32.7%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI27,098$587.0K0.1%−2,658−8.9%ReducedHistory
ITWIllinois Tool Works IncStock2,632$588.0K0.1%+161+6.5%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF9,292$588.0K0.1%−1,667−15.2%Reduced–
iShares Tr4642874571 3 YR TREAS BD6,845$590.0K0.1%+3,447+101.4%Added–
SYKStryker CorpStock2,292$595.0K0.1%+125+5.8%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND5,802$598.0K0.1%+1,733+42.6%Added–
CCICrown Castle Inc.REIT3,093$603.0K0.1%+94+3.1%AddedHistory
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$605.0K0.1%+84,380New–
Royal Dutch Shell PLC780259206SPONS ADR A14,982$605.0K0.1%+467+3.2%Added–
TDOCTeladoc Health, Inc.COM3,675$611.0K0.1%+78+2.2%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR5,104$613.0K0.1%−361−6.6%ReducedHistory
VanEck ETF Trust92189F429PREFERRED SECURT29,068$620.0K0.1%+14,960+106.0%Added–
TEAMAtlassian CorpCL A2,420$622.0K0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM8,363$624.0K0.1%+10.0%AddedHistory
iShares Tr464288885EAFE GRWTH ETF5,813$624.0K0.1%−888−13.3%Reduced–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,167$629.0K0.1%−5−0.2%Reduced–
DUKDuke Energy CORPStock6,403$632.0K0.1%+361+6.0%AddedHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC7,808$634.0K0.1%+366+4.9%Added–
iShares Inc46434G863ESG AWR MSCI EM14,118$637.0K0.1%−1,468−9.4%Reduced–
NKENIKE, Inc.Stock4,169$644.0K0.1%−321−7.1%ReducedHistory
ASANAsana, Inc.CL A10,435$647.0K0.1%+10,435NewHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS29,019$649.0K0.1%00.0%UnchangedHistory
iShares Tr464288877EAFE VALUE ETF12,587$651.0K0.1%+5,439+76.1%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,429$658.0K0.1%+1,822+39.5%Added–
AXONAxon Enterprise, Inc.COM3,731$660.0K0.1%+50+1.4%AddedHistory
SBGISinclair, Inc.CL A19,887$661.0K0.1%+10+0.1%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF13,986$663.0K0.1%+163+1.2%Added–
CVSCVS Health CorpStock7,984$666.0K0.1%+40+0.5%AddedHistory
CCitigroup IncStock9,475$670.0K0.1%+202+2.2%AddedHistory
RIORio Tinto PLCADR8,000$671.0K0.1%00.0%UnchangedHistory
AMGNAmgen IncStock2,760$673.0K0.1%−15−0.5%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV5,504$673.0K0.1%+796+16.9%Added–
Flexshares Tr33939L506IBOXX 3R TARGT25,500$675.0K0.1%+5,563+27.9%Added–
AXPAmerican Express CoStock4,103$678.0K0.1%+283+7.4%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,844$681.0K0.1%−2,421−19.7%Reduced–
iShares Tr464287762US HLTHCARE ETF2,509$685.0K0.1%+2+0.1%Added–
iShares Russell Midcap ETF464287499ETF8,660$686.0K0.1%−567−6.1%Reduced–
TSCOTractor Supply CoCOM3,689$686.0K0.1%+5+0.1%AddedHistory
DEDeere & CoStock1,948$687.0K0.1%−2,015−50.8%ReducedHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–