Skip to main content
Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
673
+65 vs. Q1 2021
Portfolio value
$877.9M
+$108.7M (+14.1%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Kovack Advisors, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TWTRTwitter, Inc.COM4,840$333.0K<0.1%+4,840NewHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,506$334.0K<0.1%+505+10.1%Added–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,865$335.0K<0.1%+1,272+14.8%Added–
TJXTJX Companies IncStock5,014$338.0K<0.1%+4+0.1%AddedHistory
OBDCBlue Owl Capital CorpCOM23,711$338.0K<0.1%+211+0.9%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP9,272$338.0K<0.1%+79+0.9%Added–
SNAPSnap IncStock4,970$339.0K<0.1%−5,005−50.2%ReducedHistory
PDACPeridot Acquisition Corp.SHS CL A27,811$339.0K<0.1%+27,811NewHistory
iShares Tr464288794US BR DEL SE ETF3,339$341.0K<0.1%+3,339New–
VTRSViatris IncStock24,118$345.0K<0.1%+31+0.1%AddedHistory
ZNGAZynga IncCL A32,460$345.0K<0.1%+1,600+5.2%AddedHistory
CGCarlyle Group Inc.COM7,454$346.0K<0.1%−46−0.6%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,277$347.0K<0.1%+303+31.1%Added–
TYLTyler Technologies IncCOM767$347.0K<0.1%00.0%UnchangedHistory
PBCTPeople's United Financial, Inc.COM20,269$347.0K<0.1%+1,427+7.6%AddedHistory
PSXPhillips 66Stock4,054$348.0K<0.1%+172+4.4%AddedHistory
GBTCGrayscale Bitcoin Trust ETFETF11,697$349.0K<0.1%−2,919−20.0%ReducedHistory
KMBKimberly Clark CorpStock2,621$351.0K<0.1%+184+7.6%AddedHistory
CMICummins IncStock1,444$352.0K<0.1%+125+9.5%AddedHistory
OXYOccidental Petroleum CorpStock11,275$353.0K<0.1%−1,210−9.7%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999913,378$353.0K<0.1%+1,000+8.1%AddedHistory
TROWPrice T Rowe Group IncStock1,789$354.0K<0.1%+180+11.2%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,301$354.0K<0.1%+1,046+11.3%Added–
CARRCarrier Global CorpStock7,309$355.0K<0.1%+491+7.2%AddedHistory
MSMorgan StanleyStock3,867$355.0K<0.1%−844−17.9%ReducedHistory
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$355.0K<0.1%00.0%Unchanged–
MCHPMicrochip Technology IncStock2,391$358.0K<0.1%−5−0.2%ReducedHistory
GSKGSK plcSPONSORED ADR8,989$358.0K<0.1%−1,478−14.1%ReducedHistory
Sila Realty Trust Inc Class A146280102COM53,191$360.0K<0.1%+1,188+2.3%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD13,740$361.0K<0.1%+2,175+18.8%Added–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$364.0K<0.1%00.0%Unchanged–
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF835$364.0K<0.1%00.0%Unchanged–
TDYTeledyne Technologies IncCOM882$369.0K<0.1%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock968$370.0K<0.1%−3−0.3%ReducedHistory
RTXRTX CorpStock4,355$372.0K<0.1%+91+2.1%AddedHistory
Qwest 6 75 NTS74913G873NTS14,000$375.0K<0.1%+800+6.1%Added–
USBUS Bancorp DECOM NEW6,592$376.0K<0.1%−36−0.5%ReducedHistory
AEMAgnico Eagle Mines LtdStock6,233$377.0K<0.1%+10.0%AddedHistory
Westpac Banking Corp961214301SPONSORED ADR19,500$377.0K<0.1%−279−1.4%Reduced–
DKNGDraftKings Inc.COM CL A7,305$381.0K<0.1%+1,912+35.5%AddedHistory
WECWec Energy Group, Inc.Stock4,306$383.0K<0.1%+142+3.4%AddedHistory
AGNCAGNC Investment Corp.REIT22,651$383.0K<0.1%+1,175+5.5%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS5,888$387.0K<0.1%+5,888New–
RCSPIMCO Strategic Income Fund, Inc.CEF51,086$389.0K<0.1%+7,677+17.7%AddedHistory
iShares Tr464288281JPMORGAN USD EMG3,458$389.0K<0.1%+592+20.7%Added–
PEOAdams Natural Resources Fund, Inc.COM24,034$389.0K<0.1%+24,034NewHistory
EMREmerson Electric CoStock4,051$390.0K<0.1%−94−2.3%ReducedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP4,000$391.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,163$393.0K<0.1%+251+8.6%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD7,129$394.0K<0.1%+2,916+69.2%Added–
Roche Hldg Ltd ADR771195104COM8,434$396.0K<0.1%−213−2.5%Reduced–
Telephone & Data System 5.875879433795NTS15,050$396.0K<0.1%+2,050+15.8%Added–
YUMYum Brands IncStock3,449$397.0K<0.1%00.0%UnchangedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF7,843$398.0K<0.1%−114−1.4%Reduced–
PLTRPalantir Technologies Inc.Stock15,209$401.0K<0.1%+223+1.5%AddedHistory
JFRNuveen Floating Rate Income FundCOM40,069$401.0K<0.1%+1,700+4.4%AddedHistory
BGSB&G Foods, Inc.COM12,214$401.0K<0.1%+3,022+32.9%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,291$402.0K<0.1%+323+33.4%Added–
UBERUber Technologies, IncStock8,043$403.0K<0.1%+2,571+47.0%AddedHistory
COFCapital One Financial CorpStock2,612$404.0K<0.1%−189−6.7%ReducedHistory
iShares Tr464288752US HOME CONS ETF5,833$404.0K<0.1%−644−9.9%Reduced–
VSTOVista Outdoor Inc.COM8,740$404.0K<0.1%+8,740NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,396$405.0K<0.1%+210+17.7%Added–
URIUnited Rentals, Inc.COM1,274$406.0K<0.1%+260+25.6%AddedHistory
BIDUBaidu, Inc.ADR2,005$409.0K<0.1%−95−4.5%ReducedHistory
iShares Tr464289883CORE 30 70 ETF10,267$409.0K<0.1%−2,000−16.3%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,648$414.0K<0.1%+1,849+31.9%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD4,147$414.0K<0.1%+51+1.2%Added–
iShares Tr464288588MBS ETF3,823$414.0K<0.1%−281−6.8%Reduced–
HTGCHercules Capital, Inc.COM24,276$414.0K<0.1%+240+1.0%AddedHistory
CMCSAComcast CorpStock7,294$416.0K<0.1%+724+11.0%AddedHistory
ACVVirtus Diversified Income & Convertible FundCOM12,000$416.0K<0.1%+12,000NewHistory
EWEdwards Lifesciences CorpStock4,022$417.0K<0.1%+703+21.2%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL9,501$419.0K<0.1%−132−1.4%Reduced–
MRVLMarvell Technology, Inc.COM7,228$422.0K<0.1%+1,155+19.0%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM26,495$423.0K<0.1%−1,657−5.9%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF4,865$428.0K<0.1%−254−5.0%Reduced–
JRONuveen Floating Rate Income Opportunity FundCOM SHS43,992$429.0K<0.1%+13,205+42.9%AddedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM6,651$430.0K<0.1%+457+7.4%Added–
iShares Inc46434G855MSCI GBL GOLD MN15,482$433.0K<0.1%00.0%Unchanged–
iShares Tr46435U366SELF DRIVNG EV8,745$434.0K<0.1%−1,100−11.2%Reduced–
GMGeneral Motors CoCOM7,339$434.0K<0.1%+184+2.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB20,097$434.0K<0.1%+2,250+12.6%Added–
CRFCornerstone Total Return Fund IncCOM38,335$435.0K<0.1%+9,291+32.0%AddedHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB20,594$435.0K<0.1%+2,304+12.6%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM43,995$439.0K0.1%+1,000+2.3%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF9,505$440.0K0.1%+2,791+41.6%Added–
IRMIron Mountain IncCOM10,440$442.0K0.1%−221−2.1%ReducedHistory
VEEVVeeva Systems IncStock1,425$443.0K0.1%−31−2.1%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock2,327$446.0K0.1%+128+5.8%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF4,193$452.0K0.1%−6−0.1%Reduced–
NEMNEWMONT CorpStock7,176$455.0K0.1%+2,753+62.2%AddedHistory
GILDGilead Sciences, Inc.Stock6,627$456.0K0.1%−85−1.3%ReducedHistory
XRXXerox Holdings CorpCOM NEW19,500$458.0K0.1%+10,581+118.6%AddedHistory
WDAYWorkday, Inc.CL A1,937$462.0K0.1%−512−20.9%ReducedHistory
MUMicron Technology IncStock5,445$463.0K0.1%+205+3.9%AddedHistory
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP6,782$464.0K0.1%+435+6.9%Added–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN6,177$464.0K0.1%−975−13.6%Reduced–
ETNEaton Corp plcStock3,159$468.0K0.1%+601+23.5%AddedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN25,061$468.0K0.1%+25,061NewHistory

Options (29)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2021
SecurityClassPutsCalls
OKEONEOK IncCOM–$302.0K
ANFAbercrombie & Fitch CoCL A–$185.0K
QRVOQorvo, Inc.Stock–$25.0K
FFord Motor CoStock–$24.0K
GESGuess IncCOM–$13.0K
DOWDow Inc.Stock–$8.00K
CSCOCisco Systems, Inc.Stock–$8.00K
AAPLApple Inc.Stock$5.00K$3.00K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8.00K
BABoeing CoStock$3.00K$2.00K
TTDTrade Desk, Inc.Stock–$5.00K
MATMattel IncCOM–$5.00K
PBIPitney Bowes IncCOM–$4.00K
AALAmerican Airlines Group Inc.Stock–$3.00K
MCDMcDonalds CorpStock–$3.00K
VSTOVista Outdoor Inc.COM–$3.00K
BPBP PLCADR–$2.00K
ARK Innovation ETF00214Q104ETF$0$2.00K
COUPCoupa Software IncCOM–$2.00K
JNJJohnson & JohnsonStock–$1.00K
KOCoca Cola CoStock$1.00K$0
ABNBAirbnb, Inc.Stock–$1.00K
ENBEnbridge IncStock–$1.00K
NVDANVIDIA CorpStock$1.00K–
WFCWells Fargo & CompanyStock–$1.00K
PFEPfizer IncStock–$1.00K
PYPLPayPal Holdings, Inc.Stock–$1.00K
DBDDiebold Nixdorf, IncCOM–$1.00K
WBAWalgreens Boots Alliance, Inc.COM–$1.00K

Sold out since Q1 2021 (42)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr464287812US CONSM STAPLES10,732$1.90M0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$1.07M0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$573.0K0.1%–
FS KKR Cap Corp II35952V303COM25,119$491.0K0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$404.0K0.1%–
PAASPan American Silver CorpStock12,700$381.0K<0.1%History
LTCLTC Properties IncREIT8,300$346.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$335.0K<0.1%History
LUVSouthwest Airlines CoCOM5,460$333.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$330.0K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$298.0K<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$296.0K<0.1%History
CSGPCostar Group, Inc.COM353$290.0K<0.1%History
Waddell & Reed Finl Inc930059100CL A11,540$289.0K<0.1%–
CERNCERNER CorpCOM4,007$288.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A31,800$286.0K<0.1%History
STAGSTAG Industrial, Inc.COM8,076$271.0K<0.1%History
DXCMDexcom IncCOM748$269.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE15,902$267.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$263.0K<0.1%–
MLMMartin Marietta Materials IncCOM752$253.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$237.0K<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$232.0K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$230.0K<0.1%–
ACBAurora Cannabis IncCOM24,681$230.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$224.0K<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$222.0K<0.1%History
OKEONEOK IncCOM4,233$214.0K<0.1%History
Office Pptys I Pfd38376A202PFDs, REITs,8,450$213.0K<0.1%–
NVSNovartis AGADR2,444$209.0K<0.1%History
HBANHuntington Bancshares IncCOM13,233$208.0K<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$208.0K<0.1%–
SRESempraStock1,558$207.0K<0.1%History
GMSGMS Inc.COM4,967$207.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$206.0K<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$204.0K<0.1%History
KHCKraft Heinz CoStock5,037$201.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,584$200.0K<0.1%History
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–