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Livermore
Livermore
ZHEN

CVI Holdings, LLC

SEC CIK
0001728194
Latest filing
Aug 15, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
897
+108 vs. Q2 2021
Portfolio value
$1.61B
+$126.9M (+8.6%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of CVI Holdings, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PENNPENN Entertainment, Inc.COM400,000$29.0M1.8%00.0%UnchangedHistory
Timkensteel Corporation887399AB9NOTE 6.000%12/0–$19.8M1.2%–New–
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS2,000,000$19.5M1.2%00.0%UnchangedHistory
MBACM3-Brigade Acquisition II Corp.COM CL A1,694,153$16.8M1.0%+94,153+5.9%AddedHistory
SMRNuscale Power CorpCL A1,888,241$16.4M1.0%−13,147−0.7%ReducedHistory
LGVLongview Acquisition Corp. IICOM CL A1,600,000$15.8M1.0%00.0%UnchangedHistory
G&P Acquisition Corp36146G103COM CL A1,600,000$15.8M1.0%00.0%Unchanged–
NRDYNerdy Inc.CL A COM1,575,000$15.7M1.0%+1,575,000NewHistory
CIFRCipher Digital Inc.COM1,500,000$15.5M1.0%+1,500,000NewHistory
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS1,545,840$15.3M1.0%+254,770+19.7%Added–
Thayer Ventures Acqu Corp88332T100COM CL A1,498,500$15.2M0.9%00.0%Unchanged–
Northern Genesis Acquisition66516U101COMMON STOCK1,500,000$14.9M0.9%00.0%Unchanged–
Tech and Energy Transition87823R102CLASS A COM1,500,000$14.7M0.9%00.0%Unchanged–
NRGVEnergy Vault Holdings, Inc.COM CL A1,358,804$13.5M0.8%+958,804+239.7%AddedHistory
CFIVCF Acquisition Corp. IVCOM CL A1,250,000$12.2M0.8%00.0%UnchangedHistory
Mission Advancement Corp60501L101CL A1,250,000$12.2M0.8%00.0%Unchanged–
IMAQInternational Media Acquisition Corp.CLASS A COM1,200,000$11.8M0.7%+1,200,000NewHistory
HIIIHudson Executive Investment Corp. IIICOM CL A1,200,000$11.7M0.7%00.0%UnchangedHistory
NABLN-able, Inc.COMMON STOCK860,617$10.7M0.7%+860,617NewHistory
EQTEQT CorpStock499,997$10.2M0.6%+499,997NewHistory
Altimar Acquisition Corp IIG03709105SHS CL A1,030,000$10.1M0.6%+30,000+3.0%Added–
COOLCorner Growth Acquisition Corp.CL A SHS1,000,000$9.76M0.6%00.0%UnchangedHistory
Golden Falcon Acquisition Co38102H109CL A1,000,000$9.75M0.6%00.0%Unchanged–
KKR Acquisition Holding I Co48253T109COM CLASS A1,000,000$9.75M0.6%00.0%Unchanged–
Af Acquisition Corp001040104CLASS A COM1,000,000$9.74M0.6%00.0%Unchanged–
Pontem CorporationG71707106SHS CL A1,000,000$9.71M0.6%00.0%Unchanged–
ACHRArcher Aviation Inc.Stock1,089,377$9.67M0.6%+1,073,261+6,659.6%AddedHistory
GX Acquisition Corp II36260F105CLASS A COM1,000,000$9.66M0.6%00.0%Unchanged–
Pine Technology Acquisitn Co722850104CLASS A COM1,000,000$9.65M0.6%00.0%Unchanged–
FFAIFaraday Future Intelligent Electric Inc.COM1,000,000$9.44M0.6%+1,000,000NewHistory
RMCORoyalty Management Holding CorpCLASS A COM950,000$9.39M0.6%00.0%UnchangedHistory
Mallard Acquisition Corp561204108COM900,000$8.97M0.6%00.0%Unchanged–
Accelerate Acquisition Corp.00439D102COM CL A900,000$8.76M0.5%00.0%Unchanged–
BTBTBit Digital, IncSHS1,200,000$8.68M0.5%+1,200,000NewHistory
Lilium N VN52586109CLASS A ORD SHS822,751$8.65M0.5%+822,751New–
RKLYRockley Photonics Holdings LtdORDINARY SHARES1,124,488$8.47M0.5%+1,124,488NewHistory
VPC Impact Acqu Holdi III IN91835J108COM CL A800,000$7.93M0.5%00.0%Unchanged–
TPG Pace Beneficial II CorpG89826104COMMON STOCK800,000$7.83M0.5%00.0%Unchanged–
Magnum Opus Acquisition LtdG5S70A104SHS CL A786,172$7.78M0.5%+36,172+4.8%Added–
Vickers Vantage Corp IG9440B107SHS750,000$7.49M0.5%00.0%Unchanged–
Quantum Fintech Acquistin Co74767A105COMMON STOCK750,000$7.39M0.5%00.0%Unchanged–
VPC Impact Acquisition HldgG9460L126CLASS A ORD750,000$7.39M0.5%00.0%Unchanged–
WPCBWarburg Pincus Capital Corp I-BSHS CL A750,000$7.33M0.5%+750,000NewHistory
Compute Health Acquisitin Co204833107COM CL A750,000$7.33M0.5%00.0%Unchanged–
FRWPWP Forward Acquisition Corp. ICLASS A COM750,000$7.21M0.4%+750,000NewHistory
BENEBenessere Capital Acquisition Corp.COM CL A700,000$7.06M0.4%00.0%UnchangedHistory
Viveon Health Acquisition Co92853V106COMMON STOCK700,000$6.99M0.4%00.0%Unchanged–
Poema Global Holdings CorpG7154B107CL A SHS700,000$6.90M0.4%00.0%Unchanged–
Atlas Crest Investment Corp049287105COM CL A700,000$6.83M0.4%00.0%Unchanged–
JWSMFJaws Mustang Acquisition CorpSHS CL A700,000$6.83M0.4%00.0%UnchangedHistory
Marlin Technology Corp.G58411102CL A SHS700,000$6.83M0.4%00.0%Unchanged–
Tuatara Capital Acquisitn CoG9118J101CL A SHS700,000$6.81M0.4%00.0%Unchanged–
PSAGProperty Solutions Acquisition Corp. IICOM CL A700,000$6.79M0.4%00.0%UnchangedHistory
Supernova Partn Acq Co III LG8T90F102SHS CL A700,000$6.79M0.4%00.0%Unchanged–
1847 Goedeker Inc28252C117*W EXP 99/99/9993,941,250$6.62M0.4%00.0%Unchanged–
KSIKadem Sustainable Impact CorpCLASS A COM650,000$6.33M0.4%+650,000NewHistory
HLLYHolley Inc.COM518,107$6.19M0.4%+518,107NewHistory
Soar Technology Acquisn CorpG82472104UNIT 99/99/9999600,000$6.09M0.4%+600,000New–
Agrico Acquisition CorpG41089106CLASS A ORD SHS600,000$6.01M0.4%+600,000New–
CLOEClover Leaf Capital Corp.COM CL A600,000$5.99M0.4%+600,000NewHistory
FVIVFortress Value Acquisition Corp. IVCOM CL A600,000$5.84M0.4%00.0%UnchangedHistory
EOCWElliott Opportunity II Corp.SHS CL A600,000$5.84M0.4%+600,000NewHistory
Lazard Growth Acquisition CoG54035103SHS600,000$5.84M0.4%00.0%Unchanged–
Airship AI Holdings, Inc.G1R25Q105CLASS A ORD SHS600,000$5.83M0.4%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B105SHS CL A600,000$5.83M0.4%+600,000New–
Virgin Group Acquisit Corp IG9460K102SHS CL A600,000$5.83M0.4%00.0%Unchanged–
Digital Transformatn Opt Cor25401K107CLASS A COM600,000$5.82M0.4%00.0%Unchanged–
Corazon Capital V838 MonocerG24237102CLASS A ORD SHS600,000$5.82M0.4%00.0%Unchanged–
Build Acquisition Corp12008J105COM CLASS A600,000$5.81M0.4%00.0%Unchanged–
HUMAHumacyte, Inc.COM500,000$5.80M0.4%+500,000NewHistory
Veea Inc.G7134L126CLASS A ORD SHS600,000$5.80M0.4%00.0%Unchanged–
SHPWShapeways Holdings, Inc.COMMON STOCK750,000$5.78M0.4%+750,000NewHistory
Environmental Impact Acqu Co29408N106COM CL A548,390$5.42M0.3%+48,390+9.7%Added–
AMPSAltus Power, Inc.COM CL A538,327$5.35M0.3%+463,327+617.8%AddedHistory
First Reserve Sustainable GW336169107CLASS A COM518,460$5.13M0.3%+18,460+3.7%Added–
Minority Equality Opportunit60436Q209UNIT 08/26/2026495,000$5.13M0.3%+495,000New–
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/2021,496,223$5.07M0.3%+1,496,223New–
Oxbridge Acquisition CorpG6855L125UNIT 07/30/2026495,000$5.07M0.3%+495,000New–
DTRT Health Acquisition Corp23344T202UNIT 08/31/2029500,000$5.04M0.3%+500,000New–
Recharge Acquisition Corp756229100COM CL A510,000$5.03M0.3%00.0%Unchanged–
TPG Pace Solutions Corp.G8656V104SHS CL A500,000$5.03M0.3%00.0%Unchanged–
OTRAOTR Acquisition Corp.COM CL A495,000$4.98M0.3%00.0%UnchangedHistory
Athena Technology Acquisi Co04687A109COM CLASS A499,800$4.96M0.3%−2000.0%Reduced–
Digiasia Corp.G85094103CLASS A ORD SHS500,000$4.95M0.3%+500,000New–
GIGINTERNATIONAL1 Inc37518W106COM500,000$4.93M0.3%+500,000New–
P3 Health Partners Inc.34552Y106CL A500,000$4.93M0.3%00.0%Unchanged–
MDH Acquisition Corp55283P106COM CL A500,000$4.92M0.3%00.0%Unchanged–
OKLOOklo Inc.COM CL A500,000$4.91M0.3%+500,000NewHistory
Alliance Entertainment Holding Corp00653H102COM CL A500,000$4.90M0.3%00.0%Unchanged–
IG Acquisition Corp.449534106COM CL A500,000$4.89M0.3%00.0%Unchanged–
Epiphany Technology Acquisit29429X109COM CL A500,000$4.88M0.3%00.0%Unchanged–
Independence Holdings CorpG4761A101CLASS A ORD SHS500,000$4.88M0.3%00.0%Unchanged–
Apollo Strategic Growth CaptG0411R106SHS CL A500,000$4.88M0.3%00.0%Unchanged–
Prospector Capital CorpG7273A105CL A500,000$4.88M0.3%00.0%Unchanged–
Esm Acquisition CorporationG3195H104SHS CL A500,000$4.88M0.3%00.0%Unchanged–
VAQCVector Acquisition Corp IICL A SHS500,000$4.88M0.3%00.0%UnchangedHistory
Ftac Parnassus Acquisitn Cor30319B108CLASS A COM500,000$4.88M0.3%00.0%Unchanged–
Austerlitz Acquisition CorpG0633U101COM CL A500,000$4.88M0.3%00.0%Unchanged–
CHAACatcha Investment CorpSHS CL A500,000$4.88M0.3%00.0%UnchangedHistory
Deep Lake Capital Acqustn CoG27029100CL A SHS500,000$4.87M0.3%00.0%Unchanged–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CVI Holdings, LLC in Q3 2021
SecurityClassPutsCalls
BBIGVinco Ventures, Inc.COM$3.03M–
BTBTBit Digital, IncSHS$388.0K–

Sold out since Q2 2021 (134)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 134 by value last quarter.

Positions of CVI Holdings, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
OWLBlue Owl Capital Inc.COM CL A2,250,000$29.0M2.0%History
QSIQuantum-Si IncCOM CL A1,200,000$14.7M1.0%History
TALKTalkspace, Inc.COM1,709,290$14.2M1.0%History
MAPSWM Technology, Inc.COM600,000$10.7M0.7%History
Agile Growth Corp.G01202103CLASS A ORD1,000,000$9.67M0.7%–
ETWOE2open Parent Holdings, Inc.COM CL A832,807$9.51M0.6%History
Holicity Inc435063102COM CL A750,000$9.26M0.6%–
Warburg Pincus Captal Corp IG9460M116UNIT 99/99/9999750,000$7.51M0.5%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/2026750,000$7.46M0.5%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM1,000,000$7.42M0.5%History
ALITAlight, Inc. / DelawareCOM CL A750,000$7.33M0.5%History
GGPIGores Guggenheim, Inc.CLASS A COM750,000$7.32M0.5%History
FOCSFocus Financial Partners Inc.COM CL A147,634$7.16M0.5%History
Khosla Ventures Acqustn Co I482505104COM CL A700,000$6.94M0.5%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/2026650,000$6.46M0.4%–
TALOTalos Energy Inc.COM389,529$6.09M0.4%History
Elliott Opportunity II Corp.G30092129UNIT 99/99/9999600,000$6.01M0.4%–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999600,000$5.99M0.4%–
ONDSOndas Inc.COM NEW737,399$5.86M0.4%History
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026500,000$5.02M0.3%–
REPXRiley Exploration Permian, Inc.COM165,491$4.80M0.3%History
Blue WTR Acquisition Corp09607T104COM CL A400,000$4.03M0.3%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026400,000$4.00M0.3%–
Diamondhead Holdings Corp25278L204UNIT 01/21/2026400,000$4.00M0.3%–
Soaring Eagle Acquisition CoG8354H126CL A SHS399,500$3.98M0.3%–
CMAXCareMax, Inc.COM CL A300,000$3.87M0.3%History
African Gold Acquisition CorG0112R108SHS CL A400,000$3.86M0.3%–
Archimedes Tech Spac Partnr039562202UNIT 03/10/2026350,000$3.48M0.2%–
Check Cap LtdM2361E203SHS2,613,750$3.35M0.2%–
Logistics Innovtn Technlgs C54141L209UNIT 06/10/2026325,000$3.23M0.2%–
PWPPerella Weinberg PartnersCLASS A COM250,000$3.21M0.2%History
ZVRAZevra Therapeutics, Inc.COM NEW244,274$3.13M0.2%History
Rice Acquisition Corp IIG75529118UNIT 99/99/9999300,000$3.07M0.2%–
CF Acquisition Corp V12520R205UNIT 01/25/2026300,000$3.06M0.2%–
Rodgers Silicon Valley Aq Co774873111*W EXP 11/30/202295,933$3.05M0.2%–
SPK Aquisition Corp848651204UNIT 05/13/2026265,000$2.65M0.2%–
Jack Creek Investment Corp.G4989X107UNIT 10/01/2023250,000$2.51M0.2%–
G Squared Ascend II IncG42041114UNIT 99/99/9999250,000$2.50M0.2%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026245,000$2.44M0.2%–
Rotor Acquisition Corp77879W105COM241,917$2.41M0.2%–
Colombier Acquisition Corp19533H207UNIT 99/99/9999240,000$2.38M0.2%–
Atlas Crest Invt Corp049284110*W EXP 01/30/2021,515,600$2.33M0.2%–
GLBSGlobus Maritime LtdCOM NEW558,200$2.17M0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026200,000$2.04M0.1%–
Fintech Acquisition Corp VI31811H205UNIT 06/24/2026200,000$2.02M0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028200,000$2.01M0.1%–
Aries I Acquisition CorpG0542N115UNIT 03/18/2026200,000$2.01M0.1%–
Catalyst Partnrs Acquisitn CG19550113UNIT 99/99/9999200,000$2.01M0.1%–
Angel Pond Holdings CorpG0447J110UNIT 99/99/9999200,000$2.00M0.1%–
Skydeck Acquisition Corp.G82220107UNIT 05/13/2026200,000$2.00M0.1%–
Acon S2 Acquisition CorpG00748106CL SHS200,000$1.98M0.1%–
Locust Walk Acquisition Corp54015L103COM CL A200,000$1.98M0.1%–
BCTXBriaCell Therapeutics Corp.COM NEW320,800$1.71M0.1%History
KLRKaleyra, Inc.COM134,467$1.65M0.1%History
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/2026163,900$1.65M0.1%History
Ecp Environmental GW Opt Cor26829T209UNIT 03/01/2026150,000$1.51M0.1%–
Shelter Acquisition Corp I822821203UNIT 02/25/2026150,000$1.50M0.1%–
Graf Acquisition Corp IV384272209UNIT 05/31/2028150,000$1.49M0.1%–
Consonance HFW Acquisition CG2445M103SHS CL A150,000$1.49M0.1%–
VALNValneva SESPONSORED ADS56,395$1.49M0.1%History
CNDConcord Acquisition CorpCOM CL A150,000$1.48M0.1%History
Power & Digital Infra Acq Co739190106COM CL A150,000$1.48M0.1%–
ATERAterian, Inc.Equity100,000$1.46M0.1%History
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.72,031$1.40M0.1%–
ACBAAce Global Business Acquisition LtdORDINARY SHARES120,000$1.20M0.1%History
INVZInnoviz Technologies Ltd.SHS100,000$1.06M0.1%History
Aldel Financial Inc01407X203UNIT 99/99/9999100,000$1.02M0.1%–
Orion Biotech Opportuntes CoG6780C125UNIT 04/15/2025100,000$1.01M0.1%–
Nightdragon Acquisition Corp65413D204UNIT 02/26/20266100,000$1.01M0.1%–
Warburg Pincus Captal Corp IG9461D123UNIT 99/99/9999100,000$1.00M0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026100,000$995.0K0.1%–
Kensington Capital Acquisiti49006L104COM CL A100,000$995.0K0.1%–
Star Peak Corp II855179107COM CL A100,055$991.0K0.1%–
Centricus Acquisition CorpG2072Q104CL A SHS100,000$990.0K0.1%–
Ca Healthcare Acquisition Co12510W107COM CL A100,000$989.0K0.1%–
Arclight Clean Transition IIG0R21B104CLASS A ORD SHS100,000$983.0K0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999997,200$970.0K0.1%–
TWC Tech Hldgs II Corp90117G105COM92,531$919.0K0.1%–
STEMStem, Inc.COM34,433$818.0K0.1%History
Spartan Acquisition Corp II846775104COM78,955$789.0K0.1%–
ABGIABG Acquisition Corp. ICL A SHS75,000$739.0K<0.1%History
Global SPAC Partners Co,G3934K137UNIT 03/12/202663,200$641.0K<0.1%–
ECORelectroCore, Inc.COM500,790$596.0K<0.1%History
UPHLUpHealth, Inc.COM79,000$532.0K<0.1%History
Interprivate II Acquisition46064Q207UNIT 99/99/999952,735$526.0K<0.1%–
Post Holdings Partnering Cor737465203UNIT 99/99/999950,000$520.0K<0.1%–
New Beginnings Acquisition C64222H100COM48,589$486.0K<0.1%–
FATFat Brands, IncCOM29,460$430.0K<0.1%History
Qell Acquisition CorpG7307X113*W EXP 10/01/202224,931$360.0K<0.1%–
NUVBNuvation Bio Inc.COM CL A35,056$326.0K<0.1%History
Agile Growth Corp.G01202111*W EXP 03/09/202333,333$317.0K<0.1%–
Corner Growth Acquisitn CorpG2426E112UNIT 05/27/202630,000$302.0K<0.1%–
Blue WTR Acquisition Corp09607T112*W EXP 08/31/202400,000$300.0K<0.1%–
Tortoise Acquisition Corp IIG89554128*W EXP 06/14/202123,053$267.0K<0.1%–
Soaring Eagle Acquisition CoG8354H118*W EXP 02/23/20280,000$264.0K<0.1%–
Supernova Partners Acquisiti86846V116*W EXP 10/16/202163,558$252.0K<0.1%–
Gores Holdings VI Inc38286R113*W EXP 08/24/20240,000$238.0K<0.1%–
NMGNouveau Monde Graphite Inc.Stock29,961$235.0K<0.1%History
Peridot Acquisition Corp.G7008A107*W EXP 11/30/20282,029$222.0K<0.1%–
Alpha Healthcare Acquistn Co020751111*W EXP 09/21/20268,864$193.0K<0.1%–