SeaCrest Wealth Management, LLC
- SEC CIK
- 0001728121
- Latest filing
- Jul 9, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 675
- −16 vs. Q2 2021
- Portfolio value
- $829.0M
- −$279.0K (0.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 460,739 | $65.2M | 7.9% | +1,122+0.2% | Added | History |
| MSFTMicrosoft Corp | Stock | 91,578 | $25.8M | 3.1% | −346−0.4% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 8,240 | $22.0M | 2.7% | −41−0.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 6,798 | $18.1M | 2.2% | +103+1.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 5,121 | $16.8M | 2.0% | +231+4.7% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 214,111 | $13.4M | 1.6% | +20,540+10.6% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 49,991 | $11.8M | 1.4% | +652+1.3% | Added | – |
| NVDANVIDIA Corp | Stock | 51,104 | $10.6M | 1.3% | +604+1.2% | AddedConverted for a 4-for-1 split | History |
| ADBEAdobe Inc. | Stock | 15,172 | $8.73M | 1.1% | +144+1.0% | Added | History |
| JNJJohnson & Johnson | Stock | 52,611 | $8.50M | 1.0% | −711−1.3% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 17,683 | $7.95M | 1.0% | +41+0.2% | Added | History |
| PFEPfizer Inc | Stock | 173,373 | $7.46M | 0.9% | +30,959+21.7% | Added | History |
| TAT&T Inc. | Stock | 266,403 | $7.20M | 0.9% | −2,180−0.8% | Reduced | History |
| VZVerizon Communications Inc | Stock | 129,196 | $6.98M | 0.8% | +4,674+3.8% | Added | History |
| CVXChevron Corp | Stock | 67,119 | $6.81M | 0.8% | −592−0.9% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 19,822 | $6.73M | 0.8% | +521+2.7% | Added | History |
| HDHome Depot, Inc. | Stock | 19,676 | $6.46M | 0.8% | −60−0.3% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 17,538 | $6.28M | 0.8% | −2,491−12.4% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 59,890 | $6.22M | 0.8% | +497+0.8% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 41,762 | $6.18M | 0.7% | +2,396+6.1% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 22,633 | $5.89M | 0.7% | +416+1.9% | Added | History |
| QCOMQualcomm Inc | Stock | 44,142 | $5.69M | 0.7% | −656−1.5% | Reduced | History |
| SFSTSouthern First Bancshares Inc | COM | 106,286 | $5.69M | 0.7% | 00.0% | Unchanged | History |
| CVSCVS Health Corp | Stock | 64,713 | $5.49M | 0.7% | −507−0.8% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 33,370 | $5.46M | 0.7% | +929+2.9% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 12,642 | $5.42M | 0.7% | +737+6.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 49,570 | $5.35M | 0.6% | +10,731+27.6% | Added | History |
| PEPPepsiCo Inc | Stock | 35,435 | $5.33M | 0.6% | +10,393+41.5% | Added | History |
| IBMInternational Business Machines Corp | Stock | 37,993 | $5.28M | 0.6% | +47+0.1% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 75,276 | $5.08M | 0.6% | −1,046−1.4% | Reduced | – |
| AMGNAmgen Inc | Stock | 21,249 | $4.52M | 0.5% | −333−1.5% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 52,562 | $4.31M | 0.5% | −560−1.1% | Reduced | – |
| VVisa Inc. | Stock | 19,220 | $4.28M | 0.5% | −255−1.3% | Reduced | History |
| PGProcter & Gamble Co | Stock | 30,577 | $4.28M | 0.5% | −169−0.5% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 8,812 | $4.27M | 0.5% | +833+10.4% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 71,985 | $4.23M | 0.5% | −5,475−7.1% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 108,279 | $4.19M | 0.5% | −1,682−1.5% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 14,958 | $4.06M | 0.5% | +611+4.3% | Added | History |
| MRKMerck & Co., Inc. | Stock | 53,790 | $4.04M | 0.5% | +1,499+2.9% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 26,024 | $4.00M | 0.5% | +2,700+11.6% | Added | – |
| LLYEli Lilly & Co | Stock | 16,933 | $3.91M | 0.5% | +295+1.8% | Added | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 92,427 | $3.82M | 0.5% | +2,440+2.7% | Added | – |
| BACBank of America Corp | Stock | 89,591 | $3.80M | 0.5% | −16,307−15.4% | Reduced | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 66,285 | $3.76M | 0.5% | −3,159−4.5% | Reduced | – |
| DISWalt Disney Co | Stock | 21,973 | $3.72M | 0.4% | +335+1.5% | Added | History |
| TXNTexas Instruments Inc | Stock | 19,179 | $3.69M | 0.4% | +316+1.7% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 35,754 | $3.58M | 0.4% | −2,407−6.3% | Reduced | – |
| MRNAModerna, Inc. | Stock | 8,827 | $3.40M | 0.4% | +1,123+14.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 32,640 | $3.36M | 0.4% | −437−1.3% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 55,944 | $3.31M | 0.4% | +13,625+32.2% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 60,214 | $3.27M | 0.4% | −18,652−23.7% | Reduced | – |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 421,459 | $3.24M | 0.4% | −15,355−3.5% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 14,266 | $3.17M | 0.4% | +391+2.8% | Added | – |
| NFLXNetflix Inc | Stock | 5,123 | $3.13M | 0.4% | +643+14.4% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 57,308 | $3.12M | 0.4% | −128−0.2% | Reduced | History |
| PEGPublic Service Enterprise Group Inc | COM | 51,157 | $3.12M | 0.4% | −1,741−3.3% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 15,071 | $2.95M | 0.4% | −59−0.4% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 39,259 | $2.92M | 0.4% | −3,006−7.1% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 14,044 | $2.81M | 0.3% | −174−1.2% | Reduced | History |
| ABTAbbott Laboratories | Stock | 23,683 | $2.80M | 0.3% | +2,576+12.2% | Added | History |
| PMPhilip Morris International Inc. | Stock | 29,151 | $2.76M | 0.3% | +549+1.9% | Added | History |
| MOAltria Group, Inc. | Stock | 58,504 | $2.66M | 0.3% | −7,497−11.4% | Reduced | History |
| SNOWSnowflake Inc. | Stock | 8,782 | $2.66M | 0.3% | +95+1.1% | Added | History |
| TSLATesla, Inc. | Stock | 3,371 | $2.61M | 0.3% | +298+9.7% | Added | History |
| BABoeing Co | Stock | 11,562 | $2.54M | 0.3% | −343−2.9% | Reduced | History |
| INTCIntel Corp | Stock | 47,522 | $2.53M | 0.3% | +6,028+14.5% | Added | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 31,860 | $2.44M | 0.3% | −3,568−10.1% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 18,292 | $2.43M | 0.3% | −214−1.2% | Reduced | – |
| EBCEastern Bankshares, Inc. | COM | 118,200 | $2.40M | 0.3% | 00.0% | Unchanged | History |
| PRUPrudential Financial Inc | Stock | 22,107 | $2.33M | 0.3% | +194+0.9% | Added | History |
| HUBBHubbell Inc | COM | 12,501 | $2.26M | 0.3% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 10,791 | $2.19M | 0.3% | −14−0.1% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 20,454 | $2.13M | 0.3% | −1,670−7.5% | Reduced | – |
| MMM3M Co | Stock | 12,057 | $2.12M | 0.3% | +40+0.3% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 67,638 | $2.11M | 0.3% | −549−0.8% | Reduced | – |
| GSKGSK plc | SPONSORED ADR | 54,609 | $2.09M | 0.3% | +19,623+56.1% | Added | History |
| HONHoneywell International Inc | COM | 9,731 | $2.07M | 0.2% | −3,775−28.0% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 18,530 | $2.05M | 0.2% | +1,057+6.0% | Added | – |
| BXBlackstone Inc. | COM | 17,472 | $2.03M | 0.2% | −113−0.6% | Reduced | History |
| DEDeere & Co | Stock | 5,991 | $2.01M | 0.2% | +41+0.7% | Added | History |
| BKHBlack Hills Corp | COM | 30,627 | $1.92M | 0.2% | −552−1.8% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 11,643 | $1.91M | 0.2% | −576−4.7% | Reduced | History |
| FDXFedEx Corp | Stock | 8,702 | $1.91M | 0.2% | +1,822+26.5% | Added | History |
| GEGeneral Electric Co | Stock | 18,472 | $1.90M | 0.2% | +892+5.1% | AddedConverted for a 1-for-8 split | History |
| KOCoca Cola Co | Stock | 35,869 | $1.88M | 0.2% | −2,165−5.7% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 6,460 | $1.88M | 0.2% | +2,401+59.2% | Added | – |
| LMTLockheed Martin Corp | Stock | 5,421 | $1.87M | 0.2% | −444−7.6% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 4,739 | $1.87M | 0.2% | +25+0.5% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 14,500 | $1.85M | 0.2% | +256+1.8% | Added | – |
| TGTTarget Corp | Stock | 8,043 | $1.84M | 0.2% | −918−10.2% | Reduced | History |
| CMCSAComcast Corp | Stock | 32,836 | $1.84M | 0.2% | +539+1.7% | Added | History |
| WMTWalmart Inc. | Stock | 13,111 | $1.83M | 0.2% | −3,199−19.6% | Reduced | History |
| TFCTruist Financial Corp | COM | 31,007 | $1.82M | 0.2% | −476−1.5% | Reduced | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 73,320 | $1.80M | 0.2% | +47,425+183.1% | Added | History |
| Schwab U.S. REIT ETF808524847 | ETF | 38,702 | $1.77M | 0.2% | −3,125−7.5% | Reduced | – |
| LADLithia Motors Inc | COM | 5,522 | $1.75M | 0.2% | 00.0% | Unchanged | History |
| STLSterling Bancorp | COM | 68,774 | $1.72M | 0.2% | 00.0% | Unchanged | History |
| NOWServiceNow, Inc. | Stock | 2,750 | $1.71M | 0.2% | −16−0.6% | Reduced | History |
| American Centy ETF Tr025072752 | LARG CA EQUI ETF | 31,169 | $1.69M | 0.2% | +5,905+23.4% | Added | – |
| ORCLOracle Corp | Stock | 19,329 | $1.68M | 0.2% | −189−1.0% | Reduced | History |
Sold out since Q2 2021 (60)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 64,244 | $1.33M | 0.2% | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 21,777 | $1.04M | 0.1% | – |
| PKGPackaging Corp of America | Stock | 7,228 | $979.0K | 0.1% | History |
| RGRSturm Ruger & Co Inc | Stock | 10,401 | $936.0K | 0.1% | History |
| SWBISmith & Wesson Brands, Inc. | COM | 25,865 | $898.0K | 0.1% | History |
| SICPSilvergate Capital Corp | CL A | 6,045 | $685.0K | 0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 22,343 | $644.0K | 0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 26,241 | $616.0K | 0.1% | – |
| iShares Tr464288109 | MORNINGSTAR VALU | 9,113 | $588.0K | 0.1% | – |
| MARMarriott International Inc | Stock | 4,171 | $569.0K | 0.1% | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 3,752 | $542.0K | 0.1% | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 14,503 | $504.0K | 0.1% | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 10,874 | $457.0K | 0.1% | – |
| BHPBHP Group Ltd | ADR | 5,958 | $434.0K | 0.1% | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 3,899 | $408.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 7,073 | $401.0K | <0.1% | History |
| KORCorvus Gold ULC | COM | 139,700 | $383.0K | <0.1% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 3,127 | $363.0K | <0.1% | History |
| CHTChunghwa Telecom Co Ltd | SPON ADR NEW11 | 8,488 | $345.0K | <0.1% | History |
| Guggenheim CR Allocation FD40168G108 | COM | 15,156 | $331.0K | <0.1% | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 4,905 | $318.0K | <0.1% | – |
| BGHBarings Global Short Duration High Yield Fund | COM | 18,352 | $313.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,902 | $308.0K | <0.1% | History |
| JRSNuveen Real Estate Income Fund | COM | 27,000 | $299.0K | <0.1% | History |
| GNTXGentex Corp | COM | 8,740 | $289.0K | <0.1% | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 4,087 | $282.0K | <0.1% | – |
| DRIDarden Restaurants Inc | COM | 1,839 | $268.0K | <0.1% | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 2,398 | $265.0K | <0.1% | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 7,576 | $257.0K | <0.1% | – |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 8,950 | $255.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 9,319 | $254.0K | <0.1% | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 3,861 | $248.0K | <0.1% | – |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 15,249 | $248.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 639 | $247.0K | <0.1% | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 4,299 | $233.0K | <0.1% | – |
| ENSEnerSys | COM | 2,337 | $228.0K | <0.1% | History |
| HESHess Corp | Stock | 2,542 | $222.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,065 | $221.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,075 | $219.0K | <0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 788 | $217.0K | <0.1% | History |
| iShares Core S&P US Value ETF464287663 | ETF | 3,003 | $216.0K | <0.1% | – |
| CDKCDK Global, Inc. | COM | 4,341 | $216.0K | <0.1% | History |
| AMEAmetek Inc | COM | 1,614 | $215.0K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,347 | $214.0K | <0.1% | – |
| CPBCAMPBELL'S Co | COM | 4,674 | $213.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 1,799 | $210.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 6,622 | $205.0K | <0.1% | History |
| RPMRPM International Inc | COM | 2,303 | $204.0K | <0.1% | History |
| ALLEAllegion plc | ORD SHS | 1,439 | $200.0K | <0.1% | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 9,249 | $200.0K | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 10,195 | $196.0K | <0.1% | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 10,219 | $148.0K | <0.1% | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 10,364 | $144.0K | <0.1% | History |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | 11,000 | $112.0K | <0.1% | – |
| NOKNokia Corp | SPONSORED ADR | 20,912 | $111.0K | <0.1% | History |
| GSKYGreenSky, Inc. | CL A | 18,400 | $102.0K | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 10,800 | $100.0K | <0.1% | – |
| Silvercrest Metals Inc828363101 | COM | 10,850 | $95.0K | <0.1% | – |
| LPTHLightpath Technologies Inc | COM CL A | 14,000 | $36.0K | <0.1% | History |
| FTKFlotek Industries Inc | COM | 10,000 | $17.0K | <0.1% | History |