Gradient Capital Advisors, LLC
- SEC CIK
- 0001727917
- Latest filing
- Jul 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 118
- 0 vs. Q2 2021
- Portfolio value
- $218.0M
- +$4.68M (+2.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PTNPalatin Technologies Inc | COM PAR $ .01 | 10,760 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| Immunoprecise Antibodies Ltd45257F200 | COM NEW | 21,718 | $135.0K | 0.1% | 00.0% | Unchanged | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 5,442 | $204.0K | 0.1% | +5,442 | New | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,467 | $211.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 3,218 | $213.0K | 0.1% | +73+2.3% | Added | – |
| iShares Tr464288869 | MICRO-CAP ETF | 1,597 | $230.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 8,384 | $233.0K | 0.1% | 00.0% | Unchanged | – |
| TGTTarget Corp | Stock | 1,028 | $235.0K | 0.1% | +10+1.0% | Added | History |
| INTUIntuit Inc. | Stock | 441 | $238.0K | 0.1% | +3+0.7% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 3,228 | $239.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288117 | INTL TREA BD ETF | 4,716 | $242.0K | 0.1% | 00.0% | Unchanged | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,315 | $247.0K | 0.1% | +1,584+20.5% | Added | – |
| AMGNAmgen Inc | Stock | 1,160 | $247.0K | 0.1% | −12−1.0% | Reduced | History |
| VVisa Inc. | Stock | 1,120 | $250.0K | 0.1% | +34+3.1% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 2,431 | $251.0K | 0.1% | +2,431 | New | – |
| COSTCostco Wholesale Corp | Stock | 563 | $253.0K | 0.1% | +15+2.7% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,311 | $258.0K | 0.1% | −288−11.1% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,081 | $260.0K | 0.1% | −2,015−28.4% | Reduced | – |
| MRNAModerna, Inc. | Stock | 695 | $267.0K | 0.1% | +695 | New | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 5,083 | $269.0K | 0.1% | 00.0% | Unchanged | – |
| CATCaterpillar Inc | Stock | 1,412 | $271.0K | 0.1% | +60+4.4% | Added | History |
| NVDANVIDIA Corp | Stock | 1,381 | $286.0K | 0.1% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| PGProcter & Gamble Co | Stock | 2,098 | $293.0K | 0.1% | +97+4.8% | Added | History |
| SBUXStarbucks Corp | Stock | 2,661 | $294.0K | 0.1% | −17−0.6% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 2,192 | $305.0K | 0.1% | +77+3.6% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 1,401 | $306.0K | 0.1% | 00.0% | Unchanged | – |
| CVXChevron Corp | Stock | 3,095 | $314.0K | 0.1% | +899+40.9% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,227 | $323.0K | 0.1% | −76−5.8% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 1,021 | $365.0K | 0.2% | +1+0.1% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 6,008 | $393.0K | 0.2% | 00.0% | Unchanged | – |
| iShares S&P 500 Value ETF464287408 | ETF | 2,713 | $395.0K | 0.2% | 00.0% | Unchanged | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 25,764 | $397.0K | 0.2% | −5,476−17.5% | Reduced | History |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 9,702 | $403.0K | 0.2% | −274−2.7% | Reduced | – |
| iShares Inc464286343 | US PWR INFRA ETF | 23,096 | $406.0K | 0.2% | −395−1.7% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 3,249 | $415.0K | 0.2% | −267−7.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 7,071 | $430.0K | 0.2% | +160+2.3% | Added | – |
| BABoeing Co | Stock | 1,962 | $432.0K | 0.2% | −12−0.6% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 917 | $445.0K | 0.2% | +5+0.5% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 5,783 | $451.0K | 0.2% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,843 | $451.0K | 0.2% | 00.0% | Unchanged | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 8,949 | $455.0K | 0.2% | 00.0% | Unchanged | – |
| NFLXNetflix Inc | Stock | 812 | $496.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 6,711 | $498.0K | 0.2% | −37−0.5% | Reduced | – |
| TDOCTeladoc Health, Inc. | COM | 3,935 | $499.0K | 0.2% | −563−12.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 1,528 | $527.0K | 0.2% | −557−26.7% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 205 | $546.0K | 0.3% | 00.0% | Unchanged | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 19,098 | $582.0K | 0.3% | +330+1.8% | Added | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 9,820 | $589.0K | 0.3% | 00.0% | Unchanged | – |
| INTCIntel Corp | Stock | 11,330 | $604.0K | 0.3% | +1,602+16.5% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,494 | $641.0K | 0.3% | +153+11.4% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 12,584 | $643.0K | 0.3% | −1,172−8.5% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 6,189 | $711.0K | 0.3% | 00.0% | Unchanged | – |
| Vanguard Health Care ETF92204A504 | ETF | 2,881 | $712.0K | 0.3% | +40+1.4% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 13,632 | $726.0K | 0.3% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 4,513 | $741.0K | 0.3% | −99−2.1% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 11,870 | $743.0K | 0.3% | +1,081+10.0% | Added | – |
| HDHome Depot, Inc. | Stock | 2,314 | $760.0K | 0.3% | +157+7.3% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 7,058 | $771.0K | 0.4% | −36−0.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 5,151 | $791.0K | 0.4% | +545+11.8% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 7,498 | $792.0K | 0.4% | −456−5.7% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,192 | $820.0K | 0.4% | +203+2.5% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,712 | $824.0K | 0.4% | −176−4.5% | Reduced | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 30,439 | $834.0K | 0.4% | +474+1.6% | Added | – |
| DISWalt Disney Co | Stock | 4,959 | $839.0K | 0.4% | +25+0.5% | Added | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 49,530 | $865.0K | 0.4% | +7,845+18.8% | Added | History |
| PFEPfizer Inc | Stock | 20,385 | $877.0K | 0.4% | +10,992+117.0% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 12,779 | $880.0K | 0.4% | +508+4.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 269 | $884.0K | 0.4% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 7,483 | $995.0K | 0.5% | −195−2.5% | Reduced | – |
| LULUlululemon athletica inc. | Stock | 2,697 | $1.09M | 0.5% | 00.0% | Unchanged | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 14,866 | $1.10M | 0.5% | +327+2.2% | Added | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 17,300 | $1.12M | 0.5% | +2,798+19.3% | Added | – |
| QCOMQualcomm Inc | Stock | 8,885 | $1.15M | 0.5% | +265+3.1% | Added | History |
| BACBank of America Corp | Stock | 27,072 | $1.15M | 0.5% | +845+3.2% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 44,609 | $1.15M | 0.5% | +44,609 | New | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 23,951 | $1.20M | 0.5% | −83−0.3% | Reduced | – |
| JNJJohnson & Johnson | Stock | 7,480 | $1.21M | 0.6% | +414+5.9% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 38,666 | $1.21M | 0.6% | −1,718−4.3% | Reduced | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 25,002 | $1.28M | 0.6% | +98+0.4% | Added | – |
| GOOGLAlphabet Inc. | Stock | 493 | $1.32M | 0.6% | +47+10.5% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 20,181 | $1.36M | 0.6% | +191+1.0% | Added | – |
| LRCXLam Research Corp | COM | 2,419 | $1.38M | 0.6% | +4+0.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 5,112 | $1.40M | 0.6% | +34+0.7% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 10,379 | $1.41M | 0.6% | +1,503+16.9% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 15,048 | $1.56M | 0.7% | −330−2.1% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 19,805 | $1.62M | 0.7% | −651−3.2% | Reduced | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 22,509 | $1.70M | 0.8% | +7,906+54.1% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 27,971 | $1.71M | 0.8% | −532−1.9% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 18,725 | $1.91M | 0.9% | −1,052−5.3% | Reduced | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 39,222 | $1.97M | 0.9% | +28,807+276.6% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 11,729 | $1.99M | 0.9% | −606−4.9% | Reduced | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 75,620 | $2.06M | 0.9% | +18,294+31.9% | Added | – |
| WPCW. P. Carey Inc. | COM | 29,751 | $2.17M | 1.0% | +570+2.0% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 40,636 | $2.21M | 1.0% | −157−0.4% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 6,091 | $2.40M | 1.1% | −122−2.0% | Reduced | – |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 48,741 | $2.75M | 1.3% | +676+1.4% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 13,322 | $2.91M | 1.3% | −515−3.7% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 12,617 | $2.99M | 1.4% | −105−0.8% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 8,900 | $3.02M | 1.4% | +165+1.9% | Added | History |
| MSFTMicrosoft Corp | Stock | 11,044 | $3.11M | 1.4% | −628−5.4% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 7,221 | $798.0K | 0.4% | – |
| UPSUnited Parcel Service Inc | Stock | 1,059 | $220.0K | 0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 2,034 | $203.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,304 | $201.0K | 0.1% | History |