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Livermore
Livermore
ZHEN

Quadrant Private Wealth Management, LLC

SEC CIK
0001727454
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
223
−23 vs. Q2 2023
Portfolio value
$297.2M
−$48.1M (−13.9%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Quadrant Private Wealth Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock146,494$25.1M8.4%−2,969−2.0%ReducedHistory
RCReady Capital CorpCOM1,328,665$13.9M4.7%−2,037−0.2%ReducedHistory
NVDANVIDIA CorpStock23,419$10.2M3.4%−1,201−4.9%ReducedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK358,777$10.1M3.4%−133,466−27.1%ReducedHistory
ORCLOracle CorpStock79,415$8.41M2.8%−189−0.2%ReducedHistory
AMZNAmazon Com IncStock58,571$7.45M2.5%−2,346−3.9%ReducedHistory
MSFTMicrosoft CorpStock22,211$7.01M2.4%+5,875+36.0%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF115,905$5.83M2.0%+7,802+7.2%Added–
METAMeta Platforms, Inc.Stock18,802$5.64M1.9%−592−3.1%ReducedHistory
GOOGAlphabet Inc.Stock41,835$5.52M1.9%−977−2.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF11,692$5.02M1.7%−3,284−21.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK51,878$4.91M1.7%−2,771−5.1%Reduced–
XOMExxonMobil Holdings CorpCOM41,095$4.83M1.6%−1,624−3.8%ReducedHistory
ABBVAbbVie Inc.Stock30,760$4.59M1.5%−1,032−3.2%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock35,471$4.35M1.5%−7,443−17.3%ReducedHistory
JNJJohnson & JohnsonStock25,606$3.99M1.3%−1,852−6.7%ReducedHistory
APDAir Products & Chemicals, Inc.Stock12,637$3.60M1.2%−393−3.0%ReducedHistory
DISWalt Disney CoStock43,646$3.54M1.2%+4,958+12.8%AddedHistory
CAPLCrossAmerica Partners LPUT LTD PTN INT156,853$3.40M1.1%+1,280+0.8%AddedHistory
CMECME Group Inc.COM16,594$3.32M1.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock22,748$3.30M1.1%−798−3.4%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS218,759$3.28M1.1%−26,590−10.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF7,535$3.25M1.1%−369−4.7%Reduced–
NFLXNetflix IncStock8,435$3.19M1.1%−266−3.1%ReducedHistory
CRMSalesforce, Inc.Stock14,526$2.95M1.0%−61−0.4%ReducedHistory
ABTAbbott LaboratoriesStock28,963$2.81M0.9%−327−1.1%ReducedHistory
BABoeing CoStock14,011$2.69M0.9%−1,386−9.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock7,271$2.55M0.9%−656−8.3%ReducedHistory
iShares Tr46428743220 YR TR BD ETF28,534$2.53M0.9%−1,602−5.3%Reduced–
CVXChevron CorpStock14,449$2.44M0.8%−2,520−14.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF6,558$2.35M0.8%−1,518−18.8%Reduced–
PFEPfizer IncStock69,947$2.32M0.8%+15,960+29.6%AddedHistory
iShares Tr464288877EAFE VALUE ETF47,117$2.31M0.8%+7,198+18.0%Added–
QCOMQualcomm IncStock20,460$2.27M0.8%−1,223−5.6%ReducedHistory
COSTCostco Wholesale CorpStock3,927$2.22M0.7%+9+0.2%AddedHistory
GOOGLAlphabet Inc.Stock16,716$2.19M0.7%−317−1.9%ReducedHistory
AVGOBroadcom Inc.Stock2,580$2.14M0.7%−34−1.3%ReducedHistory
SBUXStarbucks CorpStock23,396$2.14M0.7%−304−1.3%ReducedHistory
INTCIntel CorpStock59,975$2.13M0.7%−1,253−2.0%ReducedHistory
WMTWalmart Inc.Stock13,197$2.11M0.7%−15−0.1%ReducedHistory
TAT&T Inc.Stock128,523$1.93M0.6%−3,781−2.9%ReducedHistory
PPLPPL CorpCOM80,620$1.92M0.6%−2,800−3.4%ReducedHistory
VZVerizon Communications IncStock57,798$1.87M0.6%+635+1.1%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA19,283$1.82M0.6%−1,551−7.4%Reduced–
MRKMerck & Co., Inc.Stock17,046$1.77M0.6%−1,650−8.8%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM18,966$1.75M0.6%−887−4.5%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF19,871$1.71M0.6%−2,046−9.3%Reduced–
iShares Russell 1000 Growth ETF464287614ETF6,277$1.67M0.6%−987−13.6%Reduced–
DALDelta Air Lines, Inc.COM NEW44,329$1.64M0.6%−2,726−5.8%ReducedHistory
EPDEnterprise Products Partners L.P.Stock56,926$1.56M0.5%−943−1.6%ReducedHistory
WYNNWynn Resorts LtdCOM16,541$1.53M0.5%−520−3.0%ReducedHistory
FSLRFirst Solar, Inc.Stock9,233$1.49M0.5%+4,100+79.9%AddedHistory
GEGeneral Electric CoStock13,234$1.46M0.5%−621−4.5%ReducedHistory
HDHome Depot, Inc.Stock4,790$1.45M0.5%−312−6.1%ReducedHistory
OXYOccidental Petroleum CorpStock21,839$1.42M0.5%+30.0%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF13,854$1.41M0.5%−686−4.7%Reduced–
VVisa Inc.Stock6,130$1.41M0.5%−103−1.7%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR96,956$1.39M0.5%−1,583−1.6%ReducedHistory
SPLKSplunk IncCOM9,325$1.36M0.5%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF48,963$1.32M0.4%−5,100−9.4%Reduced–
LMTLockheed Martin CorpStock3,179$1.30M0.4%+22+0.7%AddedHistory
LLYEli Lilly & CoStock2,386$1.28M0.4%−109−4.4%ReducedHistory
BABAAlibaba Group Holding LtdADR14,571$1.26M0.4%−852−5.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF19,496$1.25M0.4%−1,168−5.7%Reduced–
TCBITexas Capital Bancshares IncCOM20,250$1.19M0.4%−400−1.9%ReducedHistory
BMYBristol Myers Squibb CoStock20,219$1.17M0.4%−873−4.1%ReducedHistory
iShares Tr464288588MBS ETF12,525$1.11M0.4%−732−5.5%Reduced–
TSLATesla, Inc.Stock4,358$1.09M0.4%−846−16.3%ReducedHistory
AMGNAmgen IncStock4,030$1.08M0.4%+253+6.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock17,607$1.03M0.3%+7,848+80.4%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF14,066$1.02M0.3%−3,522−20.0%Reduced–
BACBank of America CorpStock37,321$1.02M0.3%−338−0.9%ReducedHistory
JDJD.com, Inc.SPON ADS CL A34,235$997.3K0.3%+385+1.1%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,965$995.2K0.3%+281+16.7%AddedHistory
CMCSAComcast CorpStock22,165$982.8K0.3%−1,104−4.7%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF13,875$952.5K0.3%+7,433+115.4%Added–
BLKBlackRock, Inc.COM1,420$918.2K0.3%−7−0.5%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF6,928$916.6K0.3%−1,596−18.7%Reduced–
VLOValero Energy CorpStock6,077$861.2K0.3%−815−11.8%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock4,435$844.0K0.3%00.0%UnchangedHistory
GSGoldman Sachs Group IncStock2,507$811.3K0.3%+12+0.5%AddedHistory
SCCOSouthern Copper CorpStock10,510$791.3K0.3%−600−5.4%ReducedHistory
CCitigroup IncStock18,885$776.7K0.3%−1,276−6.3%ReducedHistory
CBOECboe Global Markets, Inc.COM4,913$767.5K0.3%−600−10.9%ReducedHistory
SPDR Series Trust78464A144ST STR CORPO ETF26,614$734.0K0.2%−4,337−14.0%Reduced–
HONHoneywell International IncCOM3,872$715.3K0.2%−898−18.8%ReducedHistory
ZTSZoetis Inc.Stock4,042$703.2K0.2%−357−8.1%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM23,737$686.0K0.2%−180−0.8%ReducedHistory
GILDGilead Sciences, Inc.Stock9,106$682.4K0.2%−522−5.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF7,483$676.4K0.2%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF13,436$670.7K0.2%−180−1.3%Reduced–
KOCoca Cola CoStock11,718$661.4K0.2%−1,023−8.0%ReducedHistory
FFord Motor CoStock51,847$643.9K0.2%−5,320−9.3%ReducedHistory
PGProcter & Gamble CoStock4,410$643.2K0.2%−1,093−19.9%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR12,576$633.6K0.2%−4,559−26.6%Reduced–
iShares Tr46436E7180-3 MTH TREASURY6,206$624.8K0.2%−2,678−30.1%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF1,347$617.2K0.2%+1+0.1%AddedHistory
UNHUnitedHealth Group IncStock1,180$594.9K0.2%−55−4.5%ReducedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF26,378$594.0K0.2%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock10,964$589.5K0.2%−2,636−19.4%ReducedHistory

Sold out since Q2 2023 (34)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Quadrant Private Wealth Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
FOCSFocus Financial Partners Inc.COM CL A95,718$5.03M1.5%History
iShares S&P 500 Value ETF464287408ETF20,100$3.24M0.9%–
Vanguard Morningstar Growth ETF922908736ETF9,323$2.64M0.8%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF22,290$2.39M0.7%–
iShares Core S&P Small Cap ETF464287804ETF13,997$1.39M0.4%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF6,231$1.28M0.4%–
GERGoldman Sachs MLP & Energy Renaissance FundCOM81,223$1.27M0.4%History
ProShares Tr74347X823ULTRPRO DOW3021,164$1.26M0.4%–
ARAntero Resources CorpCOM36,412$838.6K0.2%History
SNOWSnowflake Inc.Stock2,748$483.6K0.1%History
ProShares Tr74347R107PSHS ULT S&P 5008,000$465.2K0.1%–
BWINBaldwin Insurance Group, Inc.COM CL A18,100$448.5K0.1%History
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS9,150$411.4K0.1%–
iShares Tr464288414NATIONAL MUN ETF3,470$370.4K0.1%–
iShares Russell 2000 ETF464287655ETF1,968$368.5K0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,461$330.9K0.1%–
CSXCSX CorpStock9,623$328.1K0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX2,787$320.6K0.1%–
SPDR Series Trust78468R721STATE STREET SPD6,362$293.7K0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF5,829$274.3K0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF1,307$259.9K0.1%–
iShares Tr464287762US HLTHCARE ETF905$253.6K0.1%–
NUENucor CorpCOM1,500$246.7K0.1%History
Vanguard Morningstar Value ETF922908744ETF1,694$240.7K0.1%–
GMGeneral Motors CoCOM6,232$240.3K0.1%History
EIXEdison InternationalStock3,330$231.3K0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,567$228.5K0.1%History
iShares Tr464287291GLOBAL TECH ETF3,540$220.1K0.1%–
NKENIKE, Inc.Stock1,906$211.0K0.1%History
PRUPrudential Financial IncStock2,315$204.2K0.1%History
PLUGPlug Power IncStock15,425$160.3K<0.1%History
SCSSteelcase IncCL A10,917$84.2K<0.1%History
CELLBruker Cellular Analysis, Inc.COM104,562$51.2K<0.1%History
MINAberdeen Intermediate Income FundSH BEN INT10,000$27.4K<0.1%History