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Livermore
Livermore
ZHEN

Caption Management, LLC

SEC CIK
0001706766
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
423
+32 vs. Q2 2024
Portfolio value
$931.9M
−$12.0M (−1.3%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of Caption Management, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
APLSApellis Pharmaceuticals, Inc.COM216,006$6.23M0.7%−213,994−49.8%ReducedHistory
PCVXVaxcyte, Inc.COM54,735$6.25M0.7%+54,735NewHistory
VLOValero Energy CorpStock47,500$6.41M0.7%+47,500NewHistory
BTUPeabody Energy CorpCOM252,155$6.69M0.7%+237,655+1,639.0%AddedHistory
DALDelta Air Lines, Inc.COM NEW134,964$6.85M0.7%+127,164+1,630.3%AddedHistory
PEGPublic Service Enterprise Group IncCOM77,400$6.90M0.7%+76,400+7,640.0%AddedHistory
INSMINSMED IncCOM PAR $.0198,800$7.21M0.8%+98,800NewHistory
KKellanovaStock94,000$7.59M0.8%+94,000NewHistory
THCTenet Healthcare CorpCOM NEW52,400$8.71M0.9%+52,400NewHistory
CPRICapri Holdings LtdSHS216,047$9.17M1.0%+199,310+1,190.8%AddedHistory
MCHPMicrochip Technology IncStock122,128$9.81M1.1%+100,154+455.8%AddedHistory
IPInternational Paper CoCOM226,800$11.1M1.2%+118,998+110.4%AddedHistory
CRHCRH Public Ltd CoORD124,500$11.5M1.2%+112,500+937.5%AddedHistory
Paramount Global92556H206CL B1,237,814$13.1M1.4%−36,800−2.9%Reduced–
FYBRFrontier Communications Parent, Inc.COM454,314$16.1M1.7%+454,314NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK935,000$17.3M1.9%+935,000NewHistory
PARPar Technology CorpCOM332,300$17.3M1.9%+5,700+1.7%AddedHistory
CVXChevron CorpStock129,300$19.0M2.0%+120,825+1,425.7%AddedHistory
AVGOBroadcom Inc.Stock110,800$19.1M2.1%+110,800NewHistory
GOOGAlphabet Inc.Stock233,300$39.0M4.2%−400−0.2%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF1,128,400$63.9M6.9%−32,700−2.8%Reduced–
VZVerizon Communications IncStock1,500,000$67.4M7.2%−1,055,400−41.3%ReducedHistory
CCitigroup IncStock1,831,000$114.6M12.3%+111,000+6.5%AddedHistory

Options (624)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 624 by value.

Option positions of Caption Management, LLC in Q3 2024
SecurityClassPutsCalls
CCitigroup IncStock$105.3M$47.0M
CPRICapri Holdings LtdSHS$79.5M$61.3M
XUnited States Steel CorpCOM$43.4M$77.2M
ACIAlbertsons Companies, Inc.COMMON STOCK$38.2M$65.9M
CLSCelestica IncStock$30.0M$59.8M
CORCencora, Inc.Stock–$88.6M
VRSNVerisign IncCOM$67.1M$9.23M
VSTVistra Corp.Stock$44.3M$31.3M
FYBRFrontier Communications Parent, Inc.COM$46.4M$28.6M
State Street SPDR S&P Regional Banking ETF78464A698ETF$73.1M–
TPRTapestry, Inc.COM$54.7M$12.1M
VZVerizon Communications IncStock$65.2M–
RCLRoyal Caribbean Cruises LtdCOM–$63.3M
ACLXArcellx, Inc.COMMON STOCK$43.4M$18.0M
ARGXArgenx SESPONSORED ADR$25.5M$35.7M
GEVGE Vernova Inc.Stock$20.4M$40.4M
TSLATesla, Inc.Stock$28.5M$28.5M
APPAppLovin CorpCOM CL A–$51.9M
NEENextera Energy IncStock$25.8M$25.8M
PINSPinterest, Inc.CL A$2.59M$48.6M
MCHPMicrochip Technology IncStock$32.6M$17.1M
CTLTCatalent, Inc.COM$33.7M$15.4M
RUNSunrun Inc.COM$10.4M$37.1M
GWREGuidewire Software, Inc.COM$16.7M$24.1M
HUMHumana IncStock$2.76M$36.8M
GOOGAlphabet Inc.Stock$38.2M–
INSMINSMED IncCOM PAR $.01$31.1M$6.77M
PEPPepsiCo IncStock$11.9M$23.8M
ASPNAspen Aerogels IncCOM$4.15M$31.3M
CVXChevron CorpStock$35.3M–
APOApollo Global Management, Inc.COM$9.11M$26.1M
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$34.7M
CRSCarpenter Technology CorpCOM–$33.8M
SPDR Series Trust78464A755ST STR SP METAL$4.78M$29.0M
ANSSAnsys IncCOM$33.4M–
BRBRBellring Brands, Inc.Stock$15.7M$15.8M
HASIHA Sustainable Infrastructure Capital, Inc.COM$12.1M$18.3M
WWayfair Inc.CL A–$30.3M
TKOTKO Group Holdings, Inc.CL A$14.2M$14.2M
LOPEGrand Canyon Education, Inc.COM$28.4M–
TALTAL Education GroupSPONSORED ADS$21.1M$6.69M
WECWec Energy Group, Inc.Stock$27.6M–
PANWPalo Alto Networks IncStock$13.6M$13.7M
AGIAlamos Gold IncStock$13.0M$14.2M
CVNACarvana Co.CL A$26.1M–
IPInternational Paper CoCOM$7.33M$18.4M
WDCWestern Digital CorpCOM–$25.3M
OSCROscar Health, Inc.CL A$1.06M$24.1M
PCVXVaxcyte, Inc.COM$5.03M$20.0M
ILMNIllumina, Inc.COM$19.6M$5.36M
EVHEvolent Health, Inc.CL A$13.2M$11.0M
PEGPublic Service Enterprise Group IncCOM–$23.6M
VRTXVertex Pharmaceuticals IncStock–$23.3M
CRHCRH Public Ltd CoORD–$23.2M
GRPNGroupon, Inc.COM NEW$3.45M$19.5M
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X$9.93M$12.4M
BFHBread Financial Holdings, Inc.COM$15.4M$6.84M
Kraneshares Trust500767306CSI CHI INTERNET–$22.1M
EWTXEdgewise Therapeutics, Inc.COM–$21.9M
ITRIItron, Inc.COM$7.32M$14.5M
HAEHaemonetics CorpCOM$10.9M$10.9M
SESea LtdSPONSORD ADS$21.7M–
DKNGDraftKings Inc.Stock$7.84M$13.8M
GLNGGolar LNG LtdSHS$650.7K$20.7M
CAPRCapricor Therapeutics, Inc.COM NEW$8.77M$12.4M
ZZillow Group, Inc.CL C CAP STK$19.2M$1.60M
CBLCBL & Associates Properties IncCOMMON STOCK–$20.7M
RRXRegal Rexnord CorpCOM$19.9M–
AZNAstraZeneca PLCSPONSORED ADR–$19.4M
BHCBausch Health Companies Inc.Stock$17.8M$1.25M
XPOFXponential Fitness, Inc.COM CL A$3.25M$15.8M
MDBMongoDB, Inc.CL A$18.9M–
iShares MSCI India ETF46429B598ETF–$18.8M
APLSApellis Pharmaceuticals, Inc.COM$1.73M$17.0M
IRENIREN LtdORDINARY SHARES$2.31M$16.1M
DXCMDexcom IncCOM$2.35M$15.4M
XOMExxonMobil Holdings CorpCOM$5.86M$11.7M
PODDInsulet CorpStock$3.26M$14.3M
PGProcter & Gamble CoStock$17.3M–
CYTKCytokinetics IncCOM NEW$10.2M$7.06M
FIXComfort Systems USA IncCOM$9.13M$8.04M
FLGFlagstar Bank, National AssociationStock–$17.2M
ZSZscaler, Inc.Stock$8.55M$8.55M
CORZCore Scientific, Inc.COM$4.45M$12.5M
HESHess CorpStock$17.0M–
MTZMastec IncCOM$6.16M$10.8M
BEKEKE Holdings Inc.SPONSORED ADS$1.53M$15.4M
RHRHCOM$16.7M–
VKTXViking Therapeutics, Inc.COM–$16.4M
Paramount Global92556H206CL B$14.7M$1.06M
KBHKB HomeCOM$15.3M–
AGIOAgios Pharmaceuticals, Inc.COM$13.3M$1.83M
BTUPeabody Energy CorpCOM$6.27M$8.63M
BBIOBridgeBio Pharma, Inc.COM$7.39M$7.42M
REGNRegeneron Pharmaceuticals, Inc.COM$14.7M–
CFLTConfluent, Inc.CLASS A COM$5.07M$9.61M
CELHCelsius Holdings, Inc.COM NEW$7.21M$7.21M
SMARSmartsheet IncCOM CL A$4.16M$10.1M
KRKroger CoStock–$14.2M
PFEPfizer IncStock–$14.0M

Sold out since Q2 2024 (180)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Caption Management, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
FSLRFirst Solar, Inc.Stock103,200$23.3M2.5%History
CHTRCharter Communications, Inc.CL A64,000$19.1M2.0%History
iShares Tr464287739U.S. REAL ES ETF150,200$13.2M1.4%–
RTORentokil Initial PLCSPONSORED ADR328,870$9.75M1.0%History
CORZZCore Scientific, Inc.*W EXP 01/23/202920,858$8.00M0.8%History
VSTOVista Outdoor Inc.COM180,604$6.80M0.7%History
ADBEAdobe Inc.Stock11,000$6.11M0.6%History
CLHClean Harbors IncCOM25,000$5.65M0.6%History
HUBSHubSpot IncCOM8,100$4.78M0.5%History
SHELShell plcADR60,400$4.36M0.5%History
MTZMastec IncCOM40,000$4.28M0.5%History
ANSSAnsys IncCOM13,000$4.18M0.4%History
ARGXArgenx SESPONSORED ADR9,599$4.13M0.4%History
NVMINova Ltd.COM17,496$4.10M0.4%History
CBRLCracker Barrel Old Country Store, IncCOM95,300$4.02M0.4%History
CFLTConfluent, Inc.CLASS A COM131,000$3.87M0.4%History
JEFJefferies Financial Group Inc.COM75,000$3.73M0.4%History
PINSPinterest, Inc.CL A83,300$3.67M0.4%History
NTRANatera, Inc.COM33,888$3.67M0.4%History
VRSNVerisign IncCOM20,365$3.62M0.4%History
AEMAgnico Eagle Mines LtdStock54,500$3.56M0.4%History
State Street Energy Select Sector SPDR ETF81369Y506ETF39,100$3.56M0.4%–
BRBRBellring Brands, Inc.Stock62,100$3.55M0.4%History
Sprott FDS Tr85208P303URANIUM MINERS E70,000$3.45M0.4%–
WCCWesco International IncCOM21,000$3.33M0.4%History
PIIPolaris Inc.Stock41,300$3.23M0.3%History
GSGoldman Sachs Group IncStock7,000$3.17M0.3%History
HPQHP IncStock90,100$3.16M0.3%History
MTNVail Resorts IncCOM17,000$3.06M0.3%History
INSEInspired Entertainment, Inc.COM323,000$2.96M0.3%History
GPCGenuine Parts CoStock19,000$2.63M0.3%History
PSAPublic StorageCOM8,000$2.30M0.2%History
CRCCalifornia Resources CorpCOM STOCK43,000$2.29M0.2%History
AESAES CorpStock117,400$2.06M0.2%History
ANNXAnnexon, Inc.COM400,600$1.96M0.2%History
SIXSix Flags Entertainment CorpCOM57,700$1.91M0.2%History
WSTWest Pharmaceutical Services IncCOM5,805$1.91M0.2%History
RYTMRhythm Pharmaceuticals, Inc.COM44,984$1.85M0.2%History
BMBLBumble Inc.COM CL A174,587$1.83M0.2%History
FTAIFTAI Aviation Ltd.SHS17,442$1.80M0.2%History
FCXFreeport-McMoran IncStock33,753$1.64M0.2%History
GRMNGarmin LtdSHS9,000$1.47M0.2%History
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X38,129$1.43M0.2%–
REXRRexford Industrial Realty, Inc.COM30,419$1.36M0.1%History
DXCMDexcom IncCOM11,900$1.35M0.1%History
DLTRDollar Tree, Inc.COM12,500$1.33M0.1%History
ZTSZoetis Inc.Stock7,500$1.30M0.1%History
SUSuncor Energy IncStock34,000$1.30M0.1%History
EWEdwards Lifesciences CorpStock14,000$1.29M0.1%History
WMBWilliams Companies, Inc.COM30,000$1.27M0.1%History
MMYTMakeMyTrip LtdStock15,000$1.26M0.1%History
ZIONZions Bancorporation, National AssociationCOM28,585$1.24M0.1%History
CFGCitizens Financial Group IncCOM33,800$1.22M0.1%History
SASeabridge Gold IncCOM88,408$1.21M0.1%History
DELLDell Technologies Inc.Stock8,100$1.12M0.1%History
RUNSunrun Inc.COM91,410$1.08M0.1%History
APPAppLovin CorpCOM CL A12,266$1.02M0.1%History
GAPGap IncCOM41,500$991.4K0.1%History
NKENIKE, Inc.Stock13,050$983.6K0.1%History
VRNSVaronis Systems IncCOM20,000$959.4K0.1%History
BRKRBruker CorpCOM15,000$957.1K0.1%History
MYGNMyriad Genetics IncCOM38,300$936.8K0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW46,400$928.5K0.1%History
Advisorshares Tr00768Y453PURE US CANN ETF123,534$905.5K0.1%–
BALYBally's CorpCOM74,428$890.9K0.1%History
UALUnited Airlines Holdings, Inc.COM18,000$875.9K0.1%History
SGRYSurgery Partners, Inc.Stock35,100$835.0K0.1%History
NVSNovartis AGADR7,500$798.5K0.1%History
INTCIntel CorpStock25,600$792.8K0.1%History
FDSFactset Research Systems IncStock1,900$775.7K0.1%History
SYMSymbotic Inc.Stock21,600$759.5K0.1%History
OKLOOklo Inc.COM CL A85,971$728.2K0.1%History
OGNOrganon & Co.Stock35,000$724.5K0.1%History
SEESealed Air CorpCOM20,200$702.8K0.1%History
MASMasco CorpCOM10,000$666.7K0.1%History
EXASExact Sciences CorpCOM15,600$659.1K0.1%History
LUCKLucky Strike Entertainment CorpCL A COM44,204$640.5K0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR4,600$627.3K0.1%History
AALAmerican Airlines Group Inc.Stock55,000$623.1K0.1%History
GNRCGenerac Holdings Inc.Stock4,400$581.8K0.1%History
VRDNViridian Therapeutics, Inc.COM44,300$576.3K0.1%History
CCOICogent Communications Holdings, Inc.COM NEW10,000$564.4K0.1%History
ATECAlphatec Holdings, Inc.COM NEW53,000$553.9K0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW40,000$548.0K0.1%History
OLLIOllie's Bargain Outlet Holdings, Inc.Stock5,300$520.3K0.1%History
QDELQuidelOrtho CorpCOM15,300$508.3K0.1%History
AZNAstraZeneca PLCSPONSORED ADR6,300$491.3K0.1%History
QRVOQorvo, Inc.Stock4,200$487.4K0.1%History
CDECoeur Mining, Inc.COM NEW84,563$475.2K0.1%History
EOSEEos Energy Enterprises, Inc.COM CL A350,311$444.9K<0.1%History
CCJCameco CorpStock9,000$442.8K<0.1%History
NMRANeumora Therapeutics, Inc.COM45,000$442.4K<0.1%History
REXRex American Resources CorpCOM9,493$432.8K<0.1%History
GTHXG1 Therapeutics, Inc.COM185,505$423.0K<0.1%History
CXMSprinklr, Inc.CL A43,950$422.8K<0.1%History
UWMCUWM Holdings CorpCOM CL A59,200$410.3K<0.1%History
GRABGrab Holdings LtdCLASS A ORD115,200$409.0K<0.1%History
KRKroger CoStock8,153$407.1K<0.1%History
CAKECheesecake Factory IncCOM10,000$392.9K<0.1%History
FLNCFluence Energy, Inc.COM CL A22,500$390.1K<0.1%History