Caption Management, LLC
- SEC CIK
- 0001706766
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 350
- No 13F data for Q4 2020
- Portfolio value
- $778.2M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HLTHilton Worldwide Holdings Inc. | COM | 9,900 | $1.20M | 0.2% | – | – | History |
| RAREUltragenyx Pharmaceutical Inc. | COM | 10,801 | $1.23M | 0.2% | – | – | History |
| Vonage Holdings Corp92886T201 | COM | 105,000 | $1.24M | 0.2% | – | – | – |
| EBAYeBay Inc | COM | 20,300 | $1.24M | 0.2% | – | – | History |
| CRISCuris Inc | COM NEW | 111,152 | $1.26M | 0.2% | – | – | History |
| PRTSCarParts.com, Inc. | COM | 90,000 | $1.28M | 0.2% | – | – | History |
| TOONKartoon Studios, Inc. | COM | 662,463 | $1.28M | 0.2% | – | – | History |
| OSGOctave Specialty Group Inc | COM NEW | 76,800 | $1.29M | 0.2% | – | – | History |
| SFTGQShift Technologies, Inc. | CL A | 155,000 | $1.29M | 0.2% | – | – | History |
| IRTCiRhythm Holdings, Inc. | COM | 9,500 | $1.32M | 0.2% | – | – | History |
| HOGHarley-Davidson, Inc. | COM | 33,000 | $1.32M | 0.2% | – | – | History |
| TGNATegna Inc | COM | 70,881 | $1.33M | 0.2% | – | – | History |
| BNFTBenefitfocus, Inc. | COM | 98,216 | $1.35M | 0.2% | – | – | History |
| JEFJefferies Financial Group Inc. | COM | 45,749 | $1.38M | 0.2% | – | – | History |
| NVAXNovavax Inc | COM NEW | 7,700 | $1.40M | 0.2% | – | – | History |
| RWTRedwood Trust Inc | COM | 140,000 | $1.46M | 0.2% | – | – | History |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 75,000 | $1.48M | 0.2% | – | – | – |
| NTRNutrien Ltd. | COM | 27,500 | $1.48M | 0.2% | – | – | History |
| CSIQCanadian Solar Inc. | COM | 31,000 | $1.54M | 0.2% | – | – | History |
| PRTYParty City Holdco Inc. | COM | 270,000 | $1.57M | 0.2% | – | – | History |
| CCJCameco Corp | Stock | 95,600 | $1.59M | 0.2% | – | – | History |
| NUENucor Corp | COM | 19,875 | $1.59M | 0.2% | – | – | History |
| SIXSix Flags Entertainment Corp | COM | 35,000 | $1.63M | 0.2% | – | – | History |
| KDPKeurig Dr Pepper Inc. | COM | 48,400 | $1.66M | 0.2% | – | – | History |
| AERIAerie Pharmaceuticals Inc | COM | 93,808 | $1.68M | 0.2% | – | – | History |
| BDCBelden Inc. | COM | 38,000 | $1.69M | 0.2% | – | – | History |
| STNGScorpio Tankers Inc. | SHS | 91,700 | $1.69M | 0.2% | – | – | History |
| SPLKSplunk Inc | COM | 12,500 | $1.70M | 0.2% | – | – | History |
| PRCHPorch Group, Inc. | COM | 95,900 | $1.70M | 0.2% | – | – | History |
| NVSNovartis AG | ADR | 20,000 | $1.71M | 0.2% | – | – | History |
| BTAIQBioXcel Therapeutics, Inc. | COM | 40,000 | $1.73M | 0.2% | – | – | History |
| Grubhub Inc400110102 | COM | 28,832 | $1.73M | 0.2% | – | – | – |
| BHP Group Ltd05545E209 | SPONSORED ADR | 30,000 | $1.74M | 0.2% | – | – | – |
| BLDRBuilders FirstSource, Inc. | Stock | 38,203 | $1.77M | 0.2% | – | – | History |
| CARAvis Budget Group, Inc. | COM | 24,800 | $1.80M | 0.2% | – | – | History |
| KEXKirby Corp | COM | 30,000 | $1.81M | 0.2% | – | – | History |
| LEALear Corp | COM NEW | 10,000 | $1.81M | 0.2% | – | – | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 42,900 | $1.86M | 0.2% | – | – | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 35,323 | $1.87M | 0.2% | – | – | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 186,900 | $1.91M | 0.2% | – | – | History |
| BMRNBiomarin Pharmaceutical Inc | COM | 25,399 | $1.92M | 0.2% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 545,700 | $1.94M | 0.2% | – | – | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 42,500 | $1.99M | 0.3% | – | – | History |
| UUnity Software Inc. | COM | 20,000 | $2.01M | 0.3% | – | – | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 75,750 | $2.01M | 0.3% | – | – | History |
| ADCTADC Therapeutics SA | SHS | 83,000 | $2.03M | 0.3% | – | – | History |
| Macquarie Infrastructure Cor55608B105 | COM | 64,000 | $2.04M | 0.3% | – | – | – |
| Turquoise Hill Res Ltd900435207 | COM | 126,900 | $2.04M | 0.3% | – | – | – |
| LEGLeggett & Platt Inc | Stock | 45,266 | $2.07M | 0.3% | – | – | History |
| TVRDTvardi Therapeutics, Inc. | COM | 95,410 | $2.07M | 0.3% | – | – | History |
| BOXBox Inc | CL A | 92,049 | $2.11M | 0.3% | – | – | History |
| SPOTSpotify Technology S.A. | Stock | 8,000 | $2.14M | 0.3% | – | – | History |
| LILi Auto Inc. | SPONSORED ADS | 86,000 | $2.15M | 0.3% | – | – | History |
| BLUEbluebird bio, Inc. | COM | 72,357 | $2.18M | 0.3% | – | – | History |
| AERAerCap Holdings N.V. | SHS | 37,200 | $2.19M | 0.3% | – | – | History |
| BHCBausch Health Companies Inc. | Stock | 69,000 | $2.19M | 0.3% | – | – | History |
| AAPLApple Inc. | Stock | 18,190 | $2.22M | 0.3% | – | – | History |
| LLYEli Lilly & Co | Stock | 12,000 | $2.24M | 0.3% | – | – | History |
| CLMTCalumet, Inc. | UT LTD PARTNER | 368,989 | $2.25M | 0.3% | – | – | History |
| REALTheRealReal, Inc. | COM | 100,000 | $2.26M | 0.3% | – | – | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 30,000 | $2.29M | 0.3% | – | – | – |
| CALMCal-Maine Foods Inc | COM NEW | 60,000 | $2.31M | 0.3% | – | – | History |
| UNVRUnivar Solutions Inc. | COM | 108,000 | $2.33M | 0.3% | – | – | History |
| DREDuke Realty Corp | COM NEW | 55,536 | $2.33M | 0.3% | – | – | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 20,000 | $2.37M | 0.3% | – | – | History |
| ODPODP Corp | COM | 55,000 | $2.38M | 0.3% | – | – | History |
| ALLTAllot Ltd. | SHS | 150,261 | $2.40M | 0.3% | – | – | History |
| CSTMConstellium SE | CL A SHS | 163,600 | $2.40M | 0.3% | – | – | History |
| Aphria Inc03765K104 | COM | 133,600 | $2.45M | 0.3% | – | – | – |
| SPGSimon Property Group Inc. | REIT | 22,100 | $2.52M | 0.3% | – | – | History |
| RIORio Tinto PLC | ADR | 32,583 | $2.53M | 0.3% | – | – | History |
| CDNACareDx, Inc. | COM | 37,500 | $2.55M | 0.3% | – | – | History |
| VMRKVivmark Residential | SH BEN INT | 35,800 | $2.56M | 0.3% | – | – | History |
| APTVAptiv PLC | SHS | 18,794 | $2.59M | 0.3% | – | – | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 18,200 | $2.78M | 0.4% | – | – | History |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 101,000 | $2.85M | 0.4% | – | – | History |
| MAMastercard Inc | Stock | 8,000 | $2.85M | 0.4% | – | – | History |
| WBTWelbilt, Inc. | COM | 176,150 | $2.86M | 0.4% | – | – | History |
| ACADAcadia Pharmaceuticals Inc | COM | 111,700 | $2.88M | 0.4% | – | – | History |
| DBAInvesco DB Agriculture Fund | AGRICULTURE FD | 175,000 | $2.96M | 0.4% | – | – | History |
| NTLAIntellia Therapeutics, Inc. | COM | 37,701 | $3.03M | 0.4% | – | – | History |
| CRMSalesforce, Inc. | Stock | 14,400 | $3.05M | 0.4% | – | – | History |
| AAAlcoa Corp | Stock | 95,477 | $3.10M | 0.4% | – | – | History |
| SGENSeagen Inc. | COM | 22,700 | $3.15M | 0.4% | – | – | History |
| MGNXMacrogenics Inc | COM | 98,975 | $3.15M | 0.4% | – | – | History |
| GVAGranite Construction Inc | COM | 81,511 | $3.28M | 0.4% | – | – | History |
| OMEROmeros Corp | COM | 185,817 | $3.31M | 0.4% | – | – | History |
| ESTCElastic N.V. | ORD SHS | 30,000 | $3.34M | 0.4% | – | – | History |
| ALLKAllakos Inc. | COM | 29,236 | $3.36M | 0.4% | – | – | History |
| iShares Global Clean Energy ETF464288224 | ETF | 141,000 | $3.43M | 0.4% | – | – | – |
| ZGZillow Group, Inc. | CL A | 26,200 | $3.44M | 0.4% | – | – | History |
| ZIONZions Bancorporation, National Association | COM | 63,301 | $3.48M | 0.4% | – | – | History |
| ALBAlbemarle Corp | Stock | 24,000 | $3.51M | 0.5% | – | – | History |
| HWMHowmet Aerospace Inc. | Stock | 110,736 | $3.56M | 0.5% | – | – | History |
| MMacy's, Inc. | COM | 222,000 | $3.59M | 0.5% | – | – | History |
| CHEFChefs' Warehouse, Inc. | COM | 118,734 | $3.62M | 0.5% | – | – | History |
| CHTRCharter Communications, Inc. | CL A | 6,000 | $3.70M | 0.5% | – | – | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 178,266 | $3.71M | 0.5% | – | – | – |
| PARRPar Pacific Holdings, Inc. | COM NEW | 265,000 | $3.74M | 0.5% | – | – | History |
| TRIThomson Reuters Corp | COM NEW | 45,000 | $3.94M | 0.5% | – | – | History |
Options (496)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 496 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| WIXWix.com Ltd. | SHS | $98.5M | – |
| BIIBBiogen Inc. | COM | $14.0M | $84.2M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $77.4M | $19.7M |
| AMATApplied Materials Inc | Stock | $55.4M | $22.0M |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | $35.7M | $38.1M |
| QSQuantumScape Corp | COM CL A | $29.2M | $42.3M |
| ADNTAdient plc | Stock | $6.63M | $61.4M |
| KSSKOHLS Corp | Stock | $4.52M | $62.4M |
| ENPHEnphase Energy, Inc. | Stock | $57.0M | – |
| Paramount Global92556H206 | CL B | $24.8M | $25.3M |
| TEAMAtlassian Corp | CL A | $50.1M | – |
| PTONPeloton Interactive, Inc. | CL A COM | $43.8M | – |
| QUREuniQure N.V. | SHS | $7.24M | $36.3M |
| AALAmerican Airlines Group Inc. | Stock | $19.1M | $21.0M |
| TYLTyler Technologies Inc | COM | $38.2M | – |
| MAMastercard Inc | Stock | – | $35.6M |
| CLFCleveland-Cliffs Inc. | COM | $4.02M | $29.2M |
| ZENZendesk, Inc. | COM | – | $33.2M |
| CHTRCharter Communications, Inc. | CL A | – | $30.9M |
| MRVLMarvell Technology, Inc. | ORD | $8.57M | $22.0M |
| NTLAIntellia Therapeutics, Inc. | COM | $16.8M | $13.3M |
| ONBOld National Bancorp | Stock | – | $28.1M |
| STKLSunOpta Inc. | COM | $13.3M | $14.7M |
| SGRYSurgery Partners, Inc. | Stock | $12.3M | $13.3M |
| COUPCoupa Software Inc | COM | $25.4M | – |
| AMGNAmgen Inc | Stock | $24.9M | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | – | $24.7M |
| ILMNIllumina, Inc. | COM | $14.2M | $10.4M |
| NEMNEWMONT Corp | Stock | $12.1M | $12.4M |
| GMSGMS Inc. | COM | – | $24.4M |
| AIRAar Corp | Stock | – | $24.1M |
| REKRRekor Systems, Inc. | COM | $11.3M | $12.1M |
| CORCencora, Inc. | Stock | $5.79M | $17.6M |
| MRNAModerna, Inc. | Stock | $2.62M | $20.4M |
| ZIONZions Bancorporation, National Association | COM | $11.2M | $11.0M |
| BILLBILL Holdings, Inc. | Stock | $21.8M | – |
| LKQLKQ Corp | COM | – | $21.8M |
| SPOTSpotify Technology S.A. | Stock | $21.4M | – |
| BMRNBiomarin Pharmaceutical Inc | COM | $9.17M | $10.6M |
| DXCDXC Technology Co | Stock | $9.52M | $10.1M |
| MPCMarathon Petroleum Corp | Stock | $19.4M | – |
| ALKSAlkermes plc. | SHS | $17.9M | $1.40M |
| APTVAptiv PLC | SHS | $9.65M | $9.65M |
| VSTVistra Corp. | Stock | $13.1M | $5.79M |
| UPLDUpland Software, Inc. | COM | $1.89M | $17.0M |
| GMGeneral Motors Co | COM | $8.62M | $10.1M |
| VNETVNET Group, Inc. | SPONSORED ADS A | – | $18.7M |
| PRTYParty City Holdco Inc. | COM | – | $18.4M |
| AAPLApple Inc. | Stock | $18.3M | – |
| LULUlululemon athletica inc. | Stock | $9.14M | $9.14M |
| ZNGAZynga Inc | CL A | – | $18.2M |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | $5.62M | $12.5M |
| AXNXAxonics, Inc. | COM | $8.76M | $8.88M |
| WWayfair Inc. | CL A | $945.0K | $16.7M |
| ESTCElastic N.V. | ORD SHS | $17.5M | – |
| DTDynatrace, Inc. | Stock | $3.81M | $13.5M |
| BOXBox Inc | CL A | – | $17.1M |
| TMUST-Mobile US, Inc. | Stock | $8.52M | $8.52M |
| APPSDigital Turbine, Inc. | COM NEW | $5.79M | $11.3M |
| SABRSabre Corp | COM | $9.18M | $7.77M |
| DHRDanaher Corp | Stock | – | $16.9M |
| WBAWalgreens Boots Alliance, Inc. | COM | $16.5M | – |
| ANIKAnika Therapeutics, Inc. | COM | – | $16.1M |
| AMZNAmazon Com Inc | Stock | – | $15.8M |
| Sunpower Corp867652406 | COM | $13.4M | $2.01M |
| GOGOGogo Inc. | COM | – | $15.2M |
| DXCMDexcom Inc | COM | $14.4M | – |
| TDCTeradata Corp | Stock | $5.26M | $9.11M |
| GPREGreen Plains Inc. | COM | $4.28M | $10.0M |
| EDITEditas Medicine, Inc. | COM | $3.77M | $10.5M |
| WWEWorld Wrestling Entertainment, LLC | CL A | $2.71M | $11.5M |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | – | $14.0M |
| BLDRBuilders FirstSource, Inc. | Stock | $13.9M | – |
| NVCRNovoCure Ltd | ORD SHS | – | $13.7M |
| PDDPDD Holdings Inc. | SPONSORED ADS | – | $13.4M |
| LKFTLakefront Biotherapeutics NV | SPON ADR | $13.4M | – |
| PARRPar Pacific Holdings, Inc. | COM NEW | $1.41M | $12.0M |
| USA Technologies Inc90328S500 | COM | $4.39M | $8.82M |
| MCKMcKesson Corp | Stock | $4.29M | $8.58M |
| UNVRUnivar Solutions Inc. | COM | – | $12.9M |
| MDTMedtronic plc | Stock | – | $12.8M |
| SIGSignet Jewelers Ltd | SHS | $6.37M | $6.37M |
| HOGHarley-Davidson, Inc. | COM | – | $12.7M |
| EQIXEquinix Inc | COM | $12.4M | – |
| DGXQuest Diagnostics Inc | COM | – | $12.3M |
| DREDuke Realty Corp | COM NEW | $12.3M | – |
| HLTHilton Worldwide Holdings Inc. | COM | $12.1M | – |
| COTYCoty Inc. | COM CL A | $6.92M | $5.12M |
| HCAHCA Healthcare, Inc. | COM | $5.84M | $5.84M |
| BHP Group Ltd05545E209 | SPONSORED ADR | $11.6M | – |
| SNOWSnowflake Inc. | Stock | $11.5M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.66M | $4.71M |
| XYZBlock, Inc. | CL A | – | $11.4M |
| MMacy's, Inc. | COM | – | $11.3M |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | $4.24M | $7.06M |
| PPGPPG Industries Inc | Stock | $11.3M | – |
| VFFVillage Farms International, Inc. | COM | – | $11.3M |
| NSLRNeostellar Capital Corp. | COM NEW | $9.30M | $1.76M |
| INCYIncyte Corp | COM | $7.72M | $3.25M |
| QGENQiagen N.V. | SHS NEW | – | $10.9M |